BKKT - SEC Form 4 insider transactions

Chief Operating Officer Baes Nicholas exercised 671 shares at a strike of $10.00, increasing direct ownership by 0.63% to 106,937 units (SEC Form 4)

Chief Financial Officer Alexander Karen exercised 335 shares at a strike of $10.00, increasing direct ownership by 0.60% to 56,106 units (SEC Form 4)

General Counsel & Secretary D'Annunzio Marc exercised 1,677 shares at a strike of $10.00, increasing direct ownership by 2% to 111,736 units (SEC Form 4)

Chief Executive Officer Naheta Akshay Sudhir exercised 33,557 shares at a strike of $10.00, increasing direct ownership by 0.37% to 9,093,522 units (SEC Form 4)

CEO and President Naheta Akshay Sudhir was granted 7,927,831 shares, increasing direct ownership by 722% to 9,026,408 units (SEC Form 4)

Chief Financial Officer Alexander Karen sold $42,765 worth of shares (4,684 units at $9.13), decreasing direct ownership by 8% to 55,771 units (SEC Form 4) (withholding obligation)

Chief Operating Officer Baes Nicholas sold $21,474 worth of shares (2,352 units at $9.13), decreasing direct ownership by 2% to 106,266 units (SEC Form 4) (for withholding tax)

General Counsel & Secretary D'Annunzio Marc sold $68,916 worth of shares (7,780 units at $8.86) as part of a pre-agreed trading plan, decreasing direct ownership by 7% to 110,059 units (SEC Form 4) to cover withholding tax

SEC Form 4 filed by Baes Nicholas

SEC Form 4 filed by D'Annunzio Marc

General Counsel and Secretary D'Annunzio Marc sold $7,924 worth of shares (785 units at $10.09), decreasing direct ownership by 0.66% to 117,833 units (SEC Form 4)

Chief Accounting Officer Henderson Joseph Sean-Walsh sold $24,635 worth of shares (2,461 units at $10.01), decreasing direct ownership by 18% to 10,936 units (SEC Form 4)

Amendment: Large owner Intercontinental Exchange, Inc. acquired 649,934 shares and converted options into 6,803,178 shares (SEC Form 4)

Director Alfred Michael was granted 9,000 shares, increasing direct ownership by 46% to 28,476 units (SEC Form 4)

Amendment: CEO and President Naheta Akshay Sudhir converted options into 803,861 shares, increasing direct ownership by 273% to 1,098,577 units (SEC Form 4)

CEO and President Naheta Akshay Sudhir converted options into 803,861 shares, increasing direct ownership by 273% to 1,098,577 units (SEC Form 4)

General Counsel & Secretary D'Annunzio Marc covered exercise/tax liability with 495 shares, decreasing direct ownership by 0.42% to 118,618 units (SEC Form 4)

Chief Operating Officer Baes Nicholas covered exercise/tax liability with 198 shares, decreasing direct ownership by 0.19% to 105,945 units (SEC Form 4)

Chief Financial Officer Alexander Karen covered exercise/tax liability with 121 shares, decreasing direct ownership by 0.17% to 69,499 units (SEC Form 4)

CEO and President Naheta Akshay Sudhir exercised 33,557 shares at a strike of $10.00, increasing direct ownership by 13% to 294,716 units (SEC Form 4)

General Counsel & Secretary D'Annunzio Marc exercised 1,677 shares at a strike of $10.00, increasing direct ownership by 1% to 119,113 units (SEC Form 4)

Chief Operating Officer Baes Nicholas exercised 671 shares at a strike of $10.00, increasing direct ownership by 0.64% to 106,143 units (SEC Form 4)

Chief Financial Officer Alexander Karen exercised 335 shares at a strike of $10.00, increasing direct ownership by 0.48% to 69,620 units (SEC Form 4)

Chief Accounting Officer Henderson Joseph Sean-Walsh sold $5,415 worth of shares (264 units at $20.51), decreasing direct ownership by 2% to 13,397 units (SEC Form 4)

Large owner Intercontinental Exchange, Inc. acquired 649,934 shares and converted options into 6,803,178 shares (SEC Form 4)

General Counsel & Secretary D'Annunzio Marc converted options into 48,188 shares, increasing direct ownership by 70% to 117,436 units (SEC Form 4)

SEC Form 4 filed by Chief Operating Officer Baes Nicholas

SEC Form 4 filed by Chief Financial Officer Alexander Karen

CEO and President Naheta Akshay Sudhir was granted 69,733 shares, increasing direct ownership by 36% to 261,159 units (SEC Form 4)

Director Alfred Michael was granted 139 shares, increasing direct ownership by 0.72% to 19,476 units (SEC Form 4)

