New insider Khan Sabih claimed ownership of 1,031,391 shares (SEC Form 3)
FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person*
(Street)
|
2. Date of Event Requiring Statement
(Month/Day/Year) 07/25/2025 |
3. Issuer Name and Ticker or Trading Symbol
Apple Inc. [ AAPL ] |
|||||||||||||
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
5. If Amendment, Date of Original Filed
(Month/Day/Year) |
||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Beneficially Owned | |||
---|---|---|---|
1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 999,759 | D | |
Common Stock | 31,632 | I | By family trust |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Unit | (1) | (1) | Common Stock | 22,688 | (2) | D | |
Restricted Stock Unit | (3) | (3) | Common Stock | 44,318 | (2) | D | |
Restricted Stock Unit | (4) | (4) | Common Stock | 66,477 | (2) | D | |
Restricted Stock Unit | (5) | (5) | Common Stock | 58,408 | (2) | D | |
Restricted Stock Unit | (6) | (6) | Common Stock | 58,408 | (2) | D | |
Restricted Stock Unit | (7) | (7) | Common Stock | 43,901 | (2) | D | |
Restricted Stock Unit | (8) | (8) | Common Stock | 43,901 | (2) | D |
Explanation of Responses: |
1. This restricted stock unit ("RSU") award was granted September 26, 2021. 22,689 shares of RSUs subject to the award vested on April 1, 2024 and 22,688 RSUs vested on April 1, 2025. 22,688 RSUs are scheduled to vest on April 1, 2026, subject to the terms and conditions of the underlying award agreement. |
2. Each RSU represents the right to receive, at settlement, one share of Apple Inc.'s ("Apple's") common stock. |
3. This RSU award was granted September 25, 2022. 22,159 RSUs subject to the award vested on April 1, 2025 and 22,159 RSUs are scheduled to vest on each of April 1, 2026 and April 1, 2027, subject to the terms and conditions of the underlying award agreement. |
4. This performance-based RSU award was granted September 25, 2022, and is scheduled to vest on October 1, 2025, subject to the terms and conditions of the underlying award agreement. The "target" number of RSUs is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal year 2023 and ending with the last day of Apple's fiscal year 2025. |
5. This RSU award was granted October 1, 2023, and is scheduled to vest as to one-third of the units on each of April 1, 2026, April 1, 2027, and April 1, 2028, subject to the terms and conditions of the underlying award agreement. |
6. This performance-based RSU award was granted October 1, 2023, and is scheduled to vest on October 1, 2026, subject to the terms and conditions of the underlying award agreement. The "target" number of RSUs is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal year 2024 and ending with the last day of Apple's fiscal year 2026. |
7. This RSU award was granted September 29, 2024, and is scheduled to vest as to one-third of the units on each of April 1, 2027, April 1, 2028, and April 1, 2029, subject to the terms and conditions of the underlying award agreement. |
8. This performance-based RSU award was granted September 29, 2024, and is scheduled to vest on October 1, 2027, subject to the terms and conditions of the underlying award agreement. The "target" number of RSUs is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal year 2025 and ending with the last day of Apple's fiscal year 2027. |
Remarks: |
Exhibit 24 - Power of Attorney |
/s/ Sam Whittington, Attorney-in-Fact for Sabih Khan | 07/25/2025 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |