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    SEC Form S-8 filed by Nektar Therapeutics

    8/7/25 7:46:12 PM ET
    $NKTR
    Biotechnology: Pharmaceutical Preparations
    Health Care
    Get the next $NKTR alert in real time by email
    S-8 1 ea0252127-s8_nektarthera.htm REGISTRATION STATEMENT

    Registration No. 333-             

     

     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

     

     

     

    FORM S-8
    REGISTRATION STATEMENT
    UNDER
    THE SECURITIES ACT OF 1933
     

     

     

    NEKTAR THERAPEUTICS

    (Exact name of registrant as specified in its charter)

     

     

     

    Delaware   94-3134940
    (State or Other Jurisdiction of   (I.R.S. Employer
    Incorporation or Organization)   Identification Number)

     

    455 Mission Bay Boulevard South

    San Francisco, California 94158

    (Address of Principal Executive Offices and Zip Code)

     

    Nektar Therapeutics Amended and Restated 2017 Performance Incentive Plan

    (Full Title of the Plan)

     

    Mark A. Wilson

    Chief Legal Officer

    Nektar Therapeutics

    455 Mission Bay Boulevard South

    San Francisco, California 94158

    415-482-5300

    (Name, Address, and Telephone Number, Including Area Code, of Agent for Service)

     

    Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

     

    Large accelerated filer ☐     Accelerated filer ☐
    Non-accelerated filer ☒     Smaller reporting company ☒
            Emerging growth company ☐

     

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐

     

     

     

     

     

    EXPLANATORY NOTE

     

    On March 19, 2025, the board of directors of the Registrant approved an amendment to Registrant’s Amended and Restated 2017 Performance Incentive Plan (as amended, the “PIP”), pursuant to which the number of shares of common stock, par value $0.0001 per share (the “Common Stock”), reserved and available for issuance under the PIP increased by 400,000 shares subject to stockholder approval, which was received on May 23, 2025. This Registration Statement on Form S-8 registers these 400,000 additional shares of Common Stock. The additional shares available for issuance under the PIP are of the same class as other securities relating to the PIP for which the Registrant’s registration statements filed on Form S-8 (Registration No. 333-218777) on June 15, 2017, on Form S-8 (Registration No. 333-226004) on June 29, 2018, on Form S-8 (Registration No. 333-242327) on August 7, 2020, on Form S-8 (Registration No. 333-258900) on August 18, 2021, on Form S-8 (Registration No. 333-266580) on August 5, 2022, on Form S-8 (Registration No. 333-273962) on August 14, 2023 and on Form S-8 (Registration No. 333-285827) on March 14, 2025 are effective.

     

    The information contained in the Registrant’s prior registration statements on Form S-8 is hereby incorporated by reference pursuant to General Instruction E, except for “Item 8. Exhibits.”

     

     

     

    PART II

     

    INFORMATION REQUIRED IN THE REGISTRATION STATEMENT

     

    Item 8. Exhibits.

     

    Exhibit No.   Description
    4.1*   Certificate of Incorporation of Inhale Therapeutic Systems (Delaware), Inc. (incorporated by reference to Exhibit 3.1 to the Registrant’s Quarterly Report on Form 10-Q for the quarter ended June 30, 1998).
         
    4.2*   Certificate of Amendment of the Amended Certificate of Incorporation of Inhale Therapeutic Systems, Inc. (incorporated by reference to Exhibit 3.3 to the Registrant’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2000).
         
    4.3*   Certificate of Ownership and Merger of Nektar Therapeutics (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K, filed on January 23, 2003).
         
    4.4*   Certificate of Ownership and Merger of Nektar Therapeutics AL, Corporation with and into Nektar Therapeutics (incorporated by reference to Exhibit 3.6 to the Registrant’s Annual Report on Form 10-K for the year ended December 31, 2009).
         
    4.5*   Certificate of Amendment to the Amended Certificate of Incorporation of Nektar Therapeutics (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K, filed on June 6, 2025).
         
    4.6*   Certificate of Amendment to the Amended Certificate of Incorporation of Nektar Therapeutics (incorporated by reference to Exhibit 3.2 to the Registrant’s Current Report on Form 8-K, filed on June 6, 2025.)
         
    4.7*   Amended and Restated Bylaws of Nektar Therapeutics (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K, filed on December 16, 2022).
         
    4.8**   Nektar Therapeutics Amended and Restated 2017 Performance Incentive Plan, as amended.
          
    4.9*   Specimen Stock Certificate Evidencing the Shares of Common Stock (incorporated by reference to Exhibit 4.1 to the Registrant’s Current Report on Form 8-K, filed on January 23, 2003).
         
    4.10*   Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934, as amended (incorporated by reference to Exhibit 4.4 to the Registrant’s Annual Report on Form 10-K for the year ended December 31, 2020).
         
    5.1**   Opinion of Goodwin Procter LLP with respect to the validity of the securities.
         
    23.1**   Consent of Independent Registered Public Accounting Firm.
         
    23.2**   Consent of Goodwin Procter LLP (included in Exhibit 5.1).
         
    24.1**   Power of Attorney (set forth on the signature page of this Registration Statement).
         
    107**   Filing Fee Table

     

    *Previously filed with the Commission and incorporated herein by reference.
      

    **Filed herewith

     

    II-1

     

    SIGNATURES

     

    Pursuant to the requirements of the Securities Act, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of San Francisco, State of California, on August 7, 2025.

     

      NEKTAR THERAPEUTICS
         
      By: /s/ Howard W. Robin
        Howard W. Robin
        Chief Executive Officer and President

     

    POWER OF ATTORNEY

     

    Each person whose signature appears below constitutes and appoints Howard W. Robin and Mark A. Wilson, and each of them, acting individually and without the other, as his or her true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for him or her and in his or her name, place, and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments, exhibits thereto, and other documents in connection therewith) to this Registration Statement, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and to perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or either of them individually, or their, his or her substitute or substitutes, may lawfully do or cause to be done by virtue hereof.

     

    Pursuant to the requirements of the Securities Act, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

     

    Signature   Title   Date
             
    /s/ Howard W. Robin   Chief Executive Officer, President, and Director   August 7, 2025
    Howard W. Robin   (Principal Executive Officer)    
             
    /s/ Sandra Gardiner   Interim Chief Financial Officer   August 7, 2025
    Sandra Gardiner   (Principal Financial and Accounting Officer)    
             
    /s/ Robert B. Chess   Director, Chairman of the Board of Directors   August 7, 2025
    Robert B. Chess        
             
    /s/ Jeffrey R. Ajer   Director   August 7, 2025
    Jeffrey R. Ajer        
             
    /s/ R. Scott Greer   Director   August 7, 2025
    R. Scott Greer        
             
    /s/ Roy A. Whitfield   Director   August 7, 2025
    Roy A. Whitfield        
             
    /s/ Diana M. Brainard   Director   August 7, 2025
    Diana M. Brainard        

     

     

    II-2

     

     

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