

• | our Annual Report on Form 10-K for the fiscal year ended December 31, 2024, filed with the SEC on March 5, 2025; |
• | information specifically incorporated by reference in our Annual Report on Form 10-K for the fiscal year ended December 31, 2024 from our Definitive Proxy Statement on Schedule 14A, filed with the SEC on April 18, 2025, and the portions of any subsequent filings on Form 8-K made for the purposes of updating such information; |
• | our Quarterly Reports on Form 10-Q for the fiscal quarters ended March 31, 2025, June 30, 2025 and September 30, 2025, filed with the SEC on May 12, 2025, August 7, 2025 and November 3, 2025, respectively; |
• | our Current Reports on Form 8-K filed with the SEC on January 3, 2025, February 10, 2025 (Item 8.01 only), February 28, 2025, March 3, 2025, March 5, 2025, May 8, 2025, May 28, 2025, June 11, 2025 (Item 5.02 only) (as amended on July 17, 2025), July 14, 2025 (as amended on July 17, 2025), September 8, 2025 (Item 3.01 only), September 10, 2025, October 9, 2025, November 3, 2025 (Film No. 251442231), November 4, 2025, December 12, 2025, December 29, 2025, January 13, 2026 and January 14, 2026, in each case, other than documents or portions of those documents deemed to be furnished but not filed; and |
• | the description of our common stock filed as Exhibit 4.4 to our Annual Report on Form 10-K for the year ended December 31, 2021, filed with the SEC on March 14, 2022, including any amendment or report filed with the SEC for the purpose of updating such description. |
• | Risks of rapidly evolving domestic and global economic conditions, which are beyond our control; |
• | We may not be able to sustain our revenue growth rate in the future; |
• | We may fail to retain existing customers or identify and attract new customers; |
• | Data and security breaches could compromise our systems and confidential information, cause reputational and financial damage and increase risks of litigation; |
• | System outages, data loss, disruptions at our primary production facility or other interruptions could affect our operations; |
• | Production quality and manufacturing process disruptions could adversely affect our business; |
• | Our future growth may depend upon our ability to develop and commercialize new products, and we may be unable to introduce new products and services in a timely manner; |
• | Disruptions in our supply chain or the performance of our suppliers could occur; |
• | Our dependence on certain distribution partners and the risk of their loss; |
• | Risks to market share and profitability due to competition; |
• | Our failure to operate our business in compliance with the security standards of the payment card industry or other industry standards applicable to our customers, such as payment networks certification standards, could adversely affect our business; |
• | As consumers and businesses spend less, our business, operation outcomes, and financial condition may be adversely affected; |
• | Product liability and warranty claims and their associated costs may adversely affect our business; |
• | Our international sales subject us to additional risks that can adversely affect our business, operating results and financial condition; |
• | We rely on technology licensing arrangements and actions taken by any of our licensing partners could have a material adverse effect on our business; |
• | The adoption of new tax legislation could affect our financial performance; |
• | Risks relating to the management of our business by Resolute Holdings, including our reliance on Resolute Holdings for management services under the Resolute Management Agreement, which gives Resolute Holdings substantial influence over our business, operations, and strategy; |
• | The risk that the anticipated benefits of our acquisition of Husky Technologies Limited (“Husky”) or any future acquisition may not be fully realized or may take longer to realize than expected; |
• | The effect of the Husky Transaction (as defined herein) or any future acquisition on our business relationships with employees, customers or suppliers, operating results and business generally; |
• | Risks related to the significant international operations of Husky; |
• | Unexpected costs, charges or expenses resulting from the Husky Transaction or any future acquisition or difficulties in integrating and operating acquired companies; |
• | We may fail to successfully manage and integrate acquisitions or strategic transactions, which could negatively impact our financial performance and growth prospects; |
• | The outcome of any legal proceedings that have been or may be in the future instituted against us or others; |
• | Our inability to safeguard against misappropriation or infringement of our intellectual property may adversely affect our business; |
• | We may incur substantial costs because of litigation or other proceedings relating to patents and other intellectual property rights; |
• | Escalating U.S. tariffs or other trade restrictions on imported raw materials, and any retaliatory measures by other countries, could increase our costs which could have a material adverse impact on our results of operations; |
• | Future exchange and interest rates; |
• | We have limited experience in the digital assets industry and may not succeed in fully commercializing the products and solutions derived from our Arculus Cold Storage Wallet products and services; |
• | Risks related to the rapid evolution of the security markets, including that our Arculus Authenticate solutions may not achieve widespread market acceptance or may not provide sufficient protection; |
• | Digital asset storage systems, such as the Arculus Cold Storage Wallet, are subject to potential illegal misuse, risks related to a loss of funds due to theft of digital assets, security and cybersecurity risks, system failures and other operational issues, which could cause damage to our reputation and brand; |
• | Regulatory changes or actions may restrict the use of the Arculus Cold Storage Wallet or digital assets in a manner that adversely affects our business, prospects or operations; and |
• | Other risks and uncertainties indicated in or incorporated by reference in this prospectus, including those under “Risk Factors” herein, and other filings that have been made or will be made with the SEC. |
• | 5,479,945 shares of Class A Common Stock issuable upon vesting of restricted stock units (“RSUs”) or performance-based restricted stock units (“PSUs”); |
• | 2,799,169 shares of Class A Common Stock issuable upon the exercise of options granted under the CompoSecure, Inc. 2021 Incentive Equity Plan (the “Plan”) at a weighted-average exercise price of $11.27 per share; and |
• | approximately 19,087,039 additional shares of Class A Common Stock that were available for issuance under the Plan. |
• | potential imposition of restrictions on investments; |
• | requirements of foreign laws and other governmental controls, including trade and labor restrictions and related laws that reduce the flexibility of its business operations; |
• | the imposition by the U.S. government and foreign governments of trade barriers such as tariffs, quotas, |
• | preferential bidding and import restrictions; |
• | potential staffing difficulties and labor disputes; |
• | managing and obtaining support and distribution for local operations; |
• | increased costs of transportation or shipping; |
• | credit risk and financial conditions of local customers and distributors; |
• | risk of nationalization of private enterprises by foreign governments; |
• | potential adverse tax consequences; and |
• | potential difficulties in protecting intellectual property. |
