Price$360.71+2.95 (+0.82%)
01:30 PM07:45 PM
News · 26 weeks1130%
2026-03-012026-08-23
Mix5590d
- Other35(64%)
- Insider13(24%)
- Leadership3(5%)
- Earnings2(4%)
- SEC Filings2(4%)
Latest news
25 items- INSIDERGroup Managing Director Gates Greg exercised 7,189 shares at a strike of $77.53 and sold $1,463,810 worth of shares (4,119 units at $355.38), increasing direct ownership by 15% to 23,602 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- PRLPL Financial Reports Monthly Activity for July 2026SAN DIEGO, Aug. 20, 2026 (GLOBE NEWSWIRE) -- LPL Financial Holdings Inc. (NASDAQ:LPLA) (the "Company") today released its monthly activity report for July 2026. Total client assets at the end of July were $2.55 trillion, a decrease of $16.1 billion, or 0.6%, compared to the end of June. Advisory assets as a percentage of total assets increased to 60.6%, up from 55.5% a year ago. Total organic net new assets ("NNA") for July were $7.4 billion, translating to a 3.5% annualized growth rate. Total client cash balances at the end of July were $54.3 billion, a decrease of $2.6 billion compared to the end of June. Net buying in July was $14.7 billion. (End of period $ in billions, unless noted
- PRLPL Financial Welcomes McCutchen Wesson Wealth AdvisorsSAN DIEGO, Aug. 20, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisors Paul McCutchen and Jarod Wesson, AAMS®, of McCutchen Wesson Wealth Advisors, have joined LPL Financial’s broker-dealer and Registered Investment Advisor (RIA) platform. The team reported serving approximately $190 million in advisory, brokerage and retirement plan assets* and joins LPL from Edward Jones. The advisors are based in Marion, Ark., which is near Memphis, Tenn. and have over 30 years of combined experience. McCutchen Wesson Wealth Advisors serves a diverse client base throughout the Mid-South, including business owners, professionals, retirees and multigenerational families. T
- PRLPL Financial Welcomes Advisor Chris StocktonSAN DIEGO, Aug. 18, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisor Chris Stockton, CEPA, has joined LPL Financial’s broker-dealer and Registered Investment Advisor (RIA) platform. Stockton reported serving approximately $160 million in advisory, brokerage and retirement plan assets* and joins LPL from Edward Jones. Based in Stillwater, Okla., Stockton is the founder of Guidepost Wealth Management and brings seven years of industry experience serving individuals, families, business owners and retirees. A graduate of Oklahoma State University with degrees in finance and management, Stockton built his practice around a simple philosophy: helping clients nav
- SECSEC Form SCHEDULE 13G filed by LPL Financial Holdings Inc.SCHEDULE 13G - LPL Financial Holdings Inc. (0001397911) (Subject)
- PRLPL Financial Demonstrates Benefits of Platform Scale, Service Innovation and Investment Expertise as Growth Drivers for ClientsSAN DIEGO, Aug. 12, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC concluded Focus 2026, the firm’s premier annual conference, by highlighting how its scale, research capabilities and integrated platform help its clients grow more efficiently while preserving the flexibility and personalized experience that define successful financial advisory businesses. The conference’s closing sessions focused on how advisors are leveraging LPL’s expanding technology, workflows and investment capabilities to grow faster, serve clients more comprehensively and build enduring businesses. Unified Technology and Service Built for the Future Building on the technology vision unveiled earlier in the conferen
- PRLPL Welcomes Advisors Matt Roberts and Kent Voges to Frontline Investment AdvisorsSAN DIEGO, Aug. 12, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisors Matt Roberts, CFS, CAS, and Kent Voges have joined Frontline Investment Advisors, powered by 15 Wealth, affiliating through LPL Financial’s broker-dealer and Registered Investment Advisor (RIA) platforms. Frontline Investment Advisors and 15 Wealth are existing firms supporting LPL-aligned advisors. Roberts and Voges reported serving approximately $350 million in advisory, brokerage and retirement plan assets* and join from Valic Financial Advisors, now Corebridge Financial. Based in Tampa, Fla., Roberts and Voges bring more than six decades of combined industry experience and have worke
- PRLPL Financial Expands Wealth Management Platform, Showcasing Specialized Expertise at Focus 2026SAN DIEGO, Aug. 11, 2026 (GLOBE NEWSWIRE) -- Building on the conference theme of Boundless Potential, LPL Financial leaders continued to highlight how technology-enabled efficiency is creating greater capacity for advisors to deliver more personalized, comprehensive wealth management services. CEO Rich Steinmeier reinforced the firm's vision for the future of wealth management, highlighting how technology, human expertise and integrated capabilities are coming together to help advisors deliver more meaningful outcomes for clients. "The future of wealth management belongs to advisors who deliver personalized advice across every aspect of a client’s financial life," said Steinmeier. "Our s
- PRLPL Financial Opens Focus 2026, Bringing Together Thousands of Advisors to Explore the Future of Wealth ManagementSAN DIEGO, Aug. 10, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC kicked off Focus 2026 yesterday, the firm’s premier annual conference, bringing together thousands of financial advisors, institutional leaders and industry professionals for three days focused on growth, innovation and the future of the wealth management industry. The conference theme, Unlocking Boundless Human Potential, explores how innovation across technology, wealth management and client experiences can help financial professionals strengthen relationships, grow their businesses and deliver more value. In his keynote address, LPL Financial Chief Executive Officer Rich Steinmeier described how transformative technologies
