Price$324.73-3.38 (-1.03%)
01:30 PM07:45 PM
News · 26 weeks113-39%
2026-04-122026-10-04
Mix5390d
- Other30(57%)
- Insider13(25%)
- Earnings3(6%)
- Leadership3(6%)
- SEC Filings2(4%)
- Analyst2(4%)
Latest news
25 items- PRLPL Financial Welcomes Legacy Financial GroupSAN DIEGO, Oct. 07, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisor Brad Jerome of Legacy Financial Group has joined LPL Financial's broker-dealer and Registered Investment Advisor (RIA) platforms. He reported serving approximately $175 million in advisory, brokerage and retirement plan assets* and joins LPL from Osaic. Based outside of Flint, Mich. in Burton, Legacy Financial Group serves a diverse, multigenerational client base ranging from young investors just beginning their financial journeys to retirees and clients in their nineties. The practice has built its reputation on deep, relationship-driven service, often working with multiple generations o
- PRLPL Financial Announces Third Quarter 2026 Earnings Release Date and Conference CallSAN DIEGO, Oct. 06, 2026 (GLOBE NEWSWIRE) -- LPL Financial Holdings Inc. (NASDAQ:LPLA) (the "Company"), the parent corporation of LPL Financial LLC, announced today it will report third quarter financial results after the market closes on Tuesday, October 27. The Company will host a conference call to discuss its results at 5 p.m. ET the same day. The conference call will be accessible and available for replay at investor.lpl.com/events. Contacts Investor Relationsinvestor.relations@lplfinancial.com Media Relationsmedia.relations@lplfinancial.com About LPL Financial LPL Financial Holdings Inc. (NASDAQ:LPLA) is among the fastest growing wealth management firms in the U.S. As a leader
- PRLPL Financial Welcomes Praxis Financial PartnersSAN DIEGO, Oct. 05, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that Praxis Financial Partners advisors Scott Christian, CFP®, Cecil Loyd, CIMA®, Jay Gentry, CIMA® and Matt Dion have joined LPL Financial's broker-dealer and Registered Investment Advisor (RIA) platform. The team reported serving approximately $1.1 billion in advisory, brokerage and retirement plan assets* and joins LPL from Wells Fargo Advisors Financial Network. Based in Alpharetta, Ga., Praxis Financial Partners is a planning-focused wealth management practice serving business owners, corporate retirees, successful executives and multigenerational families across 24 states. The firm traces its roots to 201
- ANALYSTWells Fargo initiated coverage on LPL Financial with a new price targetWells Fargo initiated coverage of LPL Financial with a rating of Overweight and set a new price target of $362.00
- PRLPL Financial Welcomes Lakewood Wealth ManagementSAN DIEGO, Sept. 30, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisors Harrison Kennard, CFP®, Charles Dobben and Justin Pandy, CFP®, of Lakewood Wealth Management have joined LPL Financial's broker-dealer and Registered Investment Advisor (RIA) platforms. The team reported serving approximately $170 million in advisory, brokerage and retirement plan assets* and joins LPL from Cambridge. Based in Ann Arbor, Mich., Lakewood Wealth Management serves successful professionals, families and retirees through a comprehensive planning approach centered on building long-term relationships. The team works with many multigenerational families, often helping grandpare
- PRLPL Financial Reports Monthly Activity for August 2026SAN DIEGO, Sept. 24, 2026 (GLOBE NEWSWIRE) -- LPL Financial Holdings Inc. (NASDAQ:LPLA) (the "Company") today released its monthly activity report for August 2026. Total client assets at the end of August were $2.60 trillion, an increase of $55.3 billion, or 2.2%, compared to the end of July. Advisory assets as a percentage of total assets increased to 60.8%, up from 57.8% a year ago. Total organic net new assets ("NNA") for August were $13.5 billion, translating to a 6.4% annualized growth rate. Total client cash balances at the end of August were $54.4 billion, an increase of $0.1 billion compared to the end of July. Net buying in August was $13.8 billion. (End of period $ in billions
- PRLPL Financial Welcomes Trio of Independent Texas AdvisorsSAN DIEGO, Sept. 24, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisors Jon Burnett, Dan Fowler and Chad Carlile have joined LPL Financial’s broker-dealer, Registered Investment Advisor (RIA) and custodial platforms. Together, the advisors reported serving approximately $430 million in advisory, brokerage and retirement plan assets* and join LPL from Raymond James. Based throughout the Texas Panhandle and West Texas, Burnett Financial Services, Fowler Investment Services and Carlile Investment Services serve a diverse client base that includes farmers, ranchers, oil and gas professionals, business owners and multigenerational families. While each practice o
