# AssetMark Financial Holdings Inc. (AMK)

Source: https://www.quantisnow.com/company/AMK
Generated: 2026-11-06T22:02:59.329Z

- Ticker: AMK
- Exchange: NYSE
- Sector: Finance
- Industry: Investment Managers
- IPO year: 2019
- Website: assetmark.com

## About

AssetMark Financial Holdings, Inc. provides wealth management and technology solutions in the United States. The company offers an open-architecture product platform, as well as client advice, asset allocation options, practice management, support services, and technology to the financial adviser channel. It provides integrated technology platform for advisers for accessing a range of automated processes, including new account opening, portfolio construction, streamlined financial planning, customer billing, investor reporting, progress to goal analysis, and client activity tracking; advisory services; and curated investment platform. The company also offers mutual funds to clients of financial advisers; custodial recordkeeping services primarily to investor clients of registered investment advisers; record-keeper and third-party administrator services for retirement products; wealth management services for institutional and individual investors; and insurance services on an intermediary basis. It serves independent advisers who provide wealth management advice to the U.S. investors. The company was founded in 1996 and is headquartered in Concord, California. AssetMark Financial Holdings, Inc. operates as a subsidiary of Huatai International Investment Holdings Limited.

## Latest AMK news and filings

- 2024-12-17 16:30 UTC [AssetMark Named Winner of the ThinkAdvisor 2024 Luminaries Award for Innovation for Its Tax Management Services](https://www.quantisnow.com/insight/assetmark-named-winner-of-the-thinkadvisor-2024-luminaries-award-for-5816417)
- 2024-12-10 16:30 UTC [Leadership Update] [AssetMark Appoints Erin Wood as Senior Vice President of Advanced Planning](https://www.quantisnow.com/insight/assetmark-appoints-erin-wood-as-senior-vice-president-of-advanced-5807148)
- 2024-12-02 16:00 UTC [AssetMark Completes Acquisition of Key TAMP Business Assets in Strategic Alliance with Morningstar Wealth](https://www.quantisnow.com/insight/assetmark-completes-acquisition-of-key-tamp-business-assets-in-strategic-5795592)
- 2024-11-14 16:30 UTC [AssetMark and Cheetah Deliver a Unified Wealth Management Solution, Driving Growth and Efficiency for Financial Institutions](https://www.quantisnow.com/insight/assetmark-and-cheetah-deliver-a-unified-wealth-management-solution-driving-5774086)
- 2024-09-16 13:25 UTC [SEC Form 15-12G filed by AssetMark Financial Holdings Inc.](https://www.quantisnow.com/insight/sec-form-15-12g-filed-by-assetmark-financial-holdings-inc-5694632)
- 2024-09-12 15:30 UTC [AssetMark Launches Morningstar Wealth Investment Strategies for Financial Advisors](https://www.quantisnow.com/insight/assetmark-launches-morningstar-wealth-investment-strategies-for-financial-advisors-5691767)
- 2024-09-11 04:15 UTC [SEC Form EFFECT] [SEC Form EFFECT filed by AssetMark Financial Holdings Inc.](https://www.quantisnow.com/insight/sec-form-effect-filed-by-assetmark-financial-holdings-inc-5689836)
- 2024-09-06 20:30 UTC [SEC Schedule 13D] [Amendment: SEC Form SC 13D/A filed by AssetMark Financial Holdings Inc.](https://www.quantisnow.com/insight/amendment-sec-form-sc-13da-filed-by-assetmark-financial-holdings-5686000)
- 2024-09-06 20:07 UTC [SEC Form 4] [Large owner Huatai Securities Co., Ltd. sold $1,793,301,415 worth of shares (50,873,799 units at $35.25) (SEC Form 4)](https://www.quantisnow.com/insight/large-owner-huatai-securities-co-ltd-sold-1793301415-worth-of-5685801)
- 2024-09-06 20:07 UTC [SEC Form 4] [HR & Digital Product Solutions Minta-Jacobs Esi returned $2,353,502 worth of shares to the company (66,766 units at $35.25), closing all direct ownership in the company (SEC Form 4)](https://www.quantisnow.com/insight/hr-digital-product-solutions-minta-jacobs-esi-returned-2353502-worth-of-5685798)
- 2024-09-06 20:06 UTC [SEC Form 4] [EVP, Investment Solutions Mcnatt Joel David Jr returned $1,322,897 worth of shares to the company (37,529 units at $35.25), closing all direct ownership in the company (SEC Form 4)](https://www.quantisnow.com/insight/evp-investment-solutions-mcnatt-joel-david-jr-returned-1322897-worth-5685793)
