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    Calamos Long/Short Equity & Dynamic Income Trust filed SEC Form 8-K: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

    5/14/24 8:48:48 AM ET
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    Get the next $CPZ alert in real time by email
    false --10-31 0001717457 0001717457 2024-05-14 2024-05-14 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

     

     

     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    WASHINGTON, DC 20549

     

    FORM 8-K

     

    CURRENT REPORT

    PURSUANT TO SECTION 13 OR 15(D)

    OF THE SECURITIES EXCHANGE ACT OF 1934

     

    Date of report (Date of earliest event reported) May 14, 2024

     

    Calamos Long/Short Equity & Dynamic Income Trust

    (Exact Name of Registrant as Specified in Its Charter)

     

    Delaware 

    (State or Other Jurisdiction of Incorporation)

     

    811-23295   82-2860404
    (Commission File Number)   (IRS Employer Identification No.)
       

    2020 Calamos Court

    Naperville, Illinois

     

     

    60563

    (Address of Principal Executive Offices)   (Zip Code)

     

    (630) 245-7200

    (Registrant’s Telephone Number, Including Area Code)

     

    Not Applicable

    (Former Name or Former Address, if Changed Since Last Report)

     

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

     

    ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

    ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

    ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

    ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

     

    Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Name of each exchange on which registered Symbol(s)

     

    Title of Each Class   Trading Symbol(s)   Name of Each Exchange on Which
    Registered
    Common Shares   CPZ   NASDAQ Global Select Market

     

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

     

    Emerging growth company ¨

     

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

     

     

     

     

     

     

     

    Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.

     

    Effective May 14, 2024, the Board of Trustees of Calamos Long/Short Equity & Dynamic Income Trust (the “Trust”) amended the Trust’s Fifth Amended and Restated Agreement and Declaration of Trust, dated January 12, 2021 (the “Declaration of Trust”), and the Trust’s By-Laws, as amended and restated through January 12, 2021 (the “Bylaws”). The aforementioned amendments (each, an “Amendment” and, together, the “Amendments”) relate to provisions governing the forum for adjudication of disputes.

     

    The foregoing description of the Amendments does not purport to be complete and is qualified in its entirety by reference to the full text of each Amendment. The Amendment to the Declaration of Trust is attached hereto as Exhibit 3.1; and the Amendment to the By-Laws is attached hereto as Exhibit 3.2. Exhibit 3.1 and Exhibit 3.2 are both incorporated herein by reference.

     

    Item 9.01. Financial Statements and Exhibits.

     

    (d) Exhibits

     

    3.1   Amendment, dated May 14, 2024, to the Fifth Amended and Restated Agreement and Declaration of Trust of Calamos Long/Short Equity & Dynamic Income Trust, dated January 12, 2021.
    3.2   Amendment, dated May 14, 2024, to the By-Laws of Calamos Long/Short Equity & Dynamic Income Trust, as amended and restated through January 12, 2021.

     

     

     

     

     

    SIGNATURE

     

    Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     

      Calamos Long/Short Equity & Dynamic Income Trust
         
      By: /s/ Erik D. Ojala
      Name: Erik D. Ojala
      Title: Vice President and Secretary

     

    Date: May 14, 2024

     

     

     

     

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