- PRLPL and Private Advisor Group Welcome Paxel Financial ConsultingSAN DIEGO, Aug. 06, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that the financial advisors of Paxel Financial Consulting have joined LPL Financial’s broker-dealer and Registered Investment Advisor (RIA) platform and will be leveraging Private Advisor Group’s infrastructure for the next stage of their growth. Led by Founder Chin Po, CPA, the team reported serving approximately $300 million in advisory, brokerage and retirement plan assets* and joins LPL from Cetera. Founded in 1989, Paxel Financial Consulting has built its reputation on providing comprehensive guidance that integrates financial planning, estate planning and life planning. The firm's advisors leverage their
- PRWestKai Private Wealth Joins LPL Strategic WealthSAN DIEGO, Aug. 05, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisor Don A. Harrell, CFP® of WestKai Private Wealth has joined LPL Financial’s supported independence model, LPL Strategic Wealth. Harrell’s team reported serving approximately $400 million in advisory, brokerage and retirement plan assets* and joins LPL from Morgan Stanley. Based in San Clemente, Calif., WestKai Private Wealth was founded by Harrell, who serves as CEO and private wealth manager. The team also includes Private Wealth Advisor Blake Davidson and Client Services Manager Cate Harrell. They serve individuals and families, pre-retirees and retirees, corporate executives, entrepreneu
- SECSEC Form SCHEDULE 13G filed by LPL Financial Holdings Inc.SCHEDULE 13G - LPL Financial Holdings Inc. (0001397911) (Subject)
- INSIDERDirector Putnam James S gifted 2,000 shares, decreasing direct ownership by 1% to 135,290 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- INSIDERGroup Managing Director Enyedi Matthew sold $352,716 worth of shares (1,000 units at $352.72) as part of a pre-agreed trading plan, decreasing direct ownership by 7% to 13,121 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- PRLPL Research Launches New Model Portfolios to Expand Advisor CapabilitiesSAN DIEGO , Aug. 04, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC today announced that LPL Research has launched a new suite of Building Block Model Portfolios, expanding its model portfolio platform to more than 70 offerings. Designed to provide advisors with greater flexibility in portfolio construction, the new models can be combined to create customized investment solutions tailored to a broad range of client objectives. The launch reflects LPL Research's continued investment in portfolio innovation and comes as its model portfolio platform surpassed $100 billion in assets under management (AUM). Introducing Building Block Model Portfolios LPL Research has introduced 17 Building Block
- SECSEC Form 10-Q filed by LPL Financial Holdings Inc.10-Q - LPL Financial Holdings Inc. (0001397911) (Filer)
- SECLPL Financial Holdings Inc. filed SEC Form 8-K: Results of Operations and Financial Condition, Financial Statements and Exhibits8-K - LPL Financial Holdings Inc. (0001397911) (Filer)
- PRLPL Financial Announces Second Quarter 2026 ResultsKey Financial Results Net income was $379 million, translating to diluted earnings per share ("EPS") of $4.74, up 39% from a year ago Adjusted EPS* increased 29% year-over-year to $5.84 Gross profit* increased 24% year-over-year to $1,618 millionCore G&A* increased 22% year-over-year to $519 millionAdjusted pre-tax income* increased 30% year-over-year to $635 million Key Business Results Total client assets increased 34% year-over-year to $2.6 trillion Advisory assets increased 46% year-over-year to $1.5 trillionAdvisory assets as a percentage of total client assets increased to 60.4%, up from 55.3% a year ago Total organic net new assets were $23 billion, representing 4% annuali
- PRLPL Welcomes Advisors Frank Patton and Kimberlee Mott of PacK Financial to Balmville Wealth GroupSAN DIEGO, July 30, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisors Frank Patton and Kimberlee Mott of PacK Financial have joined Balmville Wealth Group, an LPL-aligned wealth management firm, through LPL Financial's broker-dealer and Registered Investment Advisor (RIA) platforms. They reported serving approximately $150 million in advisory, brokerage and retirement plan assets* and join from Cetera. Based in Lexington, Ky., Patton and Mott bring a combined 45 years of industry experience, helping individuals and families prepare for and enjoy retirement. While retirement planning remains a core focus of their practice, they are known for developing mult
- PRLPL Welcomes Sunny Day FinancialSAN DIEGO, July 29, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisor Dawn Parks, CFP®, CLU®, Enrolled Agent, of Sunny Day Financial has joined LPL Financial’s broker-dealer and Registered Investment Advisor (RIA) platforms. She reported serving approximately $150 million in advisory, brokerage and retirement plan assets* and joins LPL from Cetera Wealth Services. Based in the Dallas and Fort Worth, Texas area, Sunny Day Financial is a woman-owned practice led by Owner and Director of Wealth Management and Planning, Dawn Parks, who brings a distinctly personal approach to the firm and its clients. Supported by Investment Operations Manager, Karen Umpierre,