- 2024-09-06 20:06 UTC [SEC Form 4] [EVP, Chief Information Officer Mehta Mukesh gifted 182,165 shares, received a gift of 182,165 shares and returned $10,743,883 worth of shares to the company (304,791 units at $35.25), closing all direct ownership in the company (SEC Form 4)](https://www.quantisnow.com/insight/evp-chief-information-officer-mehta-mukesh-gifted-182165-shares-received-5685789)
- 2024-09-06 20:06 UTC [SEC Form 4] [EVP, Chief Operating Officer Hansen Carrie E. returned $4,738,975 worth of shares to the company (134,439 units at $35.25), closing all direct ownership in the company (SEC Form 4)](https://www.quantisnow.com/insight/evp-chief-operating-officer-hansen-carrie-e-returned-4738975-worth-5685784)
- 2024-09-06 20:05 UTC [SEC Form 4] [EVP, General Counsel Angus Ted F. returned $3,842,602 worth of shares to the company (109,010 units at $35.25), closing all direct ownership in the company (SEC Form 4)](https://www.quantisnow.com/insight/evp-general-counsel-angus-ted-f-returned-3842602-worth-of-5685778)
- 2024-09-06 20:05 UTC [SEC Form 4] [EVP, Chief Financial Officer Zyla Gary G. returned $3,168,799 worth of shares to the company (89,895 units at $35.25), closing all direct ownership in the company (SEC Form 4)](https://www.quantisnow.com/insight/evp-chief-financial-officer-zyla-gary-g-returned-3168799-worth-5685758)
- 2024-09-06 20:04 UTC [SEC Form 4] [CEO and President Kim Michael returned $13,874,470 worth of shares to the company (393,602 units at $35.25), closing all direct ownership in the company (SEC Form 4)](https://www.quantisnow.com/insight/ceo-and-president-kim-michael-returned-13874470-worth-of-shares-5685752)
- 2024-09-06 20:03 UTC [SEC Form 4] [Director Bhagat Rohit returned $2,081,477 worth of shares to the company (59,049 units at $35.25), closing all direct ownership in the company (SEC Form 4)](https://www.quantisnow.com/insight/director-bhagat-rohit-returned-2081477-worth-of-shares-to-the-5685742)
- 2024-09-06 20:03 UTC [SEC Form 4] [Director Guinn Patricia Lynn returned $935,006 worth of shares to the company (26,525 units at $35.25), closing all direct ownership in the company (SEC Form 4)](https://www.quantisnow.com/insight/director-guinn-patricia-lynn-returned-935006-worth-of-shares-to-5685740)
- 2024-09-06 20:02 UTC [SEC Form 4] [Director Velli Joseph M returned $726,714 worth of shares to the company (20,616 units at $35.25), closing all direct ownership in the company (SEC Form 4)](https://www.quantisnow.com/insight/director-velli-joseph-m-returned-726714-worth-of-shares-to-5685736)
- 2024-09-05 19:46 UTC [SEC Form POS AM filed by AssetMark Financial Holdings Inc.](https://www.quantisnow.com/insight/sec-form-pos-am-filed-by-assetmark-financial-holdings-inc-5684104)
- 2024-09-05 19:43 UTC [SEC Form S-8 POS] [SEC Form S-8 POS filed by AssetMark Financial Holdings Inc.](https://www.quantisnow.com/insight/sec-form-s-8-pos-filed-by-assetmark-financial-holdings-inc-5684099)
- 2024-09-05 19:30 UTC [SEC Form 8-K] [AssetMark Financial Holdings Inc. filed SEC Form 8-K: Termination of a Material Definitive Agreement, Completion of Acquisition or Disposition of Assets, Material Modification to Rights of Security Holders, Changes in Control of Registrant, Leadership Update, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Other Events, Financial Statements and Exhibits](https://www.quantisnow.com/insight/assetmark-financial-holdings-inc-filed-sec-form-8-k-termination-of-5684085)
- 2024-09-05 12:54 UTC [SEC Form 25-NSE filed by AssetMark Financial Holdings Inc.](https://www.quantisnow.com/insight/sec-form-25-nse-filed-by-assetmark-financial-holdings-inc-5683667)
- 2024-09-05 10:45 UTC [Leadership Update] [AssetMark Completes Acquisition by GTCR, Launching New Era of Strategic Growth and Expansion](https://www.quantisnow.com/insight/assetmark-completes-acquisition-by-gtcr-launching-new-era-of-strategic-5683192)
- 2024-09-03 21:29 UTC [SEC Form 4] [CEO and President Kim Michael gifted 76,121 shares and received a gift of 76,121 shares, increasing direct ownership by 1% to 355,794 units (SEC Form 4)](https://www.quantisnow.com/insight/ceo-and-president-kim-michael-gifted-76121-shares-and-received-5680465)