• | The perception of the recyclability and environmental impact of plastic packaging. The recyclability and environmental impact of plastic packaging, such as PET water containers, may be perceived negatively by environmental groups, customers and government regulators, primarily in markets where these products are typically disposed of instead of recycled. For example, according to The Reloop Platform, in 2018, 97% of PET containers used by consumers were returned to the deposit return system in Germany, and in 2019, 94% and 92% of PET containers used by consumers were returned to the deposit return system in Denmark and Lithuania, respectively. By contrast, in the United States, according to the National Association for PET Container Resources, only 26.6% by weight of the PET containers used by consumers were recovered in 2020, whereas the recycling rate in the United States was 45.2% for aluminum cans in the same year. |
• | Environmental advocacy and legislation. A number of governmental authorities have enacted, or are expected to consider, legislation aimed at reducing the environmental impact of plastic packaging. These legislative efforts have been lobbied for and supported by environmental advocacy groups. These proposals and legislation have included mandating certain rates of recycling and/or the use of recycled materials, imposing deposits or taxes on plastic packaging material, requiring retailers or manufacturers to develop a recycling infrastructure and has led to increased scrutiny of the use of plastics, especially for bottled water. Legislative and other changes aimed at reducing the environmental impact of plastic packaging may result in increased costs associated with plastic packaging and/or reduced demand for such packaging. |
• | Health and safety concerns. Media reports on possible health risks associated with certain plastics have prompted general consumer concerns regarding the safety of plastic packaging and containers. National and international governmental organizations responsible for consumer safety have continued to recognize the safety of PET. However, if consumer perceptions of the safety of PET shift, the usage of PET as a packaging material may decline. In addition, if any new scientific evidence suggests that PET is unsafe, or any regulatory agency issues new interpretations of existing evidence that limit or lead to prohibitions on the use of PET as packaging for tooling and aftermarket products and services, there could be a decline in the use of PET packaging. In addition, the Husky business may become subject to product liability or other lawsuits, heightened regulatory oversight or new laws, any of which may materially adversely affect our business, financial condition or results of operations. |
• | The relative advantages of plastic packaging compared with other materials, such as glass, metal and paper. Glass, metal and paper may be regarded as alternative materials for packaging. Although plastic packaging may have several competitive advantages over these alternative packaging materials, advances in the production process or technology of competing packaging materials, or material cost decreases in such packaging materials, may erode plastic packaging’s competitive advantages. |
Class A Common Stock Owned Prior to the Offering(1) | Number of Shares Offered | Class A Common Stock Owned After the Offering(2) | |||||||||||||
Name of Selling Stockholder | Shares | % | Shares | % | |||||||||||
Investment vehicles affiliated with Platinum Equity, LLC3 | 52,829,757 | 18.3% | 52,829,757 | — | — | ||||||||||
Fidelity Hastings Street Trust : Fidelity Mega Cap Stock Fund4 | 687,465 | * | 687,465 | — | — | ||||||||||
Variable Insurance Products Fund III : VIP Growth & Income Portfolio4 | 524,000 | * | 524,000 | — | — | ||||||||||
Fidelity Securities Fund: Fidelity Growth & Income Portfolio4 | 2,511,929 | * | 2,511,929 | — | — | ||||||||||
Fidelity Hastings Street Trust: Fidelity Series Large Cap Stock Fund4 | 6,442,058 | 2.2% | 6,442,058 | — | — | ||||||||||
Fidelity Destiny Portfolios: Fidelity Advisor Capital Development Fund4 | 1,573,058 | * | 1,573,058 | — | — | ||||||||||
Fidelity Concord Street Trust: Fidelity Large Cap Stock K6 Fund4 | 30,058 | * | 30,058 | — | — | ||||||||||
Fidelity Large Cap Stock Institutional Trust4 | 60,588 | * | 60,588 | — | — | ||||||||||
FIAM Target Date Large Cap Stock Commingled Pool4 | 1,521,924 | * | 1,521,924 | — | — | ||||||||||
Fidelity Concord Street Trust: Fidelity Large Cap Stock Fund4 | 2,308,186 | * | 2,308,186 | — | — | ||||||||||
Variable Insurance Products Fund IV : Industrials Portfolio4 | 89,717 | * | 89,717 | — | — | ||||||||||
Fidelity Advisor Series VII : Fidelity Advisor Industrials Fund4 | 437,290 | * | 437,290 | — | — | ||||||||||
Class A Common Stock Owned Prior to the Offering(1) | Number of Shares Offered | Class A Common Stock Owned After the Offering(2) | |||||||||||||
Name of Selling Stockholder | Shares | % | Shares | % | |||||||||||
Fidelity Securities Fund : Fidelity Dividend Growth Fund4 | 1,900,804 | * | 1,900,804 | — | — | ||||||||||
Fidelity Capital Trust: Fidelity Capital Appreciation Fund4 | 1,357,306 | * | 1,357,306 | — | — | ||||||||||
Variable Insurance Products Fund III: VIP Dynamic Capital Appreciation Portfolio4 | 54,918 | * | 54,918 | — | — | ||||||||||
Fidelity Contrafund Commingled Pool4 | 1,041,127 | * | 1,041,127 | — | — | ||||||||||
Fidelity Contrafund: Fidelity Contrafund K64 | 596,898 | * | 596,898 | — | — | ||||||||||
Fidelity Contrafund: Fidelity Contrafund4 | 2,805,515 | * | 2,805,515 | — | — | ||||||||||
Fidelity Contrafund: Fidelity Advisor New Insights Fund4 | 290,075 | * | 290,075 | — | — | ||||||||||
Fidelity Global Growth and Value Investment Trust4 | 16,009 | * | 16,009 | — | — | ||||||||||
Fidelity Insights Investment Trust4 | 182,071 | * | 182,071 | — | — | ||||||||||
Fidelity Contrafund: Fidelity Series Opportunistic Insights Fund4 | 148,789 | * | 148,789 | — | — | ||||||||||
Variable Insurance Products Fund II: VIP Contrafund Portfolio4 | 324,922 | * | 324,922 | — | — | ||||||||||
Alyeska Master Fund, L.P.5 | 22,123,828 | 7.6% | 21,621,622 | 502,206 | * | ||||||||||
Omega Capital Partners, LP6 | 10,810,811 | 3.7% | 10,810,811 | — | — | ||||||||||
Funds advised by Capital Research and Management Company7 | 13,803,592 | 4.8% | 10,810,811 | 2,992,781 | 1.0% | ||||||||||
Coral Blue Investment Pte Ltd.8 | 10,810,810 | 3.7% | 10,810,810 | — | — | ||||||||||
Locust Wood Capital Advisers, LLC9 | 15,001,951 | 5.2% | 7,027,028 | 7,974,923 | 2.8% | ||||||||||
Alberta Investment Management Corporation10 | 5,405,406 | 1.9% | 5,405,406 | — | — | ||||||||||
Entities managed by Starboard Value LP11 | 5,027,028 | 1.8% | 5,027,028 | — | — | ||||||||||
Accounts and Funds advised or subadvised by T. Rowe Price Investment Management, Inc.12 | 3,672,944 | 1.3% | 3,621,622 | 51,322 | * | ||||||||||
Corsair Capital Partners, LP13 | 827,905 | * | 681,514 | 146,391 | * | ||||||||||
Corsair Capital Partners 100, LP13 | 122,145 | * | 100,518 | 21,627 | * | ||||||||||
Corsair Capital Investors, Ltd14 | 34,982 | * | 28,779 | 6,203 | * | ||||||||||
Corsair Select, LP13 | 4,658,714 | 1.6% | 1,546,733 | 3,111,981 | 1.0% | ||||||||||
Corsair Select 100, LP13 | 652,570 | * | 216,643 | 435,927 | * | ||||||||||
Corsair Select Master Fund, Ltd.13 | 712,573 | * | 236,624 | 475,949 | * | ||||||||||
ClearBridge Investments, LLC15 | 1,812,965 | * | 1,081,082 | 731,883 | * | ||||||||||
John Galt | 1,066,305 | * | 1,066,305 | — | — | ||||||||||
Joseph J. DeAngelo16 | 328,911 | * | 270,271 | 58,640 | * | ||||||||||
Timothy O. Mahoney | 270,271 | * | 270,271 | — | — | ||||||||||
