# Herzfeld Caribbean Basin Fund Inc. (CUBA)

Source: https://www.quantisnow.com/company/CUBA
Generated: 2026-11-08T05:10:04.093Z

- Ticker: CUBA
- Exchange: NASDAQ
- Sector: Finance
- Industry: Investment Managers
- Website: herzfeld.com/cuba.htm#!cuba/cs3d

## About

The Herzfeld Caribbean Basin Fund Inc. is a closed-ended equity mutual fund launched by Thomas J. Herzfeld Advisors, Inc. The fund is managed by Herzfeld/Cuba. It invests in the public equity markets of the United States. The fund employing fundamental analysis investing in stocks of companies that are likely to benefit from economic, political, structural and technological developments in the countries in the Caribbean Basin, which consist of Cuba, Jamaica, Trinidad and Tobago, the Bahamas, the Dominican Republic, Barbados, Aruba, Haiti, the Netherlands Antilles, the Commonwealth of Puerto Rico, Mexico, Honduras, Guatemala, Belize, Costa Rica, Panama, Colombia and Venezuela. It invests in stocks of companies operating across diversified sectors. The Herzfeld Caribbean Basin Fund Inc. was formed on March 10, 1992 and is domiciled in the United States.

## Latest CUBA news and filings

- 2025-07-16 20:15 UTC [SEC Form 8-K] [Herzfeld Caribbean Basin Fund Inc. filed SEC Form 8-K: Other Events, Financial Statements and Exhibits](https://www.quantisnow.com/insight/herzfeld-caribbean-basin-fund-inc-filed-sec-form-8-k-other-6122179)
- 2025-07-16 20:00 UTC [Dividends] [Herzfeld Credit Income Fund, Inc. Announces Board Approval of Change in Dividend Reinvestment Policy](https://www.quantisnow.com/insight/herzfeld-credit-income-fund-inc-announces-board-approval-of-change-6121964)
- 2025-07-02 20:40 UTC [The Herzfeld Caribbean Basin Fund, Inc. Announces Change of Name and NASDAQ Ticker Symbol](https://www.quantisnow.com/insight/the-herzfeld-caribbean-basin-fund-inc-announces-change-of-name-6109016)
- 2025-07-02 20:00 UTC [SEC Form 4] [Director Gondor Cecilia L acquired $5,802 worth of shares (2,357 units at $2.46), increasing direct ownership by 6% to 44,317 units (SEC Form 4)](https://www.quantisnow.com/insight/director-gondor-cecilia-l-acquired-5802-worth-of-shares-2357-6107994)
- 2025-07-02 20:00 UTC [SEC Form 4] [Director Lieff Ann S acquired $9,247 worth of shares (3,756 units at $2.46), increasing direct ownership by 9% to 43,533 units (SEC Form 4)](https://www.quantisnow.com/insight/director-lieff-ann-s-acquired-9247-worth-of-shares-3756-6107992)
- 2025-07-02 20:00 UTC [SEC Form 4] [Portfolio Manager Paylor Ryan M acquired $10,729 worth of shares (4,358 units at $2.46), increasing direct ownership by 9% to 50,502 units (SEC Form 4)](https://www.quantisnow.com/insight/portfolio-manager-paylor-ryan-m-acquired-10729-worth-of-shares-6107990)
- 2025-07-02 20:00 UTC [SEC Form 4] [Director Herzfeld Brigitta Suzanne acquired $17,255 worth of shares (7,009 units at $2.46), increasing direct ownership by 6% to 131,766 units (SEC Form 4)](https://www.quantisnow.com/insight/director-herzfeld-brigitta-suzanne-acquired-17255-worth-of-shares-7009-6107989)
- 2025-07-02 20:00 UTC [SEC Form 4] [Director Gelety John A acquired $1,908 worth of shares (775 units at $2.46), increasing direct ownership by 8% to 10,206 units (SEC Form 4)](https://www.quantisnow.com/insight/director-gelety-john-a-acquired-1908-worth-of-shares-775-6107987)
