# Total Return Securities Fund (SWZ)

Source: https://www.quantisnow.com/company/SWZ
Generated: 2026-11-05T08:26:41.185Z

- Ticker: SWZ
- Exchange: NYSE
- Sector: Finance
- Industry: Finance Companies
- SEC CIK: 0000813623
- Website: swzfund.com

## About

The Swiss Helvetia Fund Inc. is a closed-ended equity mutual fund launched and managed by Schroder Investment Management North America Inc. The fund invests in public equity markets of Switzerland. It seeks to invest in stocks of companies operating across diversified sectors. The fund primarily invests in value stocks of companies across all market capitalizations. It employs fundamental analysis with a bottom-up stock picking approach, focusing on factors such as capital appreciation, income, economic and industry trends, quality of management, financial condition, business plan, industry and sector market position, dividend payout ratio, and corporate governance to create its portfolio. The fund benchmarks the performance of its portfolio against the S&P 500 Index and MSCI EAFE Index. It was previously known as The Helvetia Fund, Inc. The Swiss Helvetia Fund Inc. was formed in October 24, 1986 and is domiciled in the United States.

## Latest SWZ news and filings

- 2026-10-13 20:05 UTC [Insider Buy] [Secretary Goldstein Phillip bought $28,637 worth of shares (5,000 units at $5.73) (SEC Form 4)](https://www.quantisnow.com/insight/secretary-goldstein-phillip-bought-28637-worth-of-shares-5000-units-6744987)
- 2026-09-30 20:00 UTC [Insider Buy] [Director Sell Moritz A bought $11,530 worth of shares (2,000 units at $5.76), increasing direct ownership by 7% to 30,246 units (SEC Form 4)](https://www.quantisnow.com/insight/director-sell-moritz-a-bought-11530-worth-of-shares-2000-6730522)
- 2026-09-29 20:05 UTC [Insider Buy] [President and CEO Dakos Andrew bought $115,814 worth of shares (20,000 units at $5.79), increasing direct ownership by 50% to 60,000 units (SEC Form 4)](https://www.quantisnow.com/insight/president-and-ceo-dakos-andrew-bought-115814-worth-of-shares-6729191)
- 2026-09-04 16:29 UTC [SEC Form N-CSRS filed by Total Return Securities Fund](https://www.quantisnow.com/insight/sec-form-n-csrs-filed-by-total-return-securities-fund-6706512)
- 2026-09-01 20:16 UTC [Insider Buy] [Director Sell Moritz A bought $17,940 worth of shares (3,000 units at $5.98), increasing direct ownership by 12% to 28,246 units (SEC Form 4)](https://www.quantisnow.com/insight/director-sell-moritz-a-bought-17940-worth-of-shares-3000-6701480)
- 2026-08-25 20:05 UTC [Insider Buy] [Secretary Das Rajeev P bought $18,181 worth of shares (3,066 units at $5.93), increasing direct ownership by 918% to 3,400 units (SEC Form 4)](https://www.quantisnow.com/insight/secretary-das-rajeev-p-bought-18181-worth-of-shares-3066-6694170)
- 2026-08-20 20:13 UTC [SEC Form N-PX filed by Total Return Securities Fund](https://www.quantisnow.com/insight/sec-form-n-px-filed-by-total-return-securities-fund-6690080)
- 2026-08-12 20:00 UTC [Insider Buy] [Director Sell Moritz A bought $5,910 worth of shares (1,000 units at $5.91), increasing direct ownership by 4% to 25,246 units (SEC Form 4)](https://www.quantisnow.com/insight/director-sell-moritz-a-bought-5910-worth-of-shares-1000-6677652)
- 2026-08-03 22:47 UTC [SEC Form SCHEDULE 13G filed by Total Return Securities Fund](https://www.quantisnow.com/insight/sec-form-schedule-13g-filed-by-total-return-securities-fund-6660508)
- 2026-07-24 20:00 UTC [Insider Buy] [Director Sell Moritz A bought $14,770 worth of shares (2,517 units at $5.87), increasing direct ownership by 12% to 24,246 units (SEC Form 4)](https://www.quantisnow.com/insight/director-sell-moritz-a-bought-14770-worth-of-shares-2517-6648215)