Paul Galant17 | 147,702 | * | 54,055 | 93,647 | * | ||||||||||
Krishna Mikkilineni18 | 77,012 | * | 64,865 | 12,147 | * | ||||||||||
Kevin Moriarty | 67,055 | * | 54,055 | 13,000 | * | ||||||||||
Roger Fradin19 | 67,649 | * | 54,055 | 13,594 | * | ||||||||||
Mark James20 | 110,665 | * | 54,055 | 56,610 | * | ||||||||||
Rebecca Corbin | 59,295 | * | 54,055 | 5,240 | * | ||||||||||
Brian Hughes21 | 122,650 | * | 27,028 | 95,622 | * | ||||||||||
Additional Selling Stockholders22 | 2,507,016 | * | 2,303,907 | 203,109 | * | ||||||||||
* | Less than 1% |
(1) | Consists of the maximum number of shares of Class A Common Stock being offered pursuant to this prospectus supplement by each applicable selling stockholder and, if applicable, any other Class A Common Stock beneficially owned by such selling stockholder. |
(2) | Assumes the sale of all of the shares offered by the selling stockholders pursuant to this prospectus supplement and that the selling stockholders buy or sell no additional shares of Class A Common Stock subsequent to the date of the information provided to the Company by the Selling Stockholders, including prior to the completion of the offering. |
(3) | PE Titan CS Holdings, L.P. (the “Platinum Stockholder”) is the record holder of the securities reported herein. Tom Gores is the manager of Platinum Equity, LLC, which is the sole member of Platinum Equity Investment Holdings, LLC, which is the sole member of Platinum Equity Investment Holdings IC (Cayman), LLC, which is the general partner of Platinum Equity InvestCo, L.P., which is the sole member |
(4) | As of December 24, 2025. These funds and accounts are managed by direct or indirect subsidiaries of FMR LLC. Abigail P. Johnson is a Director, the Chairman and the Chief Executive Officer of FMR LLC. Members of the Johnson family, including Abigail P. Johnson, are the predominant owners, directly or through trusts, of Series B voting common shares of FMR LLC, representing 49% of the voting power of FMR LLC. The Johnson family group and all other Series B shareholders have entered into a shareholders’ voting agreement under which all Series B voting common shares will be voted in accordance with the majority vote of Series B voting common shares. Accordingly, through their ownership of voting common shares and the execution of the shareholders’ voting agreement, members of the Johnson family may be deemed, under the Investment Company Act of 1940, to form a controlling group with respect to FMR LLC. The address of these funds and accounts is 245 Summer Street, Boston, MA 02210. |
(5) | Alyeska Investment Group, L.P., the investment manager of Alyeska Master Fund, L.P. (the “Alyeska Selling Securityholder”), has voting and investment control of the shares held by the Alyeska Selling Securityholder. Anand Parekh is the Chief Executive Officer of Alyeska Investment Group, L.P. and may be deemed to be the beneficial owner of such shares. Mr. Parekh, however, disclaims any beneficial ownership of the shares held by the Alyeska Selling Securityholder. The registered address of Alyeska Master Fund, L.P. is at c/o Maples Corporate Services Limited, P.O. Box 309, Ugland House, South Church Street George Town, Grand Cayman, KY1- 1104, Cayman Islands. Alyeska Investment Group, L.P. is located at 77 W. Wacker, Suite 700, Chicago IL 60601. |
(6) | By virtue of his position as managing member of the general partner of Omega Capital Partners, LP, Leon Cooperman may be deemed to have sole voting and dispositive power over the shares held by Omega Capital Partners, LP. The business address of Omega Capital Partners, LP is 7118 Melrose Castle Lane, Boca Raton, Florida 33496. |
(7) | Consists of (i) 12,662,962 shares of Class A Common Stock held by SMALLCAP World Fund, Inc. (“SCWF”), (ii) 25,305 shares of Class A Common Stock held by American Funds U.S. Small and Mid Cap Equity Fund (“SMID”), (iii) 1,094,688 shares of Class A Common Stock held by American Funds Insurance Series – Global Small Capitalization Fund (“VISC”), and (iv) 20,637 shares of Class A Common Stock held by American Funds Insurance Series – U.S. Small and Mid Cap Equity Fund (“VISMID”). Capital Research and Management Company (“CRMC” and, together with SCWF, SMID, VISC and VISMID, the “CRMC Stockholders”) is the investment adviser of the CRMC Stockholders. For purposes of the reporting requirements of the Exchange Act, CRMC, Capital World Investors (“CWI”), and Capital International Investors (“CII”) may be deemed to be the beneficial owner of the shares of common stock held by the CRMC Stockholders; however, each of CRMC, CWI, and CII expressly disclaims that it is, in fact, the beneficial owner of such securities. Julian N. Abdey, Peter Eliot, Brady L. Enright, Brittain Ezzes, Bradford F. Freer, Peter Gusev, Leo Hee, M. Taylor Hinshaw, Roz Hongsaranagon, Shlok Melwani, Dimitrije Mitrinovic, Aidan O’Connell, Samir Parekh, Piyada Phanaphat, Andraz Razen, Arun Swaminathan, Thatcher Thompson, as portfolio managers, have voting and investment powers over the shares held by SCWF. M. Taylor Hinshaw, Matt Hochstetler, Roz Hongsaranagon, and Andraz Razen, as portfolio managers, have voting and investment powers over the shares held by SMID and VISMID. Brittain Ezzes, Bradford F. Freer, M. Taylor Hinshaw, Shlok Melwani and Aidan O’Connell, as portfolio managers, have voting and investment powers over the shares held by VISC. The portfolio managers named above expressly disclaim beneficial ownership of the shares of common stock owned by the CRMC Stockholders. The address for each of the CRMC Stockholders is c/o Capital Research and Management Company, 333 S. Hope St., 55th Floor, Los Angeles, California 90071. Each of the CRMC Stockholders acquired the securities being registered hereby in the ordinary course of its business. |
(8) | The 10,810,810 shares of Class A Common Stock are owned directly by Coral Blue Investment Pte. Ltd. (“Coral Blue”). Coral Blue shares the power to vote and the power to dispose of these shares of Class A Common Stock with GIC Private Limited (“GIC”). GIC is a private limited company incorporated in Singapore. GIC is wholly owned by the Government of Singapore and was set up with the sole purpose of managing Singapore’s foreign reserves. The Government of Singapore disclaims beneficial ownership of these shares. The address for GIC and Coral Blue is 168 Robinson Road, #37-01 Capital Tower, Singapore 068912. |
(9) | Consists of (i) 13,000 shares of Class A Common Stock held by Memorial Hermann Foundation, (ii) 17,800 shares of Class A Common Stock held by Memorial Hermann Pension Plan and Trust, (iii) 91,900 shares of Class A Common Stock held by ABS Direct Equity Fund LLC, US Series 4, (iv) 191,900 shares of Class A Common Stock held by Memorial Hermann Health System, (v) 1,934,922 shares of Class A Common Stock held by Locust Wood Capital LP, (vi) 40,500 shares of Class A Common Stock held by The Levy Family Trust, UAD 2/18/83, (vii) 13,000 shares of Class A Common Stock held by Infinity One Trust, (viii) 13,000 shares of Class A Common Stock held by Infinity Four Trust, (ix) 10,800 shares of Class A Common Stock held by Everlasting Two Trust, (x) 178,400 shares of Class A Common Stock held by Eternity Four Trust, (xi) 97,300 shares of Class A Common Stock held by Greensfields Capital Limited, (xii) 486,500 shares of Class A Common Stock held by LGT Capital Partners (FL) ltd., (xiii) 145,900 shares of Class A Common Stock held by Snowball Capital Holdings Limited, (xiv) 91,900 shares of Class A Common Stock held by Raindrops Capital Limited, (xv) 167,600 shares of Class A Common Stock held by ECMC Group, (xvi) 459,506 shares of Class A Common Stock held by Locust Wood Ultra Fund LP, (xvii) 59,500 