- 2025-07-02 20:00 UTC [SEC Form 4] [Chairman of the Advisor Herzfeld Thomas J acquired $222,333 worth of shares (90,313 units at $2.46), increasing direct ownership by 6% to 1,664,037 units (SEC Form 4)](https://www.quantisnow.com/insight/chairman-of-the-advisor-herzfeld-thomas-j-acquired-222333-worth-6107986)
- 2025-07-02 20:00 UTC [SEC Form 4] [President Herzfeld Erik Mervin acquired $135,992 worth of shares (55,241 units at $2.46), increasing direct ownership by 9% to 640,171 units (SEC Form 4)](https://www.quantisnow.com/insight/president-herzfeld-erik-mervin-acquired-135992-worth-of-shares-55241-6107985)
- 2025-07-02 20:00 UTC [SEC Form 4] [Director Tatum Kay W acquired $694 worth of shares (282 units at $2.46), increasing direct ownership by 6% to 5,309 units (SEC Form 4)](https://www.quantisnow.com/insight/director-tatum-kay-w-acquired-694-worth-of-shares-282-6107984)
- 2025-06-30 20:00 UTC [Dividends] [The Herzfeld Caribbean Basin Fund, Inc. Pays Distribution](https://www.quantisnow.com/insight/the-herzfeld-caribbean-basin-fund-inc-pays-distribution-6103509)
- 2025-06-18 20:10 UTC [SEC Form 8-K] [Herzfeld Caribbean Basin Fund Inc. filed SEC Form 8-K: Other Events, Financial Statements and Exhibits](https://www.quantisnow.com/insight/herzfeld-caribbean-basin-fund-inc-filed-sec-form-8-k-other-6091826)
- 2025-06-18 20:00 UTC [The Herzfeld Caribbean Basin Fund, Inc. Announces Results of Special Meeting of Stockholders; Approval of Conversion of Fund to CLO Equity Strategy](https://www.quantisnow.com/insight/the-herzfeld-caribbean-basin-fund-inc-announces-results-of-special-6091675)
- 2025-06-03 20:35 UTC [SEC Form DEF 14A] [SEC Form DEF 14A filed by Herzfeld Caribbean Basin Fund Inc.](https://www.quantisnow.com/insight/sec-form-def-14a-filed-by-herzfeld-caribbean-basin-fund-6070397)
- 2025-05-13 20:40 UTC [Amendment: SEC Form SCHEDULE 13D/A filed by Herzfeld Caribbean Basin Fund Inc.](https://www.quantisnow.com/insight/amendment-sec-form-schedule-13da-filed-by-herzfeld-caribbean-basin-6036421)
- 2025-05-09 20:30 UTC [Dividends] [The Herzfeld Caribbean Basin Fund, Inc. Announces Distribution in Stock and Cash](https://www.quantisnow.com/insight/the-herzfeld-caribbean-basin-fund-inc-announces-distribution-in-stock-6030554)
- 2025-05-07 20:50 UTC [SEC Form 8-K] [Herzfeld Caribbean Basin Fund Inc. filed SEC Form 8-K: Other Events, Financial Statements and Exhibits](https://www.quantisnow.com/insight/herzfeld-caribbean-basin-fund-inc-filed-sec-form-8-k-other-6024820)
- 2025-05-07 20:50 UTC [The Herzfeld Caribbean Basin Fund, Inc. Announces Special Meeting of Stockholders to be Held on June 17, 2025](https://www.quantisnow.com/insight/the-herzfeld-caribbean-basin-fund-inc-announces-special-meeting-of-6024813)
- 2025-05-07 20:45 UTC [SEC Form PRE 14A] [SEC Form PRE 14A filed by Herzfeld Caribbean Basin Fund Inc.](https://www.quantisnow.com/insight/sec-form-pre-14a-filed-by-herzfeld-caribbean-basin-fund-6024774)
- 2025-04-09 21:00 UTC [Insider Buy] [Chairman of the Advisor Herzfeld Thomas J bought $4,090 worth of shares (1,706 units at $2.40), increasing direct ownership by 0.11% to 1,573,724 units (SEC Form 4)](https://www.quantisnow.com/insight/chairman-of-the-advisor-herzfeld-thomas-j-bought-4090-worth-5983108)
