# TOP Financial Group Limited (TOP) Source: https://www.quantisnow.com/company/TOP Generated: 2026-11-08T18:23:38.406Z - Ticker: TOP - Exchange: NASDAQ - Sector: Finance - Industry: Investment Bankers/Brokers/Service - IPO year: 2022 - SEC CIK: 0001848275 ## Latest TOP news and filings - 2026-11-03 13:35 UTC [SEC Form 8-K] [TOP Financial Group Limited filed SEC Form 8-K: Regulation FD Disclosure, Financial Statements and Exhibits](https://www.quantisnow.com/insight/top-financial-group-limited-filed-sec-form-8-k-regulation-fd-6768770) - 2026-11-03 13:30 UTC [TOP Financial Group Limited Addresses Recent Unusual Fluctuations in Stock Price](https://www.quantisnow.com/insight/top-financial-group-limited-addresses-recent-unusual-fluctuations-in-stock-6768728) - 2026-10-28 20:30 UTC [SEC Form 10-Q] [SEC Form 10-Q filed by TOP Financial Group Limited](https://www.quantisnow.com/insight/sec-form-10-q-filed-by-top-financial-group-limited-6761634) - 2026-10-16 12:05 UTC [SEC Form 8-K] [SEC Form 8-K filed by TOP Financial Group Limited](https://www.quantisnow.com/insight/sec-form-8-k-filed-by-top-financial-group-limited-6748717) - 2026-10-16 12:00 UTC [TOP Financial Group Limited Announces Updated Share Capital Structure and Free Public Float](https://www.quantisnow.com/insight/top-financial-group-limited-announces-updated-share-capital-structure-and-6748685) - 2026-10-14 13:05 UTC [SEC Form 8-K] [SEC Form 8-K filed by TOP Financial Group Limited](https://www.quantisnow.com/insight/sec-form-8-k-filed-by-top-financial-group-limited-6746186) - 2026-10-14 13:00 UTC [Leadership Update] [TOP Financial Group Limited Establishes U.S. Headquarters and Restructures Board of Directors](https://www.quantisnow.com/insight/top-financial-group-limited-establishes-us-headquarters-and-restructures-board-6746117) - 2026-10-13 15:21 UTC [SEC Form 3] [SEC Form 3 filed by TOP Financial Group Limited](https://www.quantisnow.com/insight/sec-form-3-filed-by-top-financial-group-limited-6744748) - 2026-10-09 20:30 UTC [SEC Form 8-K] [SEC Form 8-K filed by TOP Financial Group Limited](https://www.quantisnow.com/insight/sec-form-8-k-filed-by-top-financial-group-limited-6743029) - 2026-10-09 04:15 UTC [SEC Form EFFECT] [SEC Form EFFECT filed by TOP Financial Group Limited](https://www.quantisnow.com/insight/sec-form-effect-filed-by-top-financial-group-limited-6742294) - 2026-10-08 21:00 UTC [SEC Form 424B3] [SEC Form 424B3 filed by TOP Financial Group Limited](https://www.quantisnow.com/insight/sec-form-424b3-filed-by-top-financial-group-limited-6742032) - 2026-10-01 20:30 UTC [SEC Form F-1] [SEC Form F-1 filed by TOP Financial Group Limited](https://www.quantisnow.com/insight/sec-form-f-1-filed-by-top-financial-group-limited-6732700) - 2026-09-29 12:00 UTC [SEC Form 8-K] [TOP Financial Group Limited filed SEC Form 8-K: Leadership Update, Financial Statements and Exhibits](https://www.quantisnow.com/insight/top-financial-group-limited-filed-sec-form-8-k-leadership-update-6728456) - 2026-09-21 21:00 UTC [SEC Form 8-K] [TOP Financial Group Limited filed SEC Form 8-K: Leadership Update](https://www.quantisnow.com/insight/top-financial-group-limited-filed-sec-form-8-k-leadership-update-6721910) - 2026-09-04 20:45 UTC [SEC Form 8-K] [TOP Financial Group Limited filed SEC Form 8-K: Regulation FD Disclosure, Financial Statements and Exhibits](https://www.quantisnow.com/insight/top-financial-group-limited-filed-sec-form-8-k-regulation-fd-6707018) - 2026-09-04 20:30 UTC [TOP Financial Group Limited Announces Strategic Relocation of Global Headquarters to the United States](https://www.quantisnow.com/insight/top-financial-group-limited-announces-strategic-relocation-of-global-headquarters-6706843) - 2026-08-17 11:15 UTC [SEC Form 10-Q] [SEC Form 10-Q filed by TOP Financial Group Limited](https://www.quantisnow.com/insight/sec-form-10-q-filed-by-top-financial-group-limited-6684197) - 2026-08-17 11:00 UTC [SEC Form NT 10-Q filed by TOP Financial Group Limited](https://www.quantisnow.com/insight/sec-form-nt-10-q-filed-by-top-financial-group-limited-6684175) - 2026-08-04 11:15 UTC [SEC Form 8-K] [TOP Financial Group Limited filed SEC Form 8-K: Regulation FD Disclosure, Financial Statements and Exhibits](https://www.quantisnow.com/insight/top-financial-group-limited-filed-sec-form-8-k-regulation-fd-6661033) - 2026-08-04 11:00 UTC [TOP Financial Group Limited Announces Strategic Expansion to Launch Artificial Intelligence Division and Integrate Advanced AI Across Core Brokerage and FinTech Operations](https://www.quantisnow.com/insight/top-financial-group-limited-announces-strategic-expansion-to-launch-artificial-6660913) - 2026-07-31 19:09 UTC [SEC Form 3] [New insider Cai Mei claimed ownership of 40,213 units of Class A Ordinary Shares (SEC Form 3)](https://www.quantisnow.com/insight/new-insider-cai-mei-claimed-ownership-of-40213-units-of-6657676) - 