# Guggenheim Active Allocation Fund (GUG)

Source: https://www.quantisnow.com/company/GUG
Generated: 2026-11-11T02:37:32.620Z

- Ticker: GUG
- Exchange: NYSE
- Sector: Finance
- Industry: Trusts Except Educational Religious and Charitable
- IPO year: 2021
- SEC CIK: 0001864208

## Latest GUG news and filings

- 2026-09-18 19:14 UTC [SEC Form 40-17G filed by Guggenheim Active Allocation Fund](https://www.quantisnow.com/insight/sec-form-40-17g-filed-by-guggenheim-active-allocation-fund-6720378)
- 2026-08-24 13:48 UTC [SEC Form N-PX filed by Guggenheim Active Allocation Fund](https://www.quantisnow.com/insight/sec-form-n-px-filed-by-guggenheim-active-allocation-fund-6692354)
- 2026-08-14 18:26 UTC [SEC Form N-CEN filed by Guggenheim Active Allocation Fund](https://www.quantisnow.com/insight/sec-form-n-cen-filed-by-guggenheim-active-allocation-fund-6682728)
- 2026-08-07 18:47 UTC [SEC Form N-CSR filed by Guggenheim Active Allocation Fund](https://www.quantisnow.com/insight/sec-form-n-csr-filed-by-guggenheim-active-allocation-fund-6671279)
- 2026-03-09 14:36 UTC [SEC Form 4] [TRUSTEE Barnes Randall C sold $47,550 worth of shares (3,000 units at $15.85), decreasing direct ownership by 5% to 62,322 units (SEC Form 4)](https://www.quantisnow.com/insight/trustee-barnes-randall-c-sold-47550-worth-of-shares-3000-6436659)
- 2026-02-26 17:57 UTC [SEC Form DEF 14A] [SEC Form DEF 14A filed by Guggenheim Active Allocation Fund](https://www.quantisnow.com/insight/sec-form-def-14a-filed-by-guggenheim-active-allocation-fund-6415480)
- 2026-02-03 16:28 UTC [SEC Form N-CSRS filed by Guggenheim Active Allocation Fund](https://www.quantisnow.com/insight/sec-form-n-csrs-filed-by-guggenheim-active-allocation-fund-6371742)
- 2025-12-19 19:32 UTC [Insider Buy] [TRUSTEE Nyberg Ronald bought $4,985 worth of shares (321 units at $15.53), increasing direct ownership by 15% to 2,426 units (SEC Form 4)](https://www.quantisnow.com/insight/trustee-nyberg-ronald-bought-4985-worth-of-shares-321-units-6323487)
- 2025-12-15 22:03 UTC [SEC Form 8-K] [Guggenheim Active Allocation Fund filed SEC Form 8-K: Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits](https://www.quantisnow.com/insight/guggenheim-active-allocation-fund-filed-sec-form-8-k-entry-into-6316503)
- 2025-11-07 16:54 UTC [Amendment: SEC Form SCHEDULE 13G/A filed by Guggenheim Active Allocation Fund](https://www.quantisnow.com/insight/amendment-sec-form-schedule-13ga-filed-by-guggenheim-active-allocation-6267750)
- 2025-08-26 16:26 UTC [SEC Form N-PX filed by Guggenheim Active Allocation Fund](https://www.quantisnow.com/insight/sec-form-n-px-filed-by-guggenheim-active-allocation-fund-6178935)
- 2025-08-13 17:09 UTC [SEC Form N-CEN filed by Guggenheim Active Allocation Fund](https://www.quantisnow.com/insight/sec-form-n-cen-filed-by-guggenheim-active-allocation-fund-6162647)
- 2025-08-04 20:33 UTC [SEC Form N-CSR filed by Guggenheim Active Allocation Fund](https://www.quantisnow.com/insight/sec-form-n-csr-filed-by-guggenheim-active-allocation-fund-6145141)
- 2025-07-28 21:09 UTC [SEC Form 40-17G filed by Guggenheim Active Allocation Fund](https://www.quantisnow.com/insight/sec-form-40-17g-filed-by-guggenheim-active-allocation-fund-6134773)