- 2026-07-22 20:22 UTC [Insider Buy] [Director Sell Moritz A bought $8,780 worth of shares (1,483 units at $5.92), increasing direct ownership by 7% to 21,729 units (SEC Form 4)](https://www.quantisnow.com/insight/director-sell-moritz-a-bought-8780-worth-of-shares-1483-6645437)
- 2026-07-08 20:05 UTC [Insider Buy] [Secretary Goldstein Phillip bought $35,581 worth of shares (5,980 units at $5.95), increasing direct ownership by 5% to 119,214 units (SEC Form 4)](https://www.quantisnow.com/insight/secretary-goldstein-phillip-bought-35581-worth-of-shares-5980-units-6631511)
- 2026-07-07 20:27 UTC [Insider Buy] [President and CEO Dakos Andrew bought $29,601 worth of shares (5,000 units at $5.92) (SEC Form 4)](https://www.quantisnow.com/insight/president-and-ceo-dakos-andrew-bought-29601-worth-of-shares-6630178)
- 2026-06-30 20:25 UTC [Insider Buy] [Director Sell Moritz A bought $24,156 worth of shares (4,091 units at $5.90), increasing direct ownership by 25% to 20,246 units (SEC Form 4)](https://www.quantisnow.com/insight/director-sell-moritz-a-bought-24156-worth-of-shares-4091-6620955)
- 2026-06-22 20:23 UTC [Insider Buy] [Director Sell Moritz A bought $11,820 worth of shares (2,000 units at $5.91), increasing direct ownership by 14% to 16,155 units (SEC Form 4)](https://www.quantisnow.com/insight/director-sell-moritz-a-bought-11820-worth-of-shares-2000-6610879)
- 2026-06-17 20:17 UTC [Insider Buy] [Director Sell Moritz A bought $12,842 worth of shares (2,155 units at $5.96), increasing direct ownership by 18% to 14,155 units (SEC Form 4)](https://www.quantisnow.com/insight/director-sell-moritz-a-bought-12842-worth-of-shares-2155-6606788)
- 2026-06-01 20:25 UTC [Insider Buy] [Director Sell Moritz A bought $6,010 worth of shares (1,000 units at $6.01), increasing direct ownership by 9% to 12,000 units (SEC Form 4)](https://www.quantisnow.com/insight/director-sell-moritz-a-bought-6010-worth-of-shares-1000-6581910)
- 2026-05-29 20:09 UTC [Insider Buy] [President and CEO Dakos Andrew bought $77,749 worth of shares (13,000 units at $5.98) (SEC Form 4)](https://www.quantisnow.com/insight/president-and-ceo-dakos-andrew-bought-77749-worth-of-shares-6579139)
- 2026-05-20 20:14 UTC [Insider Buy] [President and CEO Dakos Andrew bought $41,680 worth of shares (7,000 units at $5.95) (SEC Form 4)](https://www.quantisnow.com/insight/president-and-ceo-dakos-andrew-bought-41680-worth-of-shares-6565180)
- 2026-05-08 15:49 UTC [SEC Form DEF 14A] [SEC Form DEF 14A filed by Total Return Securities Fund](https://www.quantisnow.com/insight/sec-form-def-14a-filed-by-total-return-securities-fund-6541506)
- 2026-04-27 20:05 UTC [Insider Buy] [Director Sell Moritz A bought $6,077 worth of shares (1,002 units at $6.07), increasing direct ownership by 10% to 11,000 units (SEC Form 4)](https://www.quantisnow.com/insight/director-sell-moritz-a-bought-6077-worth-of-shares-1002-6516302)
- 2026-04-20 20:22 UTC [SEC Form 4] [SEC Form 4 filed by Dakos Andrew](https://www.quantisnow.com/insight/sec-form-4-filed-by-dakos-andrew-6506796)
- 2026-04-15 15:47 UTC [SEC Form 40-17G filed by Total Return Securities Fund](https://www.quantisnow.com/insight/sec-form-40-17g-filed-by-total-return-securities-fund-6500908)
- 2026-04-09 20:06 UTC [SEC Form 4] [SEC Form 4 filed by Dakos Andrew](https://www.quantisnow.com/insight/sec-form-4-filed-by-dakos-andrew-6494678)
- 2026-04-06 20:38 UTC [SEC Form 4] [SEC Form 4 filed by Dakos Andrew](https://www.quantisnow.com/insight/sec-form-4-filed-by-dakos-andrew-6489584)
