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    SEC Form S-8 filed by Aqua Metals Inc.

    10/2/25 5:22:15 PM ET
    $AQMS
    Metal Fabrications
    Industrials
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    S-8 1 aqms20250925_s8.htm FORM S-8 aqms20250925_s8.htm
     

    As filed with the Securities and Exchange Commission on October 2, 2025

     

     

    Registration No. 333-         

     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    WASHINGTON, D.C. 20549

     


     

    FORM S-8

    REGISTRATION STATEMENT

    UNDER THE SECURITIES ACT OF 1933

     

    Aqua Metals, Inc.

    (Exact name of registrant as specified in its charter)

     

    Delaware

    47-1169572

    (State or other jurisdiction of

    incorporation or organization)

    (I.R.S. Employer

    Identification No.)

     

    5370 Kietzke Lane, Suite 201

    Reno, Nevada

    89511

    (Address of Principal Executive Offices)

    (Zip Code)

     


     

    2019 Stock Incentive Plan

    (Full title of the plan)
     


     

    Stephen Cotton
    Chief Executive Officer
    5370 Kietzke Lane, Suite 201

    Reno, Nevada 89511

    (Name and address of agent for service)

     

    (775) 446-4418

    (Telephone number, including area code, of agent for service)

     

    Copy to:

     

    Daniel K. Donahue

    Greenberg Traurig, LLP

    18565 Jamboree Road, Suite 500

    Irvine, California 92612

    (949) 732-6500

     

     

    Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

     

    Large accelerated filer ☐ Accelerated filer ☐
    Non-accelerated filer ☒ Smaller reporting company ☒
      Emerging growth company ☐

     

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐

     

     

     

     

    EXPLANATORY NOTE

     

    This Registration Statement on Form S-8 is being filed by Aqua Metals, Inc (the “Company”) for the purpose of registering an additional 260,000 (post-split) shares of the Company’s Common Stock that became reserved for issuance as a result of stockholder approval on July 22, 2025. These additional shares of the Company’s Common Stock are securities of the same class as other securities for which an original Registration Statement on Form S-8 was filed with the Securities and Exchange Commission (the “Commission”) on June 14, 2019 (File No. 333-232148). Pursuant to General Instruction E to Form S-8, this Registration Statement hereby incorporates by reference the contents of such prior Registration Statement.

     

    PART II

     

    INFORMATION REQUIRED

    IN THE REGISTRATION STATEMENT

     

    Item 3.

    Incorporation of Certain Documents by Reference

     

    The following documents filed by the Company with the Commission are incorporated by reference into this Registration Statement:

     

     

    (a)

    The Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2024, which was filed on March 31, 2025;

     

     

    (b)

    The Company’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2025, which was filed on May 8, 2025;

     

     

    (c)

    The Company’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2025, which was filed on August 13, 2025;

     

     

    (d)

    The Company’s Current Reports on Form 8-K filed on February 7, 2025, May 1, 2025, May 13, 2025, May 16, 2025, May16, 2025, May 29, 2025, June 13, 2025, July 3, 2025, July 24, 2025, August 13, 2025, and September 8, 2025;

     

     

    (e)

    The description of the Company’s common stock in its Form 8-A12B, which was filed on July 24, 2015, and any amendments or reports filed for the purpose of updating this description; and

     

     

    (f)

    All reports and other documents subsequently filed by the Company pursuant to Sections 13(a), 13(c), 14 and 15(d) of the Exchange Act prior to the filing of a post-effective amendment which indicates that all securities offered have been sold or which deregisters all securities then remaining unsold.

     

     

     

     

    Item 8.         Exhibits.

     

    Exhibit

    No.

     

    Description

     

    Method of Filing

             

    4.1

     

    Specimen Certificate representing shares of common stock of Registrant

     

    Incorporated by reference from the Registrant’s Registration Statement on Form S-1 filed on July 20, 2015.

             

    5.1

     

    Opinion and Consent of Greenberg Traurig, LLP

     

    Filed electronically herewith.

             

    23.1

     

    Consent of Forvis Mazars, LLP

     

    Filed electronically herewith.

             

    23.2

     

    Consent of Greenberg Traurig, LLP

     

    Included in Exhibit 5.1.

             

    24.1

     

    Power of Attorney

     

    Included on the signature page to this registration statement.

             

    99.1

     

    Aqua Metals, Inc. 2019 Stock Incentive Plan

     

    Incorporated by reference from the Company’s Definitive Proxy Statement filed on March 4, 2019.

             

    107

     

    Filing Fee Table

     

    Filed electronically herewith.

     

    2

     

     

    SIGNATURES

     

    Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements of filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the city of Reno, Nevada on October 2, 2025.

     

     

     

    AQUA METALS, INC.

     

     

     

     

     

     

     

     

     

     

    By:

    /s/ Stephen Cotton

     

     

     

    Stephen Cotton

     

     

     

    Chief Executive Officer

     

     

     

    POWER OF ATTORNEY

     

    Each person whose signature appears below hereby constitutes and appoints Stephen Cotton and Eric West, and each of them, as such person’s true and lawful attorney-in-fact and agent, each with full powers of substitution and re-substitution, for such person and in such person’s name, place and stead, in any and all capacities, to sign any or all amendments (including post effective amendments) to this Registration Statement, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorney-in-fact and agent full power and authority to do and perform each and every act and thing requisite or necessary to be done in and about the premises, as fully to all intents and purposes as such person might or could do in person, hereby ratifying and confirming all that said attorney-in-fact and agent or his or her substitute or substitutes, may lawfully do or cause to be done by virtue thereof.

     

    Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed on October 2, 2025 by the following persons in the capacities indicated.

     

     

    Signature

     

    Title

         

    /s/ Stephen Cotton 

       

    Stephen Cotton

     

    President, Chief Executive Officer and Director (Principal Executive Officer) 

         

     /s/ Eric West 

       

    Eric West

     

    Chief Financial Officer (Principal Financial and Accounting Officer)

         

    /s/ Vincent L. DiVito 

     

    Chairman of the Board

    Vincent L. DiVito

       
         

    /s/ Eric Gangloff 

     

    Director

    Eric Gangloff

       
         

    /s/ Steven Henderson 

     

    Director

    Steven Henderson

       

     

    3
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