- 2025-05-08 15:56 UTC [Insider Buy] [TRUSTEE Nyberg Ronald bought $19,775 worth of shares (1,305 units at $15.15), increasing direct ownership by 163% to 2,105 units (SEC Form 4)](https://www.quantisnow.com/insight/trustee-nyberg-ronald-bought-19775-worth-of-shares-1305-units-6026599)
- 2025-04-01 18:43 UTC [Insider Buy] [TRUSTEE Toupin Ronald E Jr bought $22,650 worth of shares (1,500 units at $15.10), increasing direct ownership by 12% to 13,617 units (SEC Form 4)](https://www.quantisnow.com/insight/trustee-toupin-ronald-e-jr-bought-22650-worth-of-shares-5969353)
- 2025-02-28 21:18 UTC [SEC Form DEF 14A] [SEC Form DEF 14A filed by Guggenheim Active Allocation Fund](https://www.quantisnow.com/insight/sec-form-def-14a-filed-by-guggenheim-active-allocation-fund-5917474)
- 2025-02-05 17:00 UTC [SEC Form N-CSRS filed by Guggenheim Active Allocation Fund](https://www.quantisnow.com/insight/sec-form-n-csrs-filed-by-guggenheim-active-allocation-fund-5872272)
- 2025-02-04 18:54 UTC [Amendment: SEC Form SCHEDULE 13G/A filed by Guggenheim Active Allocation Fund](https://www.quantisnow.com/insight/amendment-sec-form-schedule-13ga-filed-by-guggenheim-active-allocation-5869497)
- 2024-12-05 20:46 UTC [SEC Form 3] [SEC Form 3 filed by new insider Miller Elisabeth](https://www.quantisnow.com/insight/sec-form-3-filed-by-new-insider-miller-elisabeth-5801938)
- 2024-10-04 15:48 UTC [SEC Form 4] [TRUSTEE Barnes Randall C sold $8,225 worth of shares (500 units at $16.45), decreasing direct ownership by 0.76% to 65,322 units (SEC Form 4)](https://www.quantisnow.com/insight/trustee-barnes-randall-c-sold-8225-worth-of-shares-500-5716718)
- 2024-09-03 21:08 UTC [Insider Buy] [TRUSTEE Brock-Kyle Angela bought $14,500 worth of shares (909 units at $15.94), increasing direct ownership by 37% to 3,356 units (SEC Form 4)](https://www.quantisnow.com/insight/trustee-brock-kyle-angela-bought-14500-worth-of-shares-909-units-5680361)
- 2024-08-27 19:38 UTC [SEC Form N-PX filed by Guggenheim Active Allocation Fund](https://www.quantisnow.com/insight/sec-form-n-px-filed-by-guggenheim-active-allocation-fund-5673219)
- 2024-08-14 19:29 UTC [SEC Form N-CEN filed by Guggenheim Active Allocation Fund](https://www.quantisnow.com/insight/sec-form-n-cen-filed-by-guggenheim-active-allocation-fund-5658821)
- 2024-08-02 20:09 UTC [SEC Form N-CSR filed by Guggenheim Active Allocation Fund](https://www.quantisnow.com/insight/sec-form-n-csr-filed-by-guggenheim-active-allocation-fund-5640291)
- 2024-07-31 14:11 UTC [SEC Form 40-17G filed by Guggenheim Active Allocation Fund](https://www.quantisnow.com/insight/sec-form-40-17g-filed-by-guggenheim-active-allocation-fund-5634860)
- 2024-04-29 20:08 UTC [SEC Form NPORT-P filed by Guggenheim Active Allocation Fund](https://www.quantisnow.com/insight/sec-form-nport-p-filed-by-guggenheim-active-allocation-fund-5441095)
- 2024-04-01 15:46 UTC [Insider Buy] [Toupin Ronald E Jr bought $2,842 worth of shares (194 units at $14.65), increasing direct ownership by 2% to 11,046 units (SEC Form 4)](https://www.quantisnow.com/insight/toupin-ronald-e-jr-bought-2842-worth-of-shares-194-5379977)
- 2024-03-04 22:29 UTC [SEC Form DEF 14A] [SEC Form DEF 14A filed by Guggenheim Active Allocation Fund](https://www.quantisnow.com/insight/sec-form-def-14a-filed-by-guggenheim-active-allocation-fund-5314004)