- 2026-04-01 20:05 UTC [SEC Form 3] [SEC Form 3 filed by new insider Harris Ben H](https://www.quantisnow.com/insight/sec-form-3-filed-by-new-insider-harris-ben-h-6481823)
- 2026-03-31 20:05 UTC [SEC Form 4] [SEC Form 4 filed by Dakos Andrew](https://www.quantisnow.com/insight/sec-form-4-filed-by-dakos-andrew-6479012)
- 2026-03-27 20:32 UTC [Total Return Securities Fund Announces Annual Meeting](https://www.quantisnow.com/insight/total-return-securities-fund-announces-annual-meeting-6474931)
- 2026-03-26 20:25 UTC [SEC Form 4] [SEC Form 4 filed by Dakos Andrew](https://www.quantisnow.com/insight/sec-form-4-filed-by-dakos-andrew-6471334)
- 2026-03-19 20:20 UTC [SEC Form 4] [SEC Form 4 filed by Goldstein Phillip](https://www.quantisnow.com/insight/sec-form-4-filed-by-goldstein-phillip-6461679)
- 2026-03-13 21:08 UTC [Insider Buy] [President and CEO Dakos Andrew bought $30,144 worth of shares (5,024 units at $6.00) (SEC Form 4)](https://www.quantisnow.com/insight/president-and-ceo-dakos-andrew-bought-30144-worth-of-shares-6447493)
- 2026-03-10 17:55 UTC [SEC Form N-CSR filed by Total Return Securities Fund](https://www.quantisnow.com/insight/sec-form-n-csr-filed-by-total-return-securities-fund-6439265)
- 2026-03-09 20:05 UTC [Insider Buy] [President and CEO Dakos Andrew bought $146,745 worth of shares (24,500 units at $5.99) (SEC Form 4)](https://www.quantisnow.com/insight/president-and-ceo-dakos-andrew-bought-146745-worth-of-shares-6437079)
- 2026-03-09 20:05 UTC [Insider Buy] [Secretary Goldstein Phillip bought $59,900 worth of shares (10,000 units at $5.99), increasing direct ownership by 11% to 103,234 units (SEC Form 4)](https://www.quantisnow.com/insight/secretary-goldstein-phillip-bought-59900-worth-of-shares-10000-units-6437073)
- 2026-03-06 15:15 UTC [SEC Form N-CEN filed by Total Return Securities Fund](https://www.quantisnow.com/insight/sec-form-n-cen-filed-by-total-return-securities-fund-6434321)
- 2026-03-05 21:11 UTC [Insider Buy] [Secretary Goldstein Phillip bought $30,050 worth of shares (5,000 units at $6.01), increasing direct ownership by 6% to 93,234 units (SEC Form 4)](https://www.quantisnow.com/insight/secretary-goldstein-phillip-bought-30050-worth-of-shares-5000-units-6432465)
- 2026-03-04 21:18 UTC [Insider Buy] [President and CEO Dakos Andrew bought $89,762 worth of shares (14,918 units at $6.02) (SEC Form 4)](https://www.quantisnow.com/insight/president-and-ceo-dakos-andrew-bought-89762-worth-of-shares-6429577)
- 2026-03-02 23:46 UTC [Insider Buy] [President and CEO Dakos Andrew bought $43,250 worth of shares (7,000 units at $6.18) (SEC Form 4)](https://www.quantisnow.com/insight/president-and-ceo-dakos-andrew-bought-43250-worth-of-shares-6423198)
- 2026-02-25 21:26 UTC [Insider Buy] [Director Goldstein Phillip bought $30,650 worth of shares (5,000 units at $6.13), increasing direct ownership by 6% to 87,910 units (SEC Form 4)](https://www.quantisnow.com/insight/director-goldstein-phillip-bought-30650-worth-of-shares-5000-units-6413338)
- 2026-02-25 21:06 UTC [Insider Buy] [President and CEO Dakos Andrew bought $34,859 worth of shares (5,674 units at $6.14) (SEC Form 4)](https://www.quantisnow.com/insight/president-and-ceo-dakos-andrew-bought-34859-worth-of-shares-6412878)

## More

- Live page with ratings, short volume, options and peers: https://www.quantisnow.com/company/SWZ
- Earnings history: https://www.quantisnow.com/earnings/SWZ
- Dividend history: https://www.quantisnow.com/dividends/SWZ
- Insider transactions: https://www.quantisnow.com/insiders/SWZ
- Options chain: https://www.quantisnow.com/options/SWZ
- SEC 8-K filings only: https://www.quantisnow.com/company/SWZ/8-k
- RSS and alerts for SWZ: https://www.quantisnow.com/docs/rss-feeds.md