shares of Class A Common Stock held by Corebridge Insurance Company of Bermuda, Ltd., (xviii) 378,400 shares of Class A Common Stock held by Oman Investment Authority, (xix) 973,000 shares of Class A Common Stock held by Caisse de dépôt et Placement du Québec, (xx) 675,700 shares of Class A Common Stock held by Caisse de retraite d’Hydro-Québec, and (xxi) 986,500 shares of Class A Common Stock held by Northrup Grumman Corp. Each of the foregoing entities is managed by Locust Wood Capital Advisers, LLC. By virtue of being each entity’s investment adviser, Locust Wood Capital Advisers, LLC has sole voting power for all of these entities except for Oman Investment Authority, Caisse de dépôt et Placement du Québec and Caisse de retraite d’Hydro-Québec where voting power is shared. The business address of Memorial Hermann Foundation, Memorial Hermann Pension Plan and Trust and Memorial Hermann Health System is 929 Gessner Road, Suite 1900 Houston, Texas 77024. The business address of ABS Direct Equity Fund LLC is 537 Steamboat Road, Greenwich, Connecticut 06830. The business address of Locust Wood Capital LP and Locust Wood Ultra Fund LP is 90 Park Avenue, 27th Floor, New York, New York 10016. The business address of The Levy Family Trust, UAD 2/18/83 is c/o Glen Una Investments, 51 University Avenue, Suite G, Los Gatos, California 95030. The business address of Infinity One Trust, Infinity Four Trust, and Everlasting Two Trust is c/o SAFO LLC 20900 NE 30th Avenue, Suite 1015, Aventura, Florida 33180. The business address of Eternity Four Trust is 1313 North Market Street, Suite 5300, Wilmington, Delaware 19801. The business address of Greensfields Capital Limited, Snowball Capital Holdings Limited and Raindrops Capital Limited is Maples Corporate Services (BVI) Limited, Kingston Chambers PO Box-173, British Virgin Islands. The business address of LGT Capital Partners (FL) ltd. is Herrengasse 12 FL-9490, Vaduz, Principality of Liechtenstein. The business address of ECMC Group is 111 Washington Avenue South, Suite 1400, Minneapolis, Minnesota 55401. The business address of Corebridge Insurance Company of Bermuda, Ltd. is 2929 Allen Parkway, A35-50 Houston, Texas 77019. The business address of Oman Investment Authority is Building No. 70, Way 3430 Jamiat Al Duwal Al Arabiah, Al Khuwair Muscat PC 100, Oman. The |
(10) | By virtue of sole ownership, Alberta Investment Management Corporation may be deemed to have sole voting power and have sole dispositive power over the shares held by it. The business address of Alberta Investment Management Corporation is 1600-10250 101 Street Northwest, Edmonton, Alberta, Canada T5J 3P4. |
(11) | Consists of (i) 2,593,444 shares of Class A Common Stock held by Starboard Value and Opportunity Master Fund Ltd, (ii) 285,032 shares of Class A Common Stock held by Starboard Value and Opportunity S LLC, (iii) 888,276 shares Class A Common Stock held by a certain managed account managed by Starboard Value LP (the “Managed Account”), (iv) 146,287 shares of Class A Common Stock held by Starboard Value and Opportunity Master Fund L LP, and (v) 1,113,989 shares of Class A Common Stock held by Starboard X Master Fund Ltd. Starboard Value L LP acts as the general partner of Starboard Value and Opportunity Master Fund L LP. Starboard Value R GP LLC acts as the general partner of Starboard Value L LP. Starboard Value LP serves as the investment manager of Starboard Value and Opportunity Master Fund Ltd, the Managed Account, Starboard Value and Opportunity Master Fund L LP and Starboard X Master Fund Ltd and the manager of Starboard Value and Opportunity S LLC. Starboard Value GP LLC acts as the general partner of Starboard Value LP. Starboard Principal Co LP acts as a member of Starboard Value GP LLC. Starboard Principal Co GP LLC acts as the general partner of Starboard Principal Co LP. Each of Jeffrey C. Smith and Peter A. Feld acts as a member of Starboard Principal Co GP LLC and as a member of each of the Management Committee of Starboard Value GP LLC and the Management Committee of Starboard Principal Co GP LLC. Each of the foregoing disclaims beneficial ownership of these securities. The address of the principal office of each of the entities listed above is 777 Third Avenue, 18th Floor, New York, New York 10017. The address of the principal office of each of Messrs. Smith and Feld is c/o Starboard Value LP, 201 E Las Olas Boulevard, Ste, 1000, Fort Lauderdale, Florida 33301. |
(12) | Consists of (i) 1,646,964 shares of Class A Common Stock held by T. Rowe Price Small-Cap Fund, Inc., (ii) 882,980 shares of Class A Common Stock held by T.Rowe Price Institutional Small-Cap Stock Fund, (iii) 12,153 shares of Class A Common Stock held by T.Rowe Price Spectrum Conservative Allocation Fund, (iv) 18,927 shares of Class A Common Stock held by T.Rowe Price Spectrum Moderate Allocation Fund, (v) 46,047 shares of Class A Common Stock held by T.Rowe Price Spectrum Moderate Growth Allocation Fund, (vi) 1,989 shares of Class A Common Stock held by T.Rowe Price Moderate Allocation Portfolio, (vii) 73,426 shares of Class A Common Stock held by U.S. Small-Cap Stock Trust, (viii) 62,401 shares of Class A Common Stock held by TD Mutual Funds – TD U.S. Small-Cap Equity Fund, (ix) 764,083 shares of Class A Common Stock held by T.Rowe Price U.S. Small-Cap Core Equity Trust, and (x) 112,652 shares of Class A Common Stock held by Costco 401(k) Retirement Plan. Each of the foregoing entities is advised by T.Rowe Price Investment Management, Inc. By virtue of the advisory relationship, T. Rowe Price Investment Management, Inc. may be deemed to have sole voting power and have sole dispositive power over the shares held by individual holders. The business address of each foregoing entity is 1307 Point Street, Baltimore, Maryland 21231. |
(13) | Jay Petschek and Steven Major are managing members of the general partner of the selling stockholder and may be deemed to be beneficial owners. The business address of each entity is 18 East 48th Street, 20th Floor, New York, New York 10017. |
(14) | Jay Petschek and Steven Major are managing members of the director of the selling stockholder and may be deemed to be beneficial owners. The business address of the entity is 18 East 48th Street, 20th Floor, New York, New York 10017. |
(15) | Consists of (i) 656,758 shares of Class A Common Stock held by Legg Mason Partners Investment Trust – ClearBridge Select Fund, (ii) 310,811 shares of Class A Common Stock held by Legg Mason Partners Investment Trust – ClearBridge Mid Cap Fund, (iii) 51,351 shares of Class A Common Stock held by Legg Mason Partners Variable Equity Trust – ClearBridge Variable Mid Cap Portfolio, and (iv) 62,162 shares of Class A Common Stock held by EQ Advisors Trust – EQ/ClearBridge Select Equity Managed Volatility Portfolio. Each of the foregoing entities is managed by ClearBridge Investments, LLC, its discretionary manager (“ClearBridge”). By virtue of the relationship with each entity named herein, ClearBridge may be deemed to have sole voting power and sole dispositive power over the shares held by each of the entities. The business address of each foregoing entity is c/o ClearBridge Investments, LLC, One Madison Avenue, New York, New York 10010. |
(16) | Consists of 315,316 shares of Class A Common Stock and 13,595 shares of Class A Common Stock underlying vested options that were unexercised as of the date of this prospectus supplement (“Option Shares”). |
(17) | Consists of 54,055 shares of Class A Common Stock, 92,288 shares of Class A Common Stock underlying vested RSUs and 1,359 Option Shares. |
(18) | Consists of 64,685 shares of Class A Common Stock and 12,147 Option Shares. |
