SWZ · Categories · Form 4

SWZ - SEC Form 4 insider transactions

Total Return Securities Fund (SWZ) sec form 4 insider transactions - real-time wire coverage filtered to Form 4 only.

Recent Form 4 for SWZ

• 6d
  SEC Form 4 filed by Dakos Andrew

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 17d
  SEC Form 4 filed by Dakos Andrew

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 20d
  SEC Form 4 filed by Dakos Andrew

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 26d
  SEC Form 4 filed by Dakos Andrew

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 31d
  SEC Form 4 filed by Dakos Andrew

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 38d
  SEC Form 4 filed by Goldstein Phillip

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 89d
  Director Hellerman Gerald returned $11,952 worth of shares to the company (1,755 units at $6.81), decreasing direct ownership by 33% to 3,527 units (SEC Form 4)

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 89d
  Secretary Das Rajeev P returned $1,130 worth of shares to the company (166 units at $6.81), decreasing direct ownership by 33% to 334 units (SEC Form 4)

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 89d
  Director Sell Moritz A returned $26,709 worth of shares to the company (3,922 units at $6.81), decreasing direct ownership by 33% to 7,878 units (SEC Form 4)

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 89d
  Director Goldstein Phillip returned $213,248 worth of shares to the company (31,314 units at $6.81), decreasing direct ownership by 33% to 62,910 units (SEC Form 4)

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 89d
  President and CEO Dakos Andrew returned $86,296 worth of shares to the company (12,672 units at $6.81), decreasing direct ownership by 33% to 23,453 units (SEC Form 4)

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 116d
  Large owner Css Llc/Il sold $124,845 worth of shares (19,968 units at $6.25), decreasing direct ownership by 1% to 1,686,971 units (SEC Form 4)

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 118d
  Large owner Css Llc/Il sold $178,732 worth of shares (28,567 units at $6.26), decreasing direct ownership by 2% to 1,706,939 units (SEC Form 4)

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 130d
  Large owner Css Llc/Il sold $43,600 worth of shares (7,000 units at $6.23), decreasing direct ownership by 0.40% to 1,735,506 units (SEC Form 4)

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 135d
  Director Sell Moritz A exercised 7,400 shares at a strike of $6.07, increasing direct ownership by 168% to 11,800 units (SEC Form 4)

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 135d
  President and CEO Dakos Andrew exercised 35,064 shares at a strike of $6.07, increasing direct ownership by 54,788% to 35,128 units (SEC Form 4)

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 135d
  Secretary Das Rajeev P exercised 468 shares at a strike of $6.07, increasing direct ownership by 1,462% to 500 units (SEC Form 4)

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 135d
  Director Goldstein Phillip exercised 80,976 shares at a strike of $6.07, increasing direct ownership by 661% to 93,224 units (SEC Form 4)

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 388d
  Director Hellerman Gerald sold $379 worth of shares (41 units at $9.24), decreasing direct ownership by 0.77% to 5,283 units (SEC Form 4)

  4 - SWISS HELVETIA FUND, INC. (0000813623) (Issuer)
• 460d
  Director Goldstein Phillip sold $38,321 worth of shares (4,535 units at $8.45), decreasing direct ownership by 27% to 12,248 units (SEC Form 4)

  4 - SWISS HELVETIA FUND, INC. (0000813623) (Issuer)
• 1514d
  SEC Form 4: Dakos Andrew bought $8,820 worth of shares (1,000 units at $8.82)

  4 - SWISS HELVETIA FUND, INC. (0000813623) (Issuer)
• 1515d
  SEC Form 4: Hellerman Gerald bought $8,850 worth of shares (1,000 units at $8.85), increasing direct ownership by 23% to 5,324 units

  4 - SWISS HELVETIA FUND, INC. (0000813623) (Issuer)
• 1542d
  SEC Form 4: Dakos Andrew bought $9,340 worth of shares (1,000 units at $9.34)

  4 - SWISS HELVETIA FUND, INC. (0000813623) (Issuer)
• 1755d
  SEC Form 4: GOLDSTEIN PHILLIP sold $11,865 worth of Common Stock (1,212 units at $9.79), decreasing direct ownership by 7% to 16,783 units

  4 - SWISS HELVETIA FUND, INC. (0000813623) (Issuer)
• 1783d
  SEC Form 4 filed by Swiss Helvetia Fund, Inc. (The)

  4 - SWISS HELVETIA FUND, INC. (0000813623) (Issuer)
• 1787d
  SEC Form 4: GOLDSTEIN PHILLIP sold $19,284 worth of Common Stock (1,994 units at $9.67), decreasing direct ownership by 2% to 94,953 units

  4 - SWISS HELVETIA FUND, INC. (0000813623) (Issuer)
• 1788d
  SEC Form 4 filed by Swiss Helvetia Fund, Inc. (The)

  4 - SWISS HELVETIA FUND, INC. (0000813623) (Issuer)
• 1816d
  SEC Form 4: SELL MORITZ A sold $18,240 worth of Common Stock (2,000 units at $9.12), decreasing direct ownership by 60% to 1,330 units

  4 - SWISS HELVETIA FUND, INC. (0000813623) (Issuer)

Other SWZ categories

• 8-K
• 10-K
• 10-Q
• S-1
• 13D
• 13G
• Form 3
• Form 5
• DEF 14A
• M&A
• Earnings
• Dividends