New insider Man Josephine claimed ownership of 38,827 shares (SEC Form 3)
$UEC
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Basic Materials
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 10/01/2024 |
3. Issuer Name and Ticker or Trading Symbol
URANIUM ENERGY CORP [ UEC ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
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| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Common Stock | 38,827 | D | |
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Options | (1) | 07/16/2030 | Common Stock | 40,000 | $0.91 | D | |
| Options | (2) | 07/21/2031 | Common Stock | 11,440 | $2.15 | D | |
| Options | (3) | 07/29/2032 | Common Stock | 15,000 | $3.98 | D | |
| Options | (4) | 07/31/2033 | Common Stock | 15,000 | $3.32 | D | |
| Options | (5) | 10/01/2034 | Common Stock | 24,415 | $6.21 | D | |
| Restricted Stock Units | (6) | (6) | Common Stock | 16,103 | (7) | D | |
| Explanation of Responses: |
| 1. Represents options to purchase shares of common stock that were granted on July 16, 2020 and are fully vested. |
| 2. Represents options to purchase shares of common stock that were granted on July 21, 2021 and are fully vested. |
| 3. Represents options to purchase shares of common stock that were granted on July 29, 2022 and are fully vested. |
| 4. Represents options to purchase shares of common stock that were granted on July 31, 2023 and vest over a 24-month period (12.5% three and six months from the date of grant; and 25% 12, 18 and 24 months from the date of grant). |
| 5. Represents options to purchase shares of common stock that were granted on October 1, 2024 and vest over a 24-month period (12.5% three and six months from the date of grant; and 25% 12, 18 and 24 months from the date of grant). |
| 6. The Restricted Stock Units vest in three equal annual installments beginning October 1, 2025. Vested shares will be delivered to the reporting person no later than October 31st of each year. |
| 7. Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. |
| /s/ Josephine Man | 10/08/2024 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||