- 2024-09-03 21:09 UTC [SEC Form 4] [Director Bhagat Rohit gifted 9,172 shares, decreasing direct ownership by 13% to 59,049 units (SEC Form 4)](https://www.quantisnow.com/insight/director-bhagat-rohit-gifted-9172-shares-decreasing-direct-ownership-by-5680368)
- 2024-08-30 23:07 UTC [SEC Form 4] [EVP, Chief Operating Officer Hansen Carrie E. received a gift of 42,906 shares and gifted 42,906 shares, decreasing direct ownership by 32% to 91,533 units (SEC Form 4)](https://www.quantisnow.com/insight/evp-chief-operating-officer-hansen-carrie-e-received-a-gift-5678504)
- 2024-08-21 23:40 UTC [SEC Form 4] [EVP, Chief Operating Officer Hansen Carrie E. gifted 143 shares, decreasing direct ownership by 0.11% to 134,439 units (SEC Form 4)](https://www.quantisnow.com/insight/evp-chief-operating-officer-hansen-carrie-e-gifted-143-shares-5668395)
- 2024-08-15 23:44 UTC [SEC Form 4] [EVP, Chief Information Officer Mehta Mukesh gifted 262,451 shares and received a gift of 262,451 shares, decreasing direct ownership by 86% to 42,340 units (SEC Form 4)](https://www.quantisnow.com/insight/evp-chief-information-officer-mehta-mukesh-gifted-262451-shares-and-5662014)
- 2024-08-13 15:51 UTC [SEC Form 13F-NT filed by AssetMark Financial Holdings Inc.](https://www.quantisnow.com/insight/sec-form-13f-nt-filed-by-assetmark-financial-holdings-inc-5656450)
- 2024-08-12 20:30 UTC [July AMK Report](https://www.quantisnow.com/insight/july-amk-report-5655092)
- 2024-08-12 20:15 UTC [AssetMark Enhances Advisor Offerings with Expanded Cash Solutions Suite](https://www.quantisnow.com/insight/assetmark-enhances-advisor-offerings-with-expanded-cash-solutions-suite-5654930)
- 2024-08-07 23:06 UTC [SEC Form 4] [EVP, Investment Solutions Mcnatt Joel David Jr gifted 13,974 shares, decreasing direct ownership by 33% to 28,585 units (SEC Form 4)](https://www.quantisnow.com/insight/evp-investment-solutions-mcnatt-joel-david-jr-gifted-13974-shares-5648573)
- 2024-08-06 20:38 UTC [SEC Form 10-Q] [SEC Form 10-Q filed by AssetMark Financial Holdings Inc.](https://www.quantisnow.com/insight/sec-form-10-q-filed-by-assetmark-financial-holdings-inc-5645380)
- 2024-07-31 21:49 UTC [SEC Form 4] [EVP, Chief Financial Officer Zyla Gary G. gifted 2,900 shares, decreasing direct ownership by 3% to 89,895 units (SEC Form 4)](https://www.quantisnow.com/insight/evp-chief-financial-officer-zyla-gary-g-gifted-2900-shares-5636230)
- 2024-07-29 22:07 UTC [SEC Form 4] [EVP, Investment Solutions Mcnatt Joel David Jr gifted 11,367 shares and received a gift of 8,944 shares, decreasing direct ownership by 21% to 42,559 units (SEC Form 4)](https://www.quantisnow.com/insight/evp-investment-solutions-mcnatt-joel-david-jr-gifted-11367-shares-5631907)
- 2024-07-29 22:06 UTC [SEC Form 4] [CEO and President Kim Michael gifted 3,120 shares (SEC Form 4)](https://www.quantisnow.com/insight/ceo-and-president-kim-michael-gifted-3120-shares-sec-form-5631906)
- 2024-07-29 22:06 UTC [SEC Form 4] [Amendment: EVP, General Counsel Angus Ted F. received a gift of 1,159 shares (SEC Form 4)](https://www.quantisnow.com/insight/amendment-evp-general-counsel-angus-ted-f-received-a-gift-5631905)
- 2024-07-23 21:38 UTC [SEC Form 4] [EVP, General Counsel Angus Ted F. gifted 5,960 shares, decreasing direct ownership by 5% to 107,851 units (SEC Form 4)](https://www.quantisnow.com/insight/evp-general-counsel-angus-ted-f-gifted-5960-shares-decreasing-5623238)
- 2024-07-18 21:04 UTC [SEC Form 8-K] [AssetMark Financial Holdings Inc. filed SEC Form 8-K: Results of Operations and Financial Condition, Financial Statements and Exhibits](https://www.quantisnow.com/insight/assetmark-financial-holdings-inc-filed-sec-form-8-k-results-of-5616317)

## More

- Live page with ratings, short volume, options and peers: https://www.quantisnow.com/company/AMK
- Earnings history: https://www.quantisnow.com/earnings/AMK
- Dividend history: https://www.quantisnow.com/dividends/AMK
- Insider transactions: https://www.quantisnow.com/insiders/AMK
- Options chain: https://www.quantisnow.com/options/AMK
- SEC 8-K filings only: https://www.quantisnow.com/company/AMK/8-k
- RSS and alerts for AMK: https://www.quantisnow.com/docs/rss-feeds.md