Insiders · CUBA

CUBA insider transactions

Herzfeld Caribbean Basin Fund Inc. (CUBA) Form 4 insider transactions - real-time wire coverage of every officer, director, and 10% owner trade.

Recent Form 3, 4, and 5 filings for CUBA

• 297d
  Director Gondor Cecilia L acquired $5,802 worth of shares (2,357 units at $2.46), increasing direct ownership by 6% to 44,317 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 297d
  Director Lieff Ann S acquired $9,247 worth of shares (3,756 units at $2.46), increasing direct ownership by 9% to 43,533 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 297d
  Portfolio Manager Paylor Ryan M acquired $10,729 worth of shares (4,358 units at $2.46), increasing direct ownership by 9% to 50,502 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 297d
  Director Herzfeld Brigitta Suzanne acquired $17,255 worth of shares (7,009 units at $2.46), increasing direct ownership by 6% to 131,766 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 297d
  Director Gelety John A acquired $1,908 worth of shares (775 units at $2.46), increasing direct ownership by 8% to 10,206 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 297d
  Chairman of the Advisor Herzfeld Thomas J acquired $222,333 worth of shares (90,313 units at $2.46), increasing direct ownership by 6% to 1,664,037 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 297d
  President Herzfeld Erik Mervin acquired $135,992 worth of shares (55,241 units at $2.46), increasing direct ownership by 9% to 640,171 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 297d
  Director Tatum Kay W acquired $694 worth of shares (282 units at $2.46), increasing direct ownership by 6% to 5,309 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 381d
  Chairman of the Advisor Herzfeld Thomas J bought $4,090 worth of shares (1,706 units at $2.40), increasing direct ownership by 0.11% to 1,573,724 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 387d
  Director Herzfeld Brigitta Suzanne bought $3,426 worth of shares (1,294 units at $2.65), increasing direct ownership by 1% to 124,757 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 387d
  Chairman of the Advisor Herzfeld Thomas J bought $2,068 worth of shares (781 units at $2.65), increasing direct ownership by 0.05% to 1,572,018 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 389d
  Chairman of the Advisor Herzfeld Thomas J bought $2,245 worth of shares (864 units at $2.60), increasing direct ownership by 0.06% to 1,571,237 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 389d
  Director Herzfeld Brigitta Suzanne bought $2,412 worth of shares (929 units at $2.60), increasing direct ownership by 0.76% to 123,463 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 395d
  Director Herzfeld Brigitta Suzanne bought $6,756 worth of shares (2,506 units at $2.70), increasing direct ownership by 2% to 122,534 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 395d
  Portfolio Manager Paylor Ryan M bought $53,786 worth of shares (20,000 units at $2.69), increasing direct ownership by 76% to 46,144 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 395d
  Chairman of the Advisor Herzfeld Thomas J bought $10,316 worth of shares (3,824 units at $2.70), increasing direct ownership by 0.24% to 1,570,373 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 403d
  Chairman of the Advisor Herzfeld Thomas J bought $2,606 worth of shares (987 units at $2.64), increasing direct ownership by 0.06% to 1,566,549 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 403d
  Director Herzfeld Brigitta Suzanne bought $3,775 worth of shares (1,430 units at $2.64), increasing direct ownership by 1% to 120,028 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 404d
  Chairman of the Advisor Herzfeld Thomas J bought $22,592 worth of shares (8,549 units at $2.64), increasing direct ownership by 0.55% to 1,565,562 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 407d
  Chairman of the Advisor Herzfeld Thomas J bought $22,592 worth of shares (8,549 units at $2.64), increasing direct ownership by 0.55% to 1,565,562 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 407d
  Director Herzfeld Brigitta Suzanne bought $7,397 worth of shares (2,798 units at $2.64), increasing direct ownership by 2% to 118,598 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 407d
  Amendment: Director Herzfeld Brigitta Suzanne bought $6,084 worth of shares (2,366 units at $2.57), increasing direct ownership by 2% to 115,800 units (SEC Form 4)

  4/A - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 409d
  Chairman of the Advisor Herzfeld Thomas J bought $6,448 worth of shares (2,502 units at $2.58), increasing direct ownership by 0.16% to 1,557,013 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 409d
  Director Herzfeld Brigitta Suzanne bought $57,673 worth of shares (2,366 units at $24.38), increasing direct ownership by 2% to 115,800 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 410d
  Chairman of the Advisor Herzfeld Thomas J bought $2,765 worth of shares (1,067 units at $2.59), increasing direct ownership by 0.07% to 1,554,511 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 410d
  Director Herzfeld Brigitta Suzanne bought $997 worth of shares (385 units at $2.59), increasing direct ownership by 0.34% to 113,434 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 410d
  President Herzfeld Erik Mervin bought $249,597 worth of shares (95,999 units at $2.60), increasing direct ownership by 20% to 584,930 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 411d
  Chairman of the Advisor Herzfeld Thomas J bought $9,227 worth of shares (3,563 units at $2.59), increasing direct ownership by 0.23% to 1,553,444 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 411d
  President Herzfeld Erik Mervin bought $202,207 worth of shares (77,976 units at $2.59), increasing direct ownership by 19% to 488,931 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 411d
  Director Herzfeld Brigitta Suzanne bought $44,478 worth of shares (1,721 units at $25.84), increasing direct ownership by 2% to 113,049 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 411d
  Portfolio Manager Paylor Ryan M bought $359 worth of shares (139 units at $2.58), increasing direct ownership by 0.53% to 26,144 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 414d
  Director Gelety John A bought $7,620 worth of shares (3,000 units at $2.54), increasing direct ownership by 47% to 9,434 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 414d
  Portfolio Manager Paylor Ryan M bought $963 worth of shares (379 units at $2.54), increasing direct ownership by 1% to 26,005 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 415d
  Chairman of the Advisor Herzfeld Thomas J bought $68,148 worth of shares (27,186 units at $2.51), increasing direct ownership by 2% to 1,549,881 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 415d
  Director Herzfeld Brigitta Suzanne bought $62,963 worth of shares (25,136 units at $2.50), increasing direct ownership by 29% to 111,328 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 422d
  New insider Herzfeld Brigitta Suzanne claimed ownership of 86,192 shares (SEC Form 3)

