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    Brookfield Asset Management Inc filed SEC Form 8-K: Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics, Financial Statements and Exhibits

    6/26/25 5:16:12 PM ET
    $BAM
    Other Consumer Services
    Consumer Discretionary
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    false 0001937926 0001937926 2025-06-26 2025-06-26 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

     

     

    FORM 8-K

     

     

     

    CURRENT REPORT

    Pursuant to Section 13 or 15(d)

    of the Securities Exchange Act of 1934

    Date of Report (Date of earliest event reported): June 26, 2025

     

     

    Brookfield Asset Management Ltd.

    (Exact name of registrant as specified in its charter)

      

    British Columbia, Canada

    001-41563

    98-1702516
    (State or Other Jurisdiction of Incorporation) (Commission File No.) (IRS Employee Identification No.)

     

    Brookfield Place

    250 Vesey Street, 15th Floor

    New York, NY 10281-0221

     

    (Address of Principal Executive Offices)

     

    (212) 417-7000

    (Registrant’s telephone number, including area code)

     

    (Former name or former address, if changed since last report)

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

     

    ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

     

    ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

     

    ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

     

    ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

    Securities registered pursuant to Section 12(b) of the Act:

     

    Title of Each Class  

    Trading

    Symbol(s)

     

    Name of Each Exchange

    on Which Registered

    Class A Limited Voting Shares   BAM   New York Stock Exchange

     

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

     

    Emerging growth company ☐

     

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

     

     

     

    Item 5.05. Amendments to Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics.

     

    On May 5, 2025, the Board of Directors of Brookfield Asset Management Ltd. (the “Company”) approved amendments to the Company’s Code of Business Conduct and Ethics (the “Code”). The amendments are non- substantive clean-up and clarifying changes. The Code is applicable to all directors, officers, employees and temporary workers of the Company and its wholly owned subsidiaries. A copy of the Code is attached hereto as Exhibit 14.1 and is incorporated by reference into this Item 5.05.

     

    Item 9.01 Financial Statements and Exhibits.

     

    (d) Exhibits.

     

    Exhibit Number Description
    14.1 Code of Business Conduct and Ethics
    104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

     

     

     

     

     

     

     

    SIGNATURES

     

    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     

    Date: June 26, 2025

     

      Brookfield Asset Management Ltd.
       
      By: /s/ Kathy Sarpash
      Name: Kathy Sarpash
      Title: Managing Director, Legal & Regulatory
        and Corporate Secretary

     

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