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    SEC Form 8-K filed by Atara Biotherapeutics Inc.

    6/11/25 4:15:16 PM ET
    $ATRA
    Biotechnology: Biological Products (No Diagnostic Substances)
    Health Care
    Get the next $ATRA alert in real time by email
    8-K
    false 0001604464 0001604464 2025-06-10 2025-06-10
     
     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    WASHINGTON, D.C. 20549

     

     

    FORM 8-K

     

     

    CURRENT REPORT

    Pursuant to Section 13 or 15(d)

    of the Securities Exchange Act of 1934

    Date of Report (Date of earliest event reported): June 10, 2025

     

     

    Atara Biotherapeutics, Inc.

    (Exact name of Registrant as Specified in Its Charter)

     

     

     

    Delaware   001-36548   46-0920988

    (State or Other Jurisdiction

    of Incorporation)

     

    (Commission

    File Number)

     

    (IRS Employer

    Identification No.)

     

    1280 Rancho Conejo Blvd

    Thousand Oaks, California

      91320
    (Address of Principal Executive Offices)   (Zip Code)

    Registrant’s Telephone Number, Including Area Code: (805) 632-4211

    Not Applicable

    (Former Name or Former Address, if Changed Since Last Report)

     

     

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

     

    ☐

    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

     

    ☐

    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

     

    ☐

    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

     

    ☐

    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

    Securities pursuant to Section 12 (b) of the Act:

     

    Title of Each Class

     

    Trading

    Symbol(s)

     

    Name of Each Exchange

    on Which Registered

    Common Stock, par value $0.0001 per share   ATRA   The Nasdaq Stock Market LLC

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

    Emerging growth company ☐

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

     

     
     


    Item 5.07 Submission of Matters to a Vote of Security Holders.

    On June 10, 2025, Atara Biotherapeutics, Inc. (the “Company”) held its 2025 annual meeting of stockholders (the “Annual Meeting”). The following is a brief description of each matter voted upon at the Annual Meeting, as well as the number of votes cast for or against each matter and the number of abstentions and broker non-votes with respect to each matter. A more complete description of each matter is described in more detail in the Company’s definitive proxy statement for the Annual Meeting filed with the Securities and Exchange Commission on April 28, 2025 (the “Proxy Statement”).

    1.  Election of Directors

     

    Nominee

     

      For  

     

    Withheld

     

    Broker Non-Votes

    AnhCo Nguyen Ph.D.

      2,708,978   327,062   1,497,684

    Matthew K. Fust

      2,578,165   457,875   1,497,684

    Gregory A. Ciongoli

      2,992,042   43,998   1,497,684

    Each of the three nominees for director was elected to serve until the 2028 annual meeting of stockholders and until their respective successors are elected.

    2.  Advisory vote to approve on the compensation of the Company’s named executive officers

     

    For

     

    Against

     

    Abstain

     

    Broker Non-Votes

    2,979,311   43,445   13,284   1,497,684

    The stockholders approved, on an advisory basis, the compensation awarded to the Company’s named executive officers, as disclosed in the Proxy Statement.

    3.  Advisory vote on the frequency of stockholder advisory votes on the compensation of the Company’s named executive officers

     

    One Year

     

    Two Years

     

    Three Years

     

    Abstentions

    2,999,520   6,745   13,205   16,570

    The stockholders approved, on an advisory basis, the frequency of one year for future stockholder advisory votes regarding compensation awarded to named executive officers. In light of the vote of the stockholders on this proposal and consistent with the Company’s Board of Directors’ recommendation, the Company will include a non-binding stockholder advisory vote to approve the compensation of its named executive officers in its proxy materials every year. The Company will hold such annual advisory votes until the next required vote on the frequency of stockholder votes on named executive officer compensation. The Company is required to hold votes on the frequency of holding future non-binding advisory votes on executive compensation every six calendar years.

    4.  Ratification of appointment of independent registered public accounting firm

     

    For

     

    Against

     

    Abstentions

    4,386,460   68,678   78,586

    The stockholders ratified the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2025.

     


    SIGNATURES

    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

     

    Atara Biotherapeutics, Inc.
    By:  

    /s/ AnhCo Nguyen Ph.D.

      AnhCo Nguyen Ph.D.
      President and Chief Executive Officer

    Date: June 11, 2025

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