- PRLPL Financial Welcomes Cornerstone Advisors and Clear Pointe Wealth ManagementSAN DIEGO, Sept. 22, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that the financial advisors of Cornerstone Advisors and Clear Pointe Wealth Management have joined LPL Financial's broker-dealer, Registered Investment Advisor (RIA) and custodial platforms. The teams reported serving approximately $1 billion in assets* and join LPL from Northwestern Mutual. The two Salt Lake City, Utah area-based practices share a decades-long personal and professional relationship and are preparing to operate from a shared office while maintaining their distinct business identities. Together, the teams provide comprehensive financial planning and retirement-focused wealth management services
- PRValero Energy Corporation Elects Matt Audette to its Board of DirectorsValero Energy Corporation (NYSE:VLO, "Valero")) announced today that Matt Audette has been elected as an independent director to Valero’s board of directors (the "Board") and has joined the Board’s Audit Committee, effective immediately. Mr. Audette is the President and Chief Financial Officer of LPL Financial Holdings Inc. (NASDAQ:LPLA, "LPL")), a publicly traded company that serves the financial advisor-mediated marketplace as the nation’s largest independent broker-dealer, a leading investment advisory firm, and a top custodian. In this role, he is responsible for the firm’s financial, risk, compliance, supervision and client service and operations functions. Prior to joining LPL, Mr.
- PRLPL Financial Welcomes Horizon Wealth Management GroupSAN DIEGO, Sept. 15, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisors Bill Wagner, CFP®, RICP®, Scott Sennett and Andrew Kocukov of Horizon Wealth Management Group have joined LPL Financial's broker-dealer and Registered Investment Advisor (RIA) platforms. The team reported serving approximately $385 million in advisory, brokerage and retirement plan assets* and joins LPL from Wells Fargo Advisors Financial Network. Based in Wichita, Kan., Horizon Wealth Management Group serves clients through a comprehensive, planning-based approach focused on helping individuals and families navigate retirement with confidence. The ensemble practice combines the experti
- INSIDERPrincipal Accounting Officer Reeping Katharine sold $153,049 worth of shares (440 units at $347.88), decreasing direct ownership by 20% to 1,774 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- PRLPL Financial Welcomes Northstar Financial Advisors, LLCSAN DIEGO, Sept. 10, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisor Jeneen Slack, CFP®, CDFA®, founder and partner of Northstar Financial Advisors, LLC, has joined LPL Financial’s broker-dealer and Registered Investment Advisor (RIA) platform. Slack reported serving more than $270 million in client assets* and joins LPL from Raymond James. With nearly 20 years of industry experience, Slack built her practice on a belief that financial advice is most impactful when it is rooted in strong personal relationships. Initially inspired by a desire to help women feel more confident discussing and managing their finances, her approach today is centered on helping
- INSIDERGroup Managing Director Field Emily covered exercise/tax liability with 106 shares, decreasing direct ownership by 5% to 1,833 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- INSIDERDirector Thomas Corey E. was granted 4 shares, increasing direct ownership by 0.03% to 14,912 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- INSIDERDirector Schifter Richard P was granted 14 shares, increasing direct ownership by 0.04% to 39,192 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- INSIDERDirector Putnam James S was granted 7 shares, increasing direct ownership by 0.01% to 135,298 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- INSIDERDirector Mnookin Allison was granted 2 shares, increasing direct ownership by 0.02% to 11,763 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- INSIDERDirector Glavin William Francis Jr was granted 10 shares, increasing direct ownership by 0.04% to 24,074 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- INSIDERDirector Eberhart Paulett was granted 4 shares, increasing direct ownership by 0.02% to 17,764 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- INSIDERDirector Bernard Edward C was granted 3 shares, increasing direct ownership by 0.02% to 16,262 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- PRLPL Welcomes ClearHaven Wealth Management to LinscoSAN DIEGO, Sept. 01, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisors Ryan Lewis, Dan Hocking and Steve Braatz have joined Linsco by LPL Financial to launch ClearHaven Wealth Management. The team reported serving approximately $395 million in advisory, brokerage and retirement plan assets.