2026-07-31 19:09 UTC [SEC Form 3] [SEC Form 3 filed by new insider Yuen Ka Fai](https://www.quantisnow.com/insight/sec-form-3-filed-by-new-insider-yuen-ka-fai-6657675) - 2026-07-31 19:08 UTC [SEC Form 3] [New insider Yang Junli claimed ownership of 16,824,000 units of Class A Ordinary Shares and claimed ownership of 10,000,000 units of Class B Ordinary Shares (SEC Form 3)](https://www.quantisnow.com/insight/new-insider-yang-junli-claimed-ownership-of-16824000-units-of-6657672) - 2026-07-31 19:08 UTC [SEC Form 3] [SEC Form 3 filed by new insider Tam Jennifer Hoi Ling](https://www.quantisnow.com/insight/sec-form-3-filed-by-new-insider-tam-jennifer-hoi-6657671) - 2026-07-31 19:07 UTC [SEC Form 3] [New insider Ng Mau Chung claimed ownership of 40,213 units of Class A Ordinary Shares (SEC Form 3)](https://www.quantisnow.com/insight/new-insider-ng-mau-chung-claimed-ownership-of-40213-units-6657668) - 2026-07-31 19:07 UTC [SEC Form 3] [New insider Lo Yung Yung claimed ownership of 1,212,000 units of Class A Ordinary Shares (SEC Form 3)](https://www.quantisnow.com/insight/new-insider-lo-yung-yung-claimed-ownership-of-1212000-units-6657667) - 2026-07-31 19:06 UTC [SEC Form 3] [New insider Chan Anthony S. claimed ownership of 40,213 units of Class A Ordinary Shares (SEC Form 3)](https://www.quantisnow.com/insight/new-insider-chan-anthony-s-claimed-ownership-of-40213-units-6657666) - 2026-07-31 11:00 UTC [SEC Form 8-K] [TOP Financial Group Limited filed SEC Form 8-K: Material Modification to Rights of Security Holders, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits](https://www.quantisnow.com/insight/top-financial-group-limited-filed-sec-form-8-k-material-modification-6657093) - 2026-07-30 15:02 UTC [TOP Financial Group Limited Announces 1-for-5 Share Consolidation](https://www.quantisnow.com/insight/top-financial-group-limited-announces-1-for-5-share-consolidation-6655476) - 2026-07-23 11:00 UTC [SEC Form 8-K] [TOP Financial Group Limited filed SEC Form 8-K: Other Events, Financial Statements and Exhibits](https://www.quantisnow.com/insight/top-financial-group-limited-filed-sec-form-8-k-other-events-6646148) - 2026-07-21 21:15 UTC [TOP Financial Group Limited Announces Full Exercise of All Outstanding Warrants Following Cashless Exercise](https://www.quantisnow.com/insight/top-financial-group-limited-announces-full-exercise-of-all-outstanding-6644168) - 2026-07-20 21:15 UTC [SEC Form 8-K] [TOP Financial Group Limited filed SEC Form 8-K: Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits](https://www.quantisnow.com/insight/top-financial-group-limited-filed-sec-form-8-k-entry-into-6642758) - 2026-07-13 10:08 UTC [SEC Form 8-K] [TOP Financial Group Limited filed SEC Form 8-K: Unregistered Sales of Equity Securities, Regulation FD Disclosure, Financial Statements and Exhibits](https://www.quantisnow.com/insight/top-financial-group-limited-filed-sec-form-8-k-unregistered-sales-6634665) - 2026-07-10 21:00 UTC [Public Offering] [TOP Financial Group Limited Announces Closing of Private Placement Offering and Update on Outstanding Shares](https://www.quantisnow.com/insight/top-financial-group-limited-announces-closing-of-private-placement-offering-6634351) - 2026-07-07 20:15 UTC [SEC Form 10-K] [SEC Form 10-K filed by TOP Financial Group Limited](https://www.quantisnow.com/insight/sec-form-10-k-filed-by-top-financial-group-limited-6630138) - 2026-06-30 12:32 UTC [SEC Form NT 10-K filed by TOP Financial Group Limited](https://www.quantisnow.com/insight/sec-form-nt-10-k-filed-by-top-financial-group-limited-6620177) - 2026-06-23 20:30 UTC [SEC Form 6-K] [SEC Form 6-K filed by TOP Financial Group Limited](https://www.quantisnow.com/insight/sec-form-6-k-filed-by-top-financial-group-limited-6612774) - 2026-06-23 20:15 UTC [SEC Form 424B5] [SEC Form 424B5 filed by TOP Financial Group Limited](https://www.quantisnow.com/insight/sec-form-424b5-filed-by-top-financial-group-limited-6612598) - 2026-06-22 13:00 UTC [SEC Form 6-K] [SEC Form 6-K filed by TOP Financial Group Limited](https://www.quantisnow.com/insight/sec-form-6-k-filed-by-top-financial-group-limited-6610244) - 2026-05-29 10:30 UTC [SEC Form 6-K] [SEC Form 6-K filed by TOP Financial Group Limited](https://www.quantisnow.com/insight/sec-form-6-k-filed-by-top-financial-group-limited-6578262) ## More - Live page with ratings, short volume, options and peers: https://www.quantisnow.com/company/TOP - Earnings history: https://www.quantisnow.com/earnings/TOP - Dividend history: https://www.quantisnow.com/dividends/TOP - Insider transactions: https://www.quantisnow.com/insiders/TOP - Options chain: https://www.quantisnow.com/options/TOP - SEC 8-K filings only: https://www.quantisnow.com/company/TOP/8-k - RSS and alerts for TOP: https://www.quantisnow.com/docs/rss-feeds.md