(19) | Consists of 54,055 shares of Class A Common Stock and 13,594 Option Shares. |
(20) | Consists of 97,070 shares of Class A Common Stock and 13,595 Option Shares. |
(21) | Consists of 94,303 shares of Class A Common Stock underlying vested RSUs and 1,319 Option Shares. |
(22) | The disclosure with respect to the remaining Additional Selling Stockholders is being made on an aggregate basis, as opposed to an individual basis, because their aggregate holdings are less than 1% of the outstanding shares of our Class A Common Stock. |
• | David M. Cote’s spouse purchased 54,055 shares of Class A Common Stock; |
• | Joseph Tucker Knott, a family member of Tom Knott, one of our directors and our Chief Investment Officer, purchased 21,622 shares of Class A Common Stock; |
• | Mary Garland Knott, a family member of Tom Knott, purchased 16,217 shares of Class A Common Stock; |
• | Sarah Knott, a family member of Tom Knott, purchased 21,622 shares of Class A Common Stock; |
• | John Barker, a family member of Tom Knott, purchased 67,568 shares of Class A Common Stock; |
• | Joseph DeAngelo, one of our directors, purchased 270,271 shares of Class A Common Stock; |
• | Paul Galant, one of our directors, purchased 54,055 shares of Class A Common Stock; |
• | Krishna Mikkilineni, one of our directors, purchased 64,865 shares of Class A Common Stock; |
• | Kevin Moriarty, one of our directors, purchased 54,055 shares of Class A Common Stock; |
• | A trust controlled by Roger Fradin, one of our former directors, purchased 54,055 shares of Class A Common Stock; |
• | Mark James, one of our directors, purchased 54,055 shares of Class A Common Stock; |
• | Rebecca Corbin, one of our directors, purchased 54,055 shares of Class A Common Stock; and, |
• | Brian Hughes, one of our directors, purchased 27,028 shares of Class A Common Stock. |
• | ordinary brokerage transactions and transactions in which the broker-dealer solicits purchasers; |
• | block trades in which the broker-dealer will attempt to sell the shares as agent but may position and resell a portion of the block as principal to facilitate the transaction; |
• | purchases by a broker-dealer as principal and resale by the broker-dealer for its account; |
• | an exchange distribution in accordance with the rules of the applicable exchange; |
• | privately negotiated transactions; |
• | settlement of short sales made after the date of this prospectus supplement; |
• | in transactions through broker-dealers that agree with the selling stockholders to sell a specified number of such shares at a stipulated price per share; |
• | through the writing or settlement of options or other hedging transactions, whether through an options exchange or otherwise; |
• | a combination of any such methods of sale; or |
• | any other method permitted pursuant to applicable law. |

• | our Annual Report on Form 10-K for the fiscal year ended December 31, 2024, filed with the SEC on March 5, 2025; |
• | information specifically incorporated by reference in our Annual Report on Form 10-K for the fiscal year ended December 31, 2024 from our Definitive Proxy Statement on Schedule 14A, filed with the SEC on April 18, 2025, and the portions of any subsequent filings on Form 8-K made for the purposes of updating such information; |
• | our Quarterly Reports on Form 10-Q for the fiscal quarters ended March 31, 2025, June 30, 2025 and September 30, 2025, filed with the SEC on May 12, 2025, August 7, 2025 and November 3, 2025, respectively; |
• | our Current Reports on Form 8-K filed with the SEC on January 3, 2025, February 10, 2025 (Item 8.01 only), February 28, 2025, March 3, 2025, March 5, 2025, May 8, 2025, May 28, 2025, June 11, 2025 (Item 5.02 only) (as amended on July 17, 2025), July 14, 2025 (as amended on July 17, 2025), September 8, 2025 (Item 3.01 only), September 10, 2025, October 9, 2025, November 3, 2025 (Film No. 251442231), November 4, 2025, December 12, 2025, December 29, 2025 and January 13, 2026, in each case, other than documents or portions of those documents deemed to be furnished but not filed; and |
• | the description of our common stock filed as Exhibit 4.4 to our Annual Report on Form 10-K for the year ended December 31, 2021, filed with the SEC on March 14, 2022, including any amendment or report filed with the SEC for the purpose of updating such description. |
• | Risks of rapidly evolving domestic and global economic conditions, which are beyond our control; |
• | We may not be able to sustain our revenue growth rate in the future; |
• | We may fail to retain existing customers or identify and attract new customers; |
• | Data and security breaches could compromise our systems and confidential information, cause reputational and financial damage and increase risks of litigation; |
• | System outages, data loss, disruptions at our primary production facility or other interruptions could affect our operations; |
• | Production quality and manufacturing process disruptions could adversely affect our business; |
• | Our future growth may depend upon our ability to develop and commercialize new products, and we may be unable to introduce new products and services in a timely manner; |
• | Disruptions in our supply chain or the performance of our suppliers could occur; |
• | Our dependence on certain distribution partners and the risk of their loss; |
• | Risks to market share and profitability due to competition; |
• | Our failure to operate our business in compliance with the security standards of the payment card industry or other industry standards applicable to our customers, such as payment networks certification standards, could adversely affect our business; |
• | As consumers and businesses spend less, our business, operation outcomes, and financial condition may be adversely affected; |
• | Product liability and warranty claims and their associated costs may adversely affect our business; |
• | Our international sales subject us to additional risks that can adversely affect our business, operating results and financial condition; |
• | We rely on technology licensing arrangements and actions taken by any of our licensing partners could have a material adverse effect on our business; |
• | The adoption of new tax legislation could affect our financial performance; |
• | Risks relating to the management of our business by Resolute Holdings, including our reliance on Resolute Holdings for management services under the Resolute Management Agreement, which gives Resolute Holdings substantial influence over our business, operations, and strategy; |
• | The risk that the anticipated benefits of our acquisition of Husky Technologies Limited (“Husky”) or any future acquisition may not be fully realized or may take longer to realize than expected; |
• | The effect of the Husky Transaction (as defined herein) or any future acquisition on our business relationships with employees, customers or suppliers, operating results and business generally; |
• | Risks related to the significant international operations of Husky; |
• | Unexpected costs, charges or expenses resulting from the Husky Transaction or any future acquisition or difficulties in integrating and operating acquired companies; |
• | We may fail to successfully manage and integrate acquisitions or strategic transactions, which could negatively impact our financial performance and growth prospects; |
• | The outcome of any legal proceedings that have been or may be in the future instituted against us or others; |
• | Our inability to safeguard against misappropriation or infringement of our intellectual property may adversely affect our business; |
• | We may incur substantial costs because of litigation or other proceedings relating to patents and other intellectual property rights; |