- PRLPL Financial’s Latitude Unifies Technology Built for the Future of AdviceSAN DIEGO, July 28, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC today announced LPL Latitude, the company’s unified technology experience that connects the firm’s capabilities across data, cybersecurity, infrastructure resiliency, artificial intelligence, advisor workflows and end-investor applications. "LPL Latitude is more than a technology system — it’s a strategic investment in the future of advice," said Rich Steinmeier, CEO of LPL Financial. "By creating a unified foundation across our business, we are accelerating innovation, unlocking the power of AI and data, and delivering more seamless, intelligent experiences for advisors and their clients. As the industry evolves, this integra
- PRLPL Financial Welcomes Williams Tax & Financial ServicesSAN DIEGO, July 23, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that the advisors of Williams Tax & Financial Services have joined LPL Financial’s broker-dealer and Registered Investment Advisor (RIA) platform. They reported serving approximately $340 million in advisory, brokerage and retirement plan assets* and join LPL from Cetera. Based in Los Alamitos, Calif., Williams Tax & Financial Services is led by Steve Williams, CFP®, Enrolled Agent (EA). Williams is a second-generation financial advisor with nearly four decades of experience helping clients navigate complex financial decisions. He is joined by team members Jobel Rentino, EA, and Kirk Hunter. A defining aspect
- PRLPL Welcomes John and Brian Bizjack to Ascendus Financial AdvisorsSAN DIEGO, July 21, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisors John Bizjack and Brian Bizjack have joined LPL Financial’s broker-dealer and Registered Investment Advisor (RIA) platform, aligned with Ascendus Financial Advisors, an existing firm supporting LPL-affiliated advisors. They reported serving approximately $145 million in advisory, brokerage and retirement plan assets* and join LPL from Morgan Stanley. Based in Tulsa, Okla., they operate a family-owned practice, with brothers John and Brian continuing in the path of their father Paul, who served as a financial advisor for 40 years. Their client base consists of families and individuals near
- PRLPL Financial Welcomes Advisor Alan FeutzSAN DIEGO, July 16, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisor Alan Feutz, CFP®, has joined Genesis Wealth, an LPL-aligned wealth management firm, through LPL Financial's broker-dealer and Registered Investment Advisor (RIA) platforms. Feutz reported serving approximately $725 million in advisory, brokerage and retirement plan assets* and joins from J.P. Morgan. Based outside of Chicago in Deerfield, Ill., Feutz brings more than two decades of industry experience and works primarily with individuals and families who are approaching or living in retirement. His practice emphasizes comprehensive wealth management, including retirement planning, tax-awa
- PRLPL Financial Welcomes Buell Wealth ManagementSAN DIEGO, July 15, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that the financial advisors of Buell Wealth Management have joined LPL Financial’s broker-dealer and Registered Investment Advisor (RIA) platform. The team reported serving approximately $370 million in advisory, brokerage and retirement plan assets* and joins from Buell Securities Corporation. Based in Glastonbury, Conn., Buell Wealth Management is led by Chief Executive Officer Chris Berris, who has more than 40 years of industry experience and has served in his leadership role since 1997. His former advisory practice, Buell Securities Corporation, had deep roots dating back to 1921. The five advisors of Buel
LPLA FAQ
8 questionsWhat does LPL Financial Holdings Inc. do?
LPL Financial Holdings Inc., together with its subsidiaries, provides an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at financial institutions in the United States. Its brokerage offerings include variable and fixed annuities, mutual funds, equities, retirement and education savings plans, fixed income, and insurance, as well as alternative investments, such as non-traded real estate investment trusts and business development companies. The company also provides advisory platforms that provide access to mutual...Where does LPLA stock trade?
LPL Financial Holdings Inc. (LPLA) is listed on NASDAQ.What sector and industry is LPLA in?
LPL Financial Holdings Inc. operates in the Finance sector, Investment Bankers/Brokers/Service industry.When did LPL Financial Holdings Inc. go public?
LPL Financial Holdings Inc. (LPLA) completed its IPO in 2010.Does LPLA pay a dividend?
LPLA's most recent ex-dividend date was 2026-08-14 with a cash dividend of $0.30 per share. No future ex-date is on file yet.What are analysts saying about LPLA?
LPL Financial Holdings Inc. has had 8 recent analyst actions on file. The most recent action was from Keefe Bruyette: Outperform on 2026-04-08.What companies are similar to LPLA?
Notable peers in the same industry include MS (Morgan Stanley), GS (Goldman Sachs Group Inc.), SCHW (Charles Schwab Corporation), BLK (BlackRock Inc.), CME (CME Group Inc.). Compare LPLA side-by-side with any of them on Quantisnow.How can I track LPLA on Quantisnow?
Quantisnow aggregates LPL Financial Holdings Inc.'s SEC filings, analyst ratings, insider transactions, FDA approvals, and press releases the moment they hit the wire (Wall Street's wire, on your screen.). Follow LPLA to receive live email and push alerts on every new disclosure.