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    Aterian Inc. filed SEC Form 8-K: Results of Operations and Financial Condition, Financial Statements and Exhibits

    11/12/24 6:30:16 AM ET
    $ATER
    Home Furnishings
    Consumer Discretionary
    Get the next $ATER alert in real time by email
    ater20241106_8k.htm
    false 0001757715 0001757715 2024-11-11 2024-11-11
                     

     

     
    UNITED STATES
    SECURITIES AND EXCHANGE COMMISSION
    Washington, D.C. 20549
     

     

     
    FORM 8-K
     

     

     
    CURRENT REPORT
    PURSUANT TO SECTION 13 or 15(d)
    OF THE SECURITIES EXCHANGE ACT OF 1934
    Date of Report (Date of earliest event reported): November 11, 2024
     

     

     
    Aterian, Inc.
    (Exact Name of Registrant as Specified in its Charter) 
     
    Delaware
    001-38937
    83-1739858
    (State or Other Jurisdiction
    of Incorporation)
    (Commission
    File Number)
    (IRS Employer
    Identification No.)
     
    Aterian, Inc.
    350 Springfield Avenue Suite #200
    Summit, NJ 07901
    (Address of Principal Executive Offices)(Zip Code)
    (347) 676-1681
    (Registrant’s telephone number, including area code)
    (Former Name, or Former Address, if Changed Since Last Report)
     

     

     
    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
     
    ☐
    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
     
    ☐
    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
     
    ☐
    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
     
    ☐
    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
     
    Securities Registered pursuant to Section 12(b) of the Act:
     
     
    Title of each class
     
    Trading Symbol
     
    Name of each exchange on which registered
    Common Stock, $0.0001 par value
     
    ATER
     
    The Nasdaq Stock Market LLC
     
    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
     
    Emerging growth company ☒
     
     
    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
     

     

     
     

     
     
    Item 2.02 Results of Operations and Financial Condition.
     
    On November 11, 2024, Aterian, Inc. (the “Company”) issued a press release announcing its financial results for the three and nine months ended September 30, 2024. A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
     
    The information in this Item 2.02, including the press release attached hereto as Exhibit 99.1, is intended to be furnished under Item 2.02 and Item 9.01 of Form 8-K and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.
     
    Item 9.01. Financial Statements and Exhibits.
     
    (d) Exhibits
     
    Number
    Description
       
    99.1
    Press Release issued by Aterian, Inc., dated November 11, 2024
       
    104
    Cover Page Interactive Data File (embedded within the Inline XBRL document)
     
     

     

     
     

     
     
    SIGNATURES
     
     
    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
     
     
     
     
    ATERIAN, INC.
     
           
           
    Date:  November 12, 2024
    By:
    /s/ Arturo Rodriguez
     
       
    Name: Arturo Rodriguez
     
       
    Title: Chief Executive Officer
     
     
     
     
     
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