• | Escalating U.S. tariffs or other trade restrictions on imported raw materials, and any retaliatory measures by other countries, could increase our costs which could have a material adverse impact on our results of operations; |
• | Future exchange and interest rates; |
• | We have limited experience in the digital assets industry and may not succeed in fully commercializing the products and solutions derived from our Arculus Cold Storage Wallet products and services; |
• | Risks related to the rapid evolution of the security markets, including that our Arculus Authenticate solutions may not achieve widespread market acceptance or may not provide sufficient protection; |
• | Digital asset storage systems, such as the Arculus Cold Storage Wallet, are subject to potential illegal misuse, risks related to a loss of funds due to theft of digital assets, security and cybersecurity risks, system failures and other operational issues, which could cause damage to our reputation and brand; |
• | Regulatory changes or actions may restrict the use of the Arculus Cold Storage Wallet or digital assets in a manner that adversely affects our business, prospects or operations; and |
• | Other risks and uncertainties indicated in or incorporated by reference in this prospectus, including those under “Risk Factors” herein, and other filings that have been made or will be made with the SEC. |
• | the designation and issue date of the debt securities; |
• | the date or dates on which the principal of the debt securities is payable; |
• | the rate or rates (or manner of calculation thereof), if any, per annum at which the debt securities will bear interest; |
• | the date or dates, if any, from which interest will accrue and the interest payment date or dates for the debt securities; |
• | any limit upon the aggregate principal amount of the debt securities which may be authenticated and delivered under the applicable indenture; |
• | the period or periods within which, the redemption price or prices or the repayment price or prices, as the case may be, at which and the terms and conditions upon which the debt securities may be redeemed at the Company’s option or the option of the holder of such debt securities (a “Holder”); |
• | the obligation, if any, of the Company to purchase the debt securities pursuant to any sinking fund or analogous provisions or at the option of a Holder of such debt securities and the period or periods within which, the price or prices at which and the terms and conditions upon which such debt securities will be purchased, in whole or in part, pursuant to such obligation; |
• | if other than denominations of $2,000 and integral multiples of $1,000 in excess thereof, the denominations in which the debt securities will be issuable; |
• | provisions, if any, with regard to the conversion or exchange of the debt securities, at the option of the Holders of such debt securities or the Company, as the case may be, for or into new securities of a different series, the Company’s Class A Common Stock or other securities and, if such debt securities are convertible into the Company’s Class A Common Stock or other Marketable Securities (as defined in the indentures), the conversion price; |
• | if other than U.S. dollars, the currency or currencies or units based on or related to currencies in which the debt securities will be denominated and in which payments of principal of, and any premium and interest on, such debt securities shall or may be payable; |
• | if the principal of (and premium, if any) or interest, if any, on the debt securities are to be payable, at the election of the Company or a Holder of such debt securities, in a currency (including a composite currency) other than that in which such debt securities are stated to be payable, the period or periods within which, and the terms and conditions upon which, such election may be made; |
• | if the amount of payments of principal of (and premium, if any) or interest, if any, on the debt securities may be determined with reference to an index based on a currency (including a composite currency) other than that in which such debt securities are stated to be payable, the manner in which such amounts shall be determined; |
• | provisions, if any, related to the exchange of the debt securities, at the option of the Holders of such debt securities, for other securities of the same series of the same aggregate principal amount or of a different authorized series or different authorized denomination or denominations, or both; |
• | the portion of the principal amount of the debt securities, if other than the principal amount thereof, which shall be payable upon declaration of acceleration of the maturity thereof as more fully described under the section “—Events of Default, Notice and Waiver” below; |
• | whether the debt securities will be issued in the form of global securities and, if so, the identity of the depositary with respect to such global securities; |
• | with respect to subordinated debt securities only, the amendment or modification of the subordination provisions in the subordinated indenture with respect to the debt securities; and |
• | any other specific terms. |
• | all of the indebtedness of that person for borrowed money, including any indebtedness secured by a mortgage or other lien which is (1) given to secure all or part of the purchase price of property subject to the mortgage or lien, whether given to the vendor of that property or to another lender, or (2) existing on property at the time that person acquires it; |
• | all of the indebtedness of that person evidenced by notes, debentures, bonds or other similar instruments sold by that person for money; |
• | all of the lease obligations which are capitalized on the books of that person in accordance with generally accepted accounting principles; |
• | all indebtedness of others of the kinds described in the first two bullet points above and all lease obligations of others of the kind described in the third bullet point above that the person, in any manner, assumes or guarantees or that the person in effect guarantees through an agreement to purchase, whether that agreement is contingent or otherwise; and |
• | all renewals, extensions or refundings of indebtedness of the kinds described in the first, second or fourth bullet point above and all renewals or extensions of leases of the kinds described in the third or fourth bullet point above; |
(1) | the Person formed by such consolidation or into which our company is merged or the Person which acquires by conveyance or transfer the properties and assets of our company substantially as an entirety shall be organized and existing under the laws of the United States of America or any state of the United States or the District of Columbia, and shall expressly assume, by supplemental indenture, executed and delivered to the Trustee, in form reasonably satisfactory to the Trustee, the due and punctual payment of the principal of (and premium, if any) and interest on all the debt securities and the performance of every covenant of the applicable indenture (as supplemented from time to time) on the part of our company to be performed or observed; |
(2) | immediately after giving effect to such transaction, no Event of Default, and no event which, after notice or lapse of time, or both, would become an Event of Default, shall have happened and be continuing; and |
(3) | we have delivered to the Trustee an officers’ certificate and an opinion of counsel each stating that such consolidation, merger, conveyance or transfer and such supplemental indenture comply with this covenant and that all conditions precedent provided for relating to such transaction have been complied with. |