- 2024-03-01 21:19 UTC [SEC Form DEF 14A] [SEC Form DEF 14A filed by Guggenheim Active Allocation Fund](https://www.quantisnow.com/insight/sec-form-def-14a-filed-by-guggenheim-active-allocation-fund-5309802)
- 2024-02-08 17:47 UTC [SEC Schedule 13G] [SEC Form SC 13G/A filed by Guggenheim Active Allocation Fund (Amendment)](https://www.quantisnow.com/insight/sec-form-sc-13ga-filed-by-guggenheim-active-allocation-fund-5240896)
- 2024-02-02 13:37 UTC [SEC Form N-CSRS filed by Guggenheim Active Allocation Fund](https://www.quantisnow.com/insight/sec-form-n-csrs-filed-by-guggenheim-active-allocation-fund-5225290)
- 2024-01-30 17:09 UTC [Insider Buy] [Barnes Randall C bought $5,582 worth of shares (385 units at $14.50), increasing direct ownership by 0.59% to 65,822 units (SEC Form 4)](https://www.quantisnow.com/insight/barnes-randall-c-bought-5582-worth-of-shares-385-units-5216722)
- 2024-01-29 21:34 UTC [SEC Form NPORT-P filed by Guggenheim Active Allocation Fund](https://www.quantisnow.com/insight/sec-form-nport-p-filed-by-guggenheim-active-allocation-fund-5214443)
- 2023-12-29 16:36 UTC [Insider Buy] [Toupin Ronald E Jr bought $2,933 worth of shares (200 units at $14.66), increasing direct ownership by 2% to 10,592 units (SEC Form 4)](https://www.quantisnow.com/insight/toupin-ronald-e-jr-bought-2933-worth-of-shares-200-5158579)
- 2023-12-13 17:21 UTC [Insider Buy] [Barnes Randall C bought $81,850 worth of shares (5,880 units at $13.92), increasing direct ownership by 10% to 65,437 units (SEC Form 4)](https://www.quantisnow.com/insight/barnes-randall-c-bought-81850-worth-of-shares-5880-units-5135266)
- 2023-12-11 19:31 UTC [Insider Buy] [Barnes Randall C bought $28,140 worth of shares (2,000 units at $14.07), increasing direct ownership by 3% to 59,557 units (SEC Form 4)](https://www.quantisnow.com/insight/barnes-randall-c-bought-28140-worth-of-shares-2000-units-5129985)
- 2023-12-08 19:41 UTC [Insider Buy] [Barnes Randall C bought $109,077 worth of shares (7,725 units at $14.12), increasing direct ownership by 16% to 57,557 units (SEC Form 4)](https://www.quantisnow.com/insight/barnes-randall-c-bought-109077-worth-of-shares-7725-units-5127386)
- 2023-12-07 20:01 UTC [Insider Buy] [Barnes Randall C bought $206,017 worth of shares (14,705 units at $14.01), increasing direct ownership by 42% to 49,832 units (SEC Form 4)](https://www.quantisnow.com/insight/barnes-randall-c-bought-206017-worth-of-shares-14705-units-5125037)
- 2023-12-06 14:54 UTC [Insider Buy] [Barnes Randall C bought $83,520 worth of shares (6,000 units at $13.92), increasing direct ownership by 21% to 35,127 units (SEC Form 4)](https://www.quantisnow.com/insight/barnes-randall-c-bought-83520-worth-of-shares-6000-units-5121862)

## More

- Live page with ratings, short volume, options and peers: https://www.quantisnow.com/company/GUG
- Earnings history: https://www.quantisnow.com/earnings/GUG
- Dividend history: https://www.quantisnow.com/dividends/GUG
- Insider transactions: https://www.quantisnow.com/insiders/GUG
- Options chain: https://www.quantisnow.com/options/GUG
- SEC 8-K filings only: https://www.quantisnow.com/company/GUG/8-k
- RSS and alerts for GUG: https://www.quantisnow.com/docs/rss-feeds.md