  3 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 520d
  Amendment: Portfolio Manager Paylor Ryan M returned $5,745 worth of shares to the company (1,780 units at $3.23), decreasing direct ownership by 7% to 23,354 units (SEC Form 4)

  4/A - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 520d
  Amendment: Director Herzfeld Thomas J returned $363,355 worth of shares to the company (112,588 units at $3.23), decreasing direct ownership by 7% to 1,477,523 units (SEC Form 4)

  4/A - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 520d
  Amendment: President Herzfeld Erik Mervin returned $101,063 worth of shares to the company (31,315 units at $3.23), decreasing direct ownership by 7% to 410,955 units (SEC Form 4)

  4/A - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 522d
  Director Herzfeld Thomas J returned $362,813 worth of shares to the company (112,420 units at $3.23), decreasing direct ownership by 7% to 1,477,691 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 522d
  Portfolio Manager Paylor Ryan M returned $5,732 worth of shares to the company (1,776 units at $3.23), decreasing direct ownership by 7% to 23,357 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 522d
  President Herzfeld Erik Mervin returned $100,911 worth of shares to the company (31,268 units at $3.23), decreasing direct ownership by 7% to 411,001 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 647d
  Director Tatum Kay W acquired $481 worth of shares (206 units at $2.33), increasing direct ownership by 4% to 5,027 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 647d
  Director Lieff Ann S acquired $4,652 worth of shares (1,994 units at $2.33), increasing direct ownership by 6% to 36,358 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 647d
  Director Gondor Cecilia L acquired $4,024 worth of shares (1,725 units at $2.33), increasing direct ownership by 4% to 41,960 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 647d
  Director Gelety John A acquired $821 worth of shares (352 units at $2.33), increasing direct ownership by 6% to 6,434 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 647d
  Director Herzfeld Thomas J acquired $169,135 worth of shares (72,500 units at $2.33), increasing direct ownership by 5% to 1,590,111 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 647d
  Portfolio Manager Paylor Ryan M acquired $3,215 worth of shares (1,378 units at $2.33), increasing direct ownership by 6% to 25,134 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 647d
  President Herzfeld Erik Mervin acquired $42,442 worth of shares (18,193 units at $2.33), increasing direct ownership by 4% to 442,270 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 711d
  Paylor Ryan M acquired $2,525 worth of shares (1,049 units at $2.41), increasing direct ownership by 5% to 23,756 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 711d
  Gondor Cecilia L acquired $3,925 worth of shares (1,631 units at $2.41), increasing direct ownership by 4% to 40,235 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 711d
  Gelety John A acquired $777 worth of shares (323 units at $2.41), increasing direct ownership by 6% to 6,082 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 711d
  Herzfeld Erik Mervin acquired $41,386 worth of shares (17,196 units at $2.41), increasing direct ownership by 4% to 424,077 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 711d
  Tatum Kay W acquired $469 worth of shares (195 units at $2.41), increasing direct ownership by 4% to 4,821 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 711d
  Herzfeld Thomas J acquired $148,113 worth of shares (61,542 units at $2.41), increasing direct ownership by 4% to 1,517,611 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 711d
  Lieff Ann S acquired $4,404 worth of shares (1,830 units at $2.41), increasing direct ownership by 6% to 34,364 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 740d
  Paylor Ryan M was granted 4,053 shares, increasing direct ownership by 22% to 22,706 units (SEC Form 4)

  4 - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 760d
  Herzfeld Thomas J returned $776,461 worth of shares to the company (229,498 units at $3.38), decreasing direct ownership by 14% to 1,456,069 units (SEC Form 4) (Amendment)

  4/A - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 760d
  Paylor Ryan M returned $9,944 worth of shares to the company (2,939 units at $3.38), decreasing direct ownership by 14% to 18,653 units (SEC Form 4) (Amendment)

  4/A - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)
• 760d
  Herzfeld Erik Mervin returned $216,974 worth of shares to the company (64,131 units at $3.38), decreasing direct ownership by 14% to 406,881 units (SEC Form 4) (Amendment)

  4/A - HERZFELD CARIBBEAN BASIN FUND INC (0000880406) (Issuer)