(1) | Either: |
(a) | all of the applicable series of the debt securities theretofore authenticated and delivered (except lost, stolen or destroyed notes which have been replaced or paid and notes for whose payment money has theretofore been deposited in trust or segregated and held in trust by us and thereafter repaid to us or discharged from such trust) have been delivered to the Trustee for cancellation; or |
(b) | all of the applicable series of debt securities not theretofore delivered to the Trustee for cancellation (1) have become due and payable or (2) will become due and payable within one year, or are to be called for redemption within one year, under arrangements satisfactory to the Trustee for the giving of notice of redemption by the Trustee in the name, and at the expense, of us, and we have irrevocably deposited or caused to be deposited with the Trustee as trust funds in trust for the purpose (a) money in an amount or (b) the equivalent in securities of the government that issued the currency in which the Securities are denominated or government agencies backed by the full faith and credit of such government that through the payment of interest and principal in respect thereof in accordance with their terms will provide freely available funds on or prior to the due date of any payment, money in an amount, or (c) a combination thereof, sufficient, in the opinion (with respect to (b) and (c)) of a nationally recognized investment bank, appraisal firm or independent registered public accounting firm expressed in a written certification thereof delivered to the Trustee to pay and discharge the entire Indebtedness on the applicable series of debt securities not theretofore delivered to the Trustee for cancellation for principal of, premium, if any, and interest on the applicable series of debt securities to the date of deposit or to the stated maturity or redemption date, as the case may be; |
(2) | we have paid all other sums payable under the indenture by us with regard to the debt securities of such series; and |
(3) | we have delivered to the Trustee an Officer’s Certificate and an Opinion of Counsel stating that all conditions precedent under the indenture relating to the satisfaction and discharge of the indenture with respect to the debt securities of such series have been complied with. |
(a) | will be discharged from any and all obligations in respect of any series of debt securities (except in each case for certain obligations to register the transfer or exchange of debt securities, replace stolen, lost or mutilated senior debt securities, maintain paying agencies and hold moneys for payment in trust), or |
(b) | need not comply with the covenants described above under “—Certain Covenants,” and any other restrictive covenants described in a prospectus supplement relating to such series of debt securities and certain Events of Default (other than those arising out of the failure to pay interest or principal on the debt securities of a particular series and certain events of bankruptcy, insolvency and reorganization) will no longer constitute Events of Default with respect to such series of debt securities, |
• | default for 30 days in payment of any interest installment with respect to such series; |
• | default in payment of principal of, or premium, if any, on, or any sinking or purchase fund or analogous obligation with respect to, debt securities of such series when due at their stated maturity, by declaration or acceleration, when called for redemption or otherwise; |
• | default for 90 days after written notice to us by the Trustee thereunder or by Holders of 25% in aggregate principal amount of the outstanding debt securities of such series in the performance, or breach, of any covenant or warranty pertaining to debt securities of such series; and |
• | certain events of bankruptcy, insolvency and reorganization with respect to us or any Material Subsidiary of ours which is organized under the laws of the United States or any political subdivision thereof or the entry of an order ordering the winding up or liquidation of our affairs. |
(1) | to evidence the succession of another Person to us and the assumption by such successor of our company’s obligations under the applicable indenture and the debt securities of any series; |
(2) | to add to the covenants of our company, or to surrender any rights or powers of our company, for the benefit of the Holders of debt securities of any or all series issued under such indenture; |
(3) | to cure any ambiguity, to correct or supplement any provision in the applicable indenture which may be inconsistent with any other provision therein, or to make any other provisions with respect to matters or questions arising under such indenture or to conform the text of the indenture or the debt securities to this description of notes or the description of notes in an applicable prospectus supplement; |
(4) | to add to the applicable indenture any provisions that may be expressly permitted by the Trust Indenture Act of 1939, as amended, or “the Act,” excluding the provisions referred to in Section 316(a)(2) of the Act as in effect at the date as of which the applicable indenture was executed or any corresponding provision in any similar federal statute hereafter enacted; |
(5) | to establish the form or terms of any series of debt securities to be issued under the applicable indenture, to provide for the issuance of any series of debt securities and/or to add to the rights of the Holders of debt securities; |
(6) | to evidence and provide for the acceptance of any successor Trustee with respect to one or more series of debt securities or to add or change any of the provisions of the applicable indenture as shall be necessary to facilitate the administration of the trusts thereunder by one or more trustees in accordance with the applicable indenture; |
(7) | to provide any additional Events of Default; |
(8) | to provide for uncertificated securities in addition to or in place of certificated securities; provided that the uncertificated securities are issued in registered form for certain federal tax purposes; |
(9) | to provide for the terms and conditions of converting those debt securities that are convertible into Class A Common Stock or another such similar security; |
(10) | to secure any series of debt securities pursuant to the applicable indenture’s limitation on liens; |
(11) | to make any change necessary to comply with any requirement of the SEC in connection with the qualification of the applicable indenture or any supplemental indenture under the Act or to comply with the rules of any applicable securities depository; and |
(12) | to make any other change that does not adversely affect the rights of the Holders of the debt securities. |
(1) | change the maturity of the principal of, or the maturity of any premium on, or any installment of interest on, any such debt security, or reduce the principal amount or the interest or any premium of any such debt securities, or change the method of computing the amount of principal or interest on any such debt securities on any date or change any place of payment where, or the currency in which, any debt securities or any premium or interest thereon is payable, or impair the right to institute suit for the enforcement of any such payment on or after the maturity of principal or premium, as the case may be; |
(2) | reduce the percentage in principal amount of any such debt securities the consent of whose Holders is required for any supplemental indenture, waiver of compliance with certain provisions of the applicable indenture or certain defaults under the applicable indenture; |
