Amendment: Day One Biopharmaceuticals Inc. filed SEC Form 8-K: Financial Statements and Exhibits
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM
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(AMENDMENT NO. 1)
CURRENT REPORT
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
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Trading |
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Explanatory Note
Capitalized terms used but not defined herein have the meanings given to them in the Original Report.
In accordance with Rule 12b-15 of the Securities Exchange Act of 1934, as amended, the complete text of Item 9.01 (as amended) is included herein.
Item 9.01 Financial Statements and Exhibits.
(a) Financial Statements of Business Acquired
The audited consolidated financial statements of Target as of and for the years ended December 31, 2024 and December 31, 2023 and the related notes thereto have been audited by Ernst & Young LLP, Target’s independent auditor, as set forth in its reports thereon, are incorporated herein by reference as Exhibit 99.1 and Exhibit 99.2, respectively.
The unaudited interim condensed consolidated financial statements of Target as of and for the three and nine months ended September 30, 2025 and the related notes thereto are incorporated herein by reference as Exhibit 99.3.
(b) Pro Forma Financial Information
The unaudited pro forma condensed combined financial information of the Company as of and for the nine months ended September 30, 2025 and the year ended December 31, 2024 is attached hereto as Exhibit 99.4 and incorporated herein by reference.
(d) Exhibits.
Exhibit Number |
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2.1# |
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10.1 |
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23.1 |
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Consent of Ernst & Young LLP, Independent Registered Public Accounting Firm |
99.1 |
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Description |
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99.2 |
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99.3 |
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99.4 |
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104 |
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Cover Page Interactive Data File (embedded within the Inline XBRL document). |
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# Certain annexes, exhibits and schedules have been omitted pursuant to Item 601(a)(5) of Regulation S-K. The registrant hereby undertakes to furnish supplemental copies of any of the omitted annexes and schedules upon request by the SEC.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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DAY ONE BIOPHARMACEUTICALS, INC. |
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Date: March 9, 2026 |
By: |
/s/ Charles N. York II, M.B.A. |
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Charles N. York II, M.B.A. Chief Operating Officer and Chief Financial Officer |
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