* Lewis joins LPL from Morgan Stanley and Hocking and Braatz from RBC Wealth Management. Based in Minnesota, ClearHaven Wealth Management serves high-net-worth individuals and families, many of whom represent multigenerational client relationships spanning decades. The team primarily works with clients who are approaching or living in retirement, helping them navigate in
- ANALYSTTruist initiated coverage on LPL Financial with a new price targetTruist initiated coverage of LPL Financial with a rating of Hold and set a new price target of $389.00
- INSIDERGroup Managing Director Jambusaria Aneri sold $110,067 worth of shares (308 units at $357.36) as part of a pre-agreed trading plan, decreasing direct ownership by 5% to 6,107 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- PRLPL Financial Welcomes Preferred Financial GroupSAN DIEGO, Aug. 25, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisors Pat Gilbert and James Gilbert of Preferred Financial Group have joined LPL Financial’s broker-dealer and Registered Investment Advisor (RIA) platforms. The team reported serving approximately $230 million in advisory, brokerage and retirement plan assets* and joins LPL from Harbour Investments, Inc. Based in the Battle Creek and Kalamazoo, Mich. areas, Preferred Financial Group serves clients through a relationship-driven approach rooted in accessibility, value and personal service. The father-son team has worked together since 2014, bringing a multigenerational perspective to the practi
- PRLPL Financial Appoints Jonathan Lewis as Managing Director, Chief Technology and Information OfficerSAN DIEGO, Aug. 24, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC, a leading wealth management firm, today announced that Jonathan Lewis has joined the firm as managing director, chief technology and information officer. In this role, Lewis will lead key technology domains for the firm, including architecture, engineering, infrastructure and development. He will report to Greg Gates, who assumes the broader title of group managing director, chief product and technology officer. Lewis brings more than two decades of experience leading large-scale technology organizations across the financial services industry. Most recently, he served as head of digital and trading technology for wealth manag
LPLA FAQ
8 questionsWhat does LPL Financial Holdings Inc. do?
LPL Financial Holdings Inc., together with its subsidiaries, provides an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at financial institutions in the United States. Its brokerage offerings include variable and fixed annuities, mutual funds, equities, retirement and education savings plans, fixed income, and insurance, as well as alternative investments, such as non-traded real estate investment trusts and business development companies. The company also provides advisory platforms that provide access to mutual...Where does LPLA stock trade?
LPL Financial Holdings Inc. (LPLA) is listed on NASDAQ.What sector and industry is LPLA in?
LPL Financial Holdings Inc. operates in the Finance sector, Investment Bankers/Brokers/Service industry.When did LPL Financial Holdings Inc. go public?
LPL Financial Holdings Inc. (LPLA) completed its IPO in 2010.Does LPLA pay a dividend?
LPLA's most recent ex-dividend date was 2026-08-14 with a cash dividend of $0.30 per share. No future ex-date is on file yet.What are analysts saying about LPLA?
LPL Financial Holdings Inc. has had 8 recent analyst actions on file. The most recent action was from Wells Fargo: Overweight on 2026-10-02.What companies are similar to LPLA?
Notable peers in the same industry include MS (Morgan Stanley), GS (Goldman Sachs Group Inc.), SCHW (Charles Schwab Corporation), BLK (BlackRock Inc.), HOOD (Robinhood Markets Inc.). Compare LPLA side-by-side with any of them on Quantisnow.How can I track LPLA on Quantisnow?
Quantisnow aggregates LPL Financial Holdings Inc.'s SEC filings, analyst ratings, insider transactions, FDA approvals, and press releases the moment they hit the wire (Wall Street's wire, on your screen.). Follow LPLA to receive live email and push alerts on every new disclosure.