Officer Ceremony Glen converted options into 9,345 shares and covered exercise/tax liability with 4,636 shares, increasing direct ownership by 2% to 230,540 units (SEC Form 4)
$UBER
Business Services
Consumer Discretionary
| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
| Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. | |||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Uber Technologies, Inc [ UBER ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 06/16/2025 | ||||||||||||||||||||||||||
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4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Common Stock | 06/16/2025 | M | 686 | A | (1) | 226,517 | D | |||
| Common Stock | 06/16/2025 | M | 700 | A | (1) | 227,217 | D | |||
| Common Stock | 06/16/2025 | M | 5,002 | A | (1) | 232,219 | D | |||
| Common Stock | 06/16/2025 | M | 1,516 | A | (1) | 233,735 | D | |||
| Common Stock | 06/16/2025 | M | 1,441 | A | (1) | 235,176 | D | |||
| Common Stock | 06/16/2025 | F(2) | 341 | D | $85.12 | 234,835 | D | |||
| Common Stock | 06/16/2025 | F(2) | 348 | D | $85.12 | 234,487 | D | |||
| Common Stock | 06/16/2025 | F(2) | 2,480 | D | $85.12 | 232,007 | D | |||
| Common Stock | 06/16/2025 | F(2) | 752 | D | $85.12 | 231,255 | D | |||
| Common Stock | 06/16/2025 | F(2) | 715 | D | $85.12 | 230,540(3) | D | |||
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Restricted Stock Units | (1) | 06/16/2025 | M | 686 | (4) | (4) | Common Stock | 686 | $0.00 | 30,904 | D | ||||
| Restricted Stock Units | (1) | 06/16/2025 | M | 700 | (5) | (5) | Common Stock | 700 | $0.00 | 23,098 | D | ||||
| Restricted Stock Units | (1) | 06/16/2025 | M | 5,002 | (6) | (6) | Common Stock | 5,002 | $0.00 | 5,002 | D | ||||
| Restricted Stock Units | (1) | 06/16/2025 | M | 1,516 | (7) | (7) | Common Stock | 1,516 | $0.00 | 31,832 | D | ||||
| Restricted Stock Units | (1) | 06/16/2025 | M | 1,441 | (8) | (8) | Common Stock | 1,441 | $0.00 | 12,963 | D | ||||
| Explanation of Responses: |
| 1. Restricted stock units (RSUs) convert into common stock on a one-for-one basis. |
| 2. Shares withheld to satisfy tax liability upon vesting of RSUs on June 16, 2025. |
| 3. Includes 391 shares acquired under Uber's 2019 Employee Stock Purchase Plan on May 20, 2025. |
| 4. The reporting person was granted 32,964 restricted stock units (RSUs) on March 3, 2025 pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. |
| 5. The reporting person was granted 33,597 RSUs on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. |
| 6. The reporting person was granted 33,348 RSUs on October 30, 2023. The vesting schedule is as follows: 1/10 of the total RSUs vested on December 16, 2023, 1/10 of the total RSUs will vest each quarter thereafter for 9 months, and 3/20 of the total number of RSUs will vest quarterly for the 12 months thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. |
| 7. The reporting person was granted 72,759 RSUs on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. |
| 8. The reporting person was granted 69,137 RSUs on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. |
| Remarks: |
| Chief Accounting Officer and Global Corporate Controller |
| /s/ Carolyn Mo by Power of Attorney for Glen Ceremony | 06/18/2025 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||