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    Alpha Modus Holdings Inc. filed SEC Form 8-K: Entry into a Material Definitive Agreement, Leadership Update, Financial Statements and Exhibits

    7/15/25 6:09:53 AM ET
    $AMOD
    Multi-Sector Companies
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    Get the next $AMOD alert in real time by email
    false 0001862463 0001862463 2025-07-11 2025-07-11 0001862463 AMOD:ClassCommonStockParValueMember 2025-07-11 2025-07-11 0001862463 AMOD:RedeemableWarrantsEachWholeMember 2025-07-11 2025-07-11 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

     

     

     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

     

    FORM 8-K

     

    CURRENT REPORT

     

    PURSUANT TO SECTION 13 OR 15(d) OF THE

    SECURITIES EXCHANGE ACT OF 1934

     

    Date of Report (Date of earliest event reported): July 11, 2025

     

    ALPHA MODUS HOLDINGS, INC.

    (Exact name of registrant as specified in its charter)

     

    Delaware   001-40775   86-3386030

    (State or other jurisdiction

    of incorporation)

     

    (Commission

    File Number)

     

    (IRS Employer

    Identification No.)

     

    20311 Chartwell Center Dr., #1469

    Cornelius, NC 28031

    (Address of principal executive offices, including zip code)

     

    Registrant’s telephone number, including area code: (704) 252-5050

     

     

     

    (Former name or former address, if changed since last report)

     

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

     

    ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
       
    ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
       
    ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
       
    ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

     

    Securities registered pursuant to Section 12(b) of the Act:

     

    Title of each class   Trading Symbol(s)   Name of each exchange on which registered

    Class A Common Stock, par value $0.0001 per share

      AMOD   The Nasdaq Stock Market, LLC

    Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50

      AMODW   The Nasdaq Stock Market, LLC

     

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

     

    Emerging growth company ☒

     

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

     

     

     

     

     

     

    Item 1.01. Entry into a Material Definitive Agreement.

     

    On July 11, 2025, Alpha Modus Holdings, Inc. (the “Company”) and Rodney Sperry, the Company’s CFO, entered into an Amended Employment Agreement (the “Amended Employment Agreement”), pursuant to which Mr. Sperry’s salary was increased to $144,000 per year, payable $72,000 per year in cash, and $72,000 per year in shares of Company common stock, payable quarterly on the last day of each fiscal quarter beginning July 1, 2025, and valued based on the closing price listed on Nasdaq.com as of the last trading day during the quarter.

     

    The foregoing description of the Amended Employment Agreement does not purport to be complete and is qualified in its entirety by reference to the full text of the agreement, a copy of which is filed as Exhibit 10.1 to this Current Report on Form 8-K and incorporated by reference herein.

     

    Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

     

    The disclosure provided above in Item 1.01 above is incorporated by reference into this Item 5.02.

     

    Item 9.01. Financial Statements and Exhibits.

     

    (d) Exhibits

     

    Exhibit No.  Description
        
    10.1  Amended Employment Agreement, dated July 1, 2025, by and between Alpha Modus Holdings, Inc., and Rodney Sperry
        
    104  Cover Page Interactive Data File (embedded within the Inline XBRL Document)

     

    * Filed herewith.

     

     

     

     

    SIGNATURES

     

    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

     

      ALPHA MODUS HOLDINGS, INC.
         
    Date: July 15, 2025 By: /s/ William Alessi
      Name: William Alessi
      Title: President and Chief Executive Officer

     

     

     

     

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