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    Rafael Holdings Inc. filed SEC Form 8-K: Regulation FD Disclosure, Other Events, Financial Statements and Exhibits

    6/18/25 7:13:55 AM ET
    $RFL
    Real Estate
    Finance
    Get the next $RFL alert in real time by email
    false 0001713863 0001713863 2025-06-18 2025-06-18 0001713863 RFL:ClassBCommonStockParValue0.01PerShareMember 2025-06-18 2025-06-18 0001713863 RFL:WarrantToPurchaseClassBCommonStockMember 2025-06-18 2025-06-18 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

     

     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

     

     

     

    FORM 8-K

     

     

     

    CURRENT REPORT

    Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

     

    Date of Report (Date of earliest event reported): June 18, 2025

     

     

     

    RAFAEL HOLDINGS, INC.

    (Exact name of registrant as specified in its charter)

     

     

     

    Delaware   1-38411   82-2296593
    (State or other jurisdiction
    of Incorporation)
      (Commission File Number)   (IRS Employer
    Identification No.)
     

     

    520 Broad Street
    Newark, New Jersey
      07102
    (Address of principal executive offices)   (Zip Code)

     

    Registrant’s telephone number, including area code: 212 658-1450

     

    Not Applicable

    (Former name or former address, if changed since last report.)

     

     

     

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

     

    ☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

     

    ☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

     

    ☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

     

    ☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

     

     

     

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

     

    Emerging growth company ☐

     

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

     

    Securities registered pursuant to Section 12(b)-2 of the Exchange Act:

     

    Title of each class   Trading Symbol   Name of each exchange on which registered
    Class B common stock, par value $0.01 per share   RFL   New York Stock Exchange
    Warrant to Purchase Class B common stock   RFL-WT   NYSE American

     

     

     

     

     

     

    Item 7.01 Regulation FD Disclosure.

     

    On June 18, 2025, Rafael Holdings, Inc. (the “Company”) issued the attached press release (the “Release”) announcing that the 96-week pivotal phase 3 TransportNPC study evaluating intravenous (IV) Trappsol® Cyclo™ for the potential treatment of Niemann-Pick Disease Type C1 (NPC1) will continue based on the independent Data Monitoring Committee review of safety and efficacy data at the prespecified 48-week interim analysis.

     

    The Company is furnishing the information contained in this Report, including Exhibit 99.1, pursuant to Item 7.01 of Form 8-K promulgated by the Securities and Exchange Commission (the “SEC”). This information shall not be deemed to be “filed” with the SEC or incorporated by reference into any other filing with the SEC unless otherwise expressly stated in such filing. In addition, this Report and the press release contain statements intended as “forward-looking statements” that are subject to the cautionary statements about forward-looking statements set forth in the press release.

     

    Item 8.01 Other Events.

     

    The information contained in Item 7.01 above is incorporated herein by reference into this Item 8.01.

     

    Item 9.01 Financial Statements and Exhibits.

     

    (d) Exhibits.

     

    Exhibit No.  Document
    99.1  Press Release, dated June 18, 2025.
    104  Cover Page Interactive Data File, formatted in Inline XBRL document.

     

    1

     

     

    SIGNATURES

     

    Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     

      RAFAEL HOLDINGS, INC.
         
      By: /s/ David Polinsky
        Name:  David Polinsky
        Title: Chief Financial Officer

     

    Dated: June 18, 2025

     

    2

     

     

    EXHIBIT INDEX

     

    Exhibit
    Number
     Document
    99.1  Press Release, dated June 18, 2025.
    104  Cover Page Interactive Data File, formatted in Inline XBRL document.

     

     

    3

     

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