(3) | modify any of the provisions of the applicable indenture related to (i) the requirement that the Holders of debt securities issued under such indenture consent to certain amendments of the applicable indenture, (ii) the waiver of past defaults and (iii) the waiver of certain covenants, except to increase the percentage of Holders required to make such amendments or grant such waivers; or |
(4) | impair or adversely affect the right of any Holder to institute suit for the enforcement of any payment on, or with respect to, such senior debt securities on or after the maturity of such debt securities. |
• | the title of such debt warrants; |
• | the offering price for such debt warrants, if any; |
• | the aggregate number of such debt warrants; |
• | the designation and terms of the debt securities purchasable upon exercise of such debt warrants; |
• | if applicable, the designation and terms of the debt securities with which such debt warrants are issued and the number of such debt warrants issued with each such debt security; |
• | if applicable, the date from and after which such debt warrants and any debt securities issued therewith will be separately transferable; |
• | the principal amount of debt securities purchasable upon exercise of a debt warrant and the price at which such principal amount of debt securities may be purchased upon exercise (which price may be payable in cash, securities or other property); |
• | the date on which the right to exercise such debt warrants shall commence and the date on which such right shall expire; |
• | if applicable, the minimum or maximum amount of such debt warrants that may be exercised at any one time; |
• | information with respect to book-entry procedures, if any; |
• | the currency or currency units in which the offering price, if any, and the exercise price are payable; |
• | if applicable, a discussion of material United States federal income tax considerations; |
• | the antidilution or adjustment provisions of such debt warrants, if any; |
• | the redemption or call provisions, if any, applicable to such debt warrants; and |
• | any additional terms of such debt warrants, including terms, procedures, and limitations relating to the exchange and exercise of such debt warrants. |
• | the title of such warrants; |
• | the offering price for such warrants, if any; |
• | the aggregate number of such warrants; |
• | the designation and terms of the offered securities purchasable upon exercise of such warrants; |
• | if applicable, the designation and terms of the offered securities with which such warrants are issued and the number of such warrants issued with each such offered security; |
• | if applicable, the date from and after which such warrants and any offered securities issued therewith will be separately transferable; |
• | the number of shares of common stock, preferred stock or depositary shares purchasable upon exercise of a warrant and the price at which such shares may be purchased upon exercise; |
• | the date on which the right to exercise such warrants shall commence and the date on which such right shall expire; |
• | if applicable, the minimum or maximum amount of such warrants that may be exercised at any one time; |
• | the currency or currency units in which the offering price, if any, and the exercise price are payable; |
• | if applicable, a discussion of material United States federal income tax considerations; |
• | the antidilution provisions of such warrants, if any; |
• | the redemption or call provisions, if any, applicable to such warrants; and |
• | any additional terms of such warrants, including terms, procedures and limitations relating to the exchange and exercise of such warrants. |
• | the date of determining the security holders entitled to the rights distribution; |
• | the aggregate number of rights issued and the aggregate number of shares of common stock purchasable upon exercise of the rights; |
• | the exercise price; |
• | the conditions to completion of the rights offering; |
• | the date on which the right to exercise the rights will commence and the date on which the rights will expire; and |
• | any applicable federal income tax considerations. |
• | the material terms of the units and of the securities comprising the units, including whether and under what circumstances those securities may be held or transferred separately; |
• | if applicable, the prepaid securities and the documents pursuant to which such prepaid securities will be issued; |
• | any material provisions relating to the issuance, payment, settlement, transfer or exchange of the units or of the securities comprising the units; |
• | if appropriate, any special United States federal income tax considerations applicable to the units; and |
• | any material provisions of the governing unit agreement that differ from those described above. |
• | to or through underwriters, brokers or dealers; |
• | directly to one or more other purchasers; |
• | through a block trade in which the broker or dealer engaged to handle the block trade will attempt to sell the securities as agent, but may position and resell a portion of the block as principal to facilitate the transaction; |
• | through agents on a best-efforts basis; or |
• | otherwise through a combination of any of the above methods of sale. |
• | enter into transactions involving short sales of the securities by underwriters, brokers or dealers; |
• | sell securities short and deliver the securities to close out short positions; |
• | enter into option or other types of transactions that require the delivery of securities to an underwriter, broker or dealer, who will then resell or transfer the securities under this prospectus; or |
• | loan or pledge the securities to an underwriter, broker or dealer, who may sell the loaned securities or, in the event of default, sell the pledged securities. |
• | the purchase price of the securities and the proceeds we and/or such selling securityholders will receive from the sale of the securities; |
• | any underwriting discounts and other items constituting underwriters’ compensation; |
• | any public offering or purchase price and any discounts or commissions allowed or re-allowed or paid to dealers; |
• | any commissions allowed or paid to agents; |
• | any other offering expenses; |
• | any securities exchanges on which the securities may be listed; |
• | the method of distribution of the securities; |
• | the terms of any agreement, arrangement or understanding entered into with the underwriters, brokers or dealers; and |
• | any other information we think is important. |
• | at a fixed price or prices that may be changed; |
• | at market prices prevailing at the time of sale; |
• | at prices related to such prevailing market prices; |
• | at varying prices determined at the time of sale; or |
• | at negotiated prices. |
• | in transactions on any national securities exchange or quotation service on which the securities may be listed or quoted at the time of sale; |
• | in transactions in the over-the-counter market; |
• | in block transactions in which the broker or dealer so engaged will attempt to sell the securities as agent but may position and resell a portion of the block as principal to facilitate the transaction, or in crosses, in which the same broker acts as an agent on both sides of the trade; |
• | through the writing of options; or |
• | through other types of transactions. |
• | commercial and savings banks; |
• | insurance companies; |
• | pension funds; |
• | investment companies; and |
• | educational and charitable institutions. |