Chief Operating Officer Baes Nicholas covered exercise/tax liability with 810 shares, decreasing direct ownership by 0.76% to 105,472 units (SEC Form 4)

Chief Financial Officer Alexander Karen covered exercise/tax liability with 483 shares, decreasing direct ownership by 0.69% to 69,285 units (SEC Form 4)

General Counsel & Secretary D'Annunzio Marc sold $10,179 worth of shares (559 units at $18.21), decreasing direct ownership by 0.80% to 69,248 units (SEC Form 4)

Co-CEO & President Main Andrew A sold $262,952 worth of shares (14,440 units at $18.21), decreasing direct ownership by 3% to 431,963 units (SEC Form 4)

Chief Financial Officer Alexander Karen sold $12,219 worth of shares (671 units at $18.21), decreasing direct ownership by 0.95% to 69,768 units (SEC Form 4)

Director Collins Sean Roberts was granted 30,191 shares, increasing direct ownership by 91% to 63,431 units (SEC Form 4)

Director Brown Colleen B was granted 16,543 shares, increasing direct ownership by 111% to 31,499 units (SEC Form 4)

Director Simeone Jill was granted 16,543 shares, increasing direct ownership by 78% to 37,806 units (SEC Form 4)

Director Goldberg Michelle J was granted 16,543 shares, increasing direct ownership by 79% to 37,608 units (SEC Form 4)

Director Dow De'Ana was granted 16,543 shares, increasing direct ownership by 73% to 39,271 units (SEC Form 4)

Director Watson Gordon was granted 20,679 shares, increasing direct ownership by 79% to 46,910 units (SEC Form 4)

General Counsel & Secretary D'Annunzio Marc sold $142,082 worth of shares (10,000 units at $14.21), decreasing direct ownership by 13% to 69,807 units (SEC Form 4)

Director Dow De'Ana sold $247,530 worth of shares (19,200 units at $12.89), decreasing direct ownership by 46% to 22,728 units (SEC Form 4)

General Counsel & Secretary D'Annunzio Marc covered exercise/tax liability with 3,501 shares, decreasing direct ownership by 4% to 79,807 units (SEC Form 4)

Chief Financial Officer Alexander Karen covered exercise/tax liability with 4,174 shares, decreasing direct ownership by 6% to 70,439 units (SEC Form 4)

Chief Operating Officer Baes Nicholas covered exercise/tax liability with 2,528 shares, decreasing direct ownership by 2% to 106,282 units (SEC Form 4)

Co-CEO Naheta Akshay Sudhir was granted 11,426 shares (SEC Form 4)

General Counsel & Secretary D'Annunzio Marc was granted 34,211 shares, increasing direct ownership by 70% to 83,308 units (SEC Form 4)

Chief Accounting Officer Henderson Joseph Sean-Walsh was granted 6,315 shares, increasing direct ownership by 86% to 13,661 units (SEC Form 4)

Chief Operating Officer Baes Nicholas was granted 34,211 shares, increasing direct ownership by 46% to 108,810 units (SEC Form 4)

Chief Financial Officer Alexander Karen was granted 34,211 shares, increasing direct ownership by 85% to 74,613 units (SEC Form 4)

Co-CEO & President Main Andrew A was granted 58,265 shares, increasing direct ownership by 15% to 446,403 units (SEC Form 4)

Chief Operating Officer Baes Nicholas covered exercise/tax liability with 800 shares, decreasing direct ownership by 1% to 74,599 units (SEC Form 4)

Co-CEO & President Main Andrew A covered exercise/tax liability with 51,147 shares, decreasing direct ownership by 12% to 388,138 units (SEC Form 4)

General Counsel & Secretary D'Annunzio Marc covered exercise/tax liability with 1,026 shares, decreasing direct ownership by 2% to 49,098 units (SEC Form 4)

Chief Financial Officer Alexander Karen covered exercise/tax liability with 1,224 shares, decreasing direct ownership by 3% to 40,403 units (SEC Form 4)

General Counsel & Secretary D'Annunzio Marc was granted 3,495 shares, increasing direct ownership by 7% to 50,124 units (SEC Form 4)

Chief Financial Officer Alexander Karen was granted 3,495 shares, increasing direct ownership by 9% to 42,959 units (SEC Form 4)

Chief Exec Officer & President Main Andrew A was granted 60,967 shares, increasing direct ownership by 16% to 439,285 units (SEC Form 4)

General Counsel & Secretary D'Annunzio Marc covered exercise/tax liability with 1,156 shares, decreasing direct ownership by 2% to 46,629 units (SEC Form 4)