- 2025-04-03 21:00 UTC [Insider Buy] [Director Herzfeld Brigitta Suzanne bought $3,426 worth of shares (1,294 units at $2.65), increasing direct ownership by 1% to 124,757 units (SEC Form 4)](https://www.quantisnow.com/insight/director-herzfeld-brigitta-suzanne-bought-3426-worth-of-shares-1294-5976260)
- 2025-04-03 21:00 UTC [Insider Buy] [Chairman of the Advisor Herzfeld Thomas J bought $2,068 worth of shares (781 units at $2.65), increasing direct ownership by 0.05% to 1,572,018 units (SEC Form 4)](https://www.quantisnow.com/insight/chairman-of-the-advisor-herzfeld-thomas-j-bought-2068-worth-5976258)
- 2025-04-01 21:00 UTC [Insider Buy] [Chairman of the Advisor Herzfeld Thomas J bought $2,245 worth of shares (864 units at $2.60), increasing direct ownership by 0.06% to 1,571,237 units (SEC Form 4)](https://www.quantisnow.com/insight/chairman-of-the-advisor-herzfeld-thomas-j-bought-2245-worth-5970157)
- 2025-04-01 21:00 UTC [Insider Buy] [Director Herzfeld Brigitta Suzanne bought $2,412 worth of shares (929 units at $2.60), increasing direct ownership by 0.76% to 123,463 units (SEC Form 4)](https://www.quantisnow.com/insight/director-herzfeld-brigitta-suzanne-bought-2412-worth-of-shares-929-5970155)
- 2025-03-26 21:00 UTC [Insider Buy] [Director Herzfeld Brigitta Suzanne bought $6,756 worth of shares (2,506 units at $2.70), increasing direct ownership by 2% to 122,534 units (SEC Form 4)](https://www.quantisnow.com/insight/director-herzfeld-brigitta-suzanne-bought-6756-worth-of-shares-2506-5961528)
- 2025-03-26 21:00 UTC [Insider Buy] [Portfolio Manager Paylor Ryan M bought $53,786 worth of shares (20,000 units at $2.69), increasing direct ownership by 76% to 46,144 units (SEC Form 4)](https://www.quantisnow.com/insight/portfolio-manager-paylor-ryan-m-bought-53786-worth-of-shares-5961527)
- 2025-03-26 21:00 UTC [Insider Buy] [Chairman of the Advisor Herzfeld Thomas J bought $10,316 worth of shares (3,824 units at $2.70), increasing direct ownership by 0.24% to 1,570,373 units (SEC Form 4)](https://www.quantisnow.com/insight/chairman-of-the-advisor-herzfeld-thomas-j-bought-10316-worth-5961526)
- 2025-03-18 21:00 UTC [Insider Buy] [Chairman of the Advisor Herzfeld Thomas J bought $2,606 worth of shares (987 units at $2.64), increasing direct ownership by 0.06% to 1,566,549 units (SEC Form 4)](https://www.quantisnow.com/insight/chairman-of-the-advisor-herzfeld-thomas-j-bought-2606-worth-5950329)
- 2025-03-18 21:00 UTC [Insider Buy] [Director Herzfeld Brigitta Suzanne bought $3,775 worth of shares (1,430 units at $2.64), increasing direct ownership by 1% to 120,028 units (SEC Form 4)](https://www.quantisnow.com/insight/director-herzfeld-brigitta-suzanne-bought-3775-worth-of-shares-1430-5950326)
- 2025-03-17 12:34 UTC [Insider Buy] [Chairman of the Advisor Herzfeld Thomas J bought $22,592 worth of shares (8,549 units at $2.64), increasing direct ownership by 0.55% to 1,565,562 units (SEC Form 4)](https://www.quantisnow.com/insight/chairman-of-the-advisor-herzfeld-thomas-j-bought-22592-worth-5946558)
