Liquidia Corporation filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits
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| Item 5.07 | Submission of Matters to a Vote of Security Holders. |
On June 17, 2025, Liquidia Corporation, a Delaware corporation (the “Company”) held its annual meeting of stockholders (the “Annual Meeting”). At the Annual Meeting, the following matters were submitted to a vote of stockholders:
1. The election of three (3) Class I directors to serve until the Company’s 2028 Annual Meeting of Stockholders, or until their respective successors shall have been duly elected and qualified;
2. The ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2025; and
3. The approval, by non-binding advisory vote, of the compensation of the Company’s named executive officers (the “NEOs”).
At the close of business on April 23, 2025, the record date for the determination of stockholders entitled to vote at the Annual Meeting, there were 85,448,787 shares of common stock outstanding and entitled to vote at the Annual Meeting. The holders of 67,560,757 shares of common stock were represented virtually or by proxy at the Annual Meeting, constituting a quorum.
At the Annual Meeting, the three Class I directors were elected, the appointment of the Company’s independent registered public accounting firm for the year ending December 31, 2024 was ratified and the compensation of the NEOs was approved by non-binding advisory vote.
Proposal No. 1- Election of Class I Directors
The vote with respect to the election of Class I directors was as follows:
| Nominees | For | Withheld | Broker Non- Votes | |||||||||
| Stephen Bloch, M.D. | 39,609,683 | 6,598,760 | 21,352,314 | |||||||||
| Joanna Horobin, M.B., C.H.B. | 45,361,656 | 846,787 | 21,352,314 | |||||||||
| Roger A. Jeffs, Ph.D. | 46,091,138 | 117,305 | 21,352,314 | |||||||||
Proposal No. 2 - Ratification of the Appointment of Independent Registered Public Accounting Firm
The vote with respect to the ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2025 was as follows:
| For | Against | Abstain | ||||||||
| 67,519,260 | 30,220 | 11,277 | ||||||||
Proposal No. 3 – Approval, by Non-Binding Advisory Vote, of the Compensation of the NEOs
The vote with respect to the approval, by non-binding advisory vote, of the compensation of the NEOs was as follows:
| For | Against | Abstain | Broker Non-Votes | |||||||||||
| 44,393,482 | 1,313,301 | 501,660 | 21,352,314 | |||||||||||
| Item 9.01 | Financial Statements and Exhibits. |
(d) Exhibits.
| Exhibit No. |
Exhibit | |
| 104 | Cover Page Interactive Data File (the cover page tags are embedded within the Inline XBRL document). |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| June 18, 2025 | Liquidia Corporation | |
| By: | /s/ Michael Kaseta | |
| Name: Michael Kaseta | ||
| Title: Chief Financial Officer and Chief Operating Officer | ||