- 2025-03-15 01:15 UTC [Insider Buy] [Chairman of the Advisor Herzfeld Thomas J bought $22,592 worth of shares (8,549 units at $2.64), increasing direct ownership by 0.55% to 1,565,562 units (SEC Form 4)](https://www.quantisnow.com/insight/chairman-of-the-advisor-herzfeld-thomas-j-bought-22592-worth-5946038)
- 2025-03-14 21:00 UTC [Insider Buy] [Director Herzfeld Brigitta Suzanne bought $7,397 worth of shares (2,798 units at $2.64), increasing direct ownership by 2% to 118,598 units (SEC Form 4)](https://www.quantisnow.com/insight/director-herzfeld-brigitta-suzanne-bought-7397-worth-of-shares-2798-5945488)
- 2025-03-14 15:07 UTC [Insider Buy] [Amendment: Director Herzfeld Brigitta Suzanne bought $6,084 worth of shares (2,366 units at $2.57), increasing direct ownership by 2% to 115,800 units (SEC Form 4)](https://www.quantisnow.com/insight/amendment-director-herzfeld-brigitta-suzanne-bought-6084-worth-of-shares-5944638)
- 2025-03-12 21:00 UTC [Insider Buy] [Chairman of the Advisor Herzfeld Thomas J bought $6,448 worth of shares (2,502 units at $2.58), increasing direct ownership by 0.16% to 1,557,013 units (SEC Form 4)](https://www.quantisnow.com/insight/chairman-of-the-advisor-herzfeld-thomas-j-bought-6448-worth-5941218)
- 2025-03-12 21:00 UTC [Insider Buy] [Director Herzfeld Brigitta Suzanne bought $57,673 worth of shares (2,366 units at $24.38), increasing direct ownership by 2% to 115,800 units (SEC Form 4)](https://www.quantisnow.com/insight/director-herzfeld-brigitta-suzanne-bought-57673-worth-of-shares-2366-5941217)
- 2025-03-11 21:00 UTC [Insider Buy] [Chairman of the Advisor Herzfeld Thomas J bought $2,765 worth of shares (1,067 units at $2.59), increasing direct ownership by 0.07% to 1,554,511 units (SEC Form 4)](https://www.quantisnow.com/insight/chairman-of-the-advisor-herzfeld-thomas-j-bought-2765-worth-5938838)
- 2025-03-11 21:00 UTC [Insider Buy] [Director Herzfeld Brigitta Suzanne bought $997 worth of shares (385 units at $2.59), increasing direct ownership by 0.34% to 113,434 units (SEC Form 4)](https://www.quantisnow.com/insight/director-herzfeld-brigitta-suzanne-bought-997-worth-of-shares-385-5938837)
- 2025-03-11 21:00 UTC [Insider Buy] [President Herzfeld Erik Mervin bought $249,597 worth of shares (95,999 units at $2.60), increasing direct ownership by 20% to 584,930 units (SEC Form 4)](https://www.quantisnow.com/insight/president-herzfeld-erik-mervin-bought-249597-worth-of-shares-95999-5938833)
- 2025-03-10 21:00 UTC [Insider Buy] [Chairman of the Advisor Herzfeld Thomas J bought $9,227 worth of shares (3,563 units at $2.59), increasing direct ownership by 0.23% to 1,553,444 units (SEC Form 4)](https://www.quantisnow.com/insight/chairman-of-the-advisor-herzfeld-thomas-j-bought-9227-worth-5936372)

## More

- Live page with ratings, short volume, options and peers: https://www.quantisnow.com/company/CUBA
- Earnings history: https://www.quantisnow.com/earnings/CUBA
- Dividend history: https://www.quantisnow.com/dividends/CUBA
- Insider transactions: https://www.quantisnow.com/insiders/CUBA
- Options chain: https://www.quantisnow.com/options/CUBA
- SEC 8-K filings only: https://www.quantisnow.com/company/CUBA/8-k
- RSS and alerts for CUBA: https://www.quantisnow.com/docs/rss-feeds.md