usgaap-20230321

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K/A

(Amendment No. 1)

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

March 21, 2023

Date of Report (Date of earliest event reported)

Flotek Industries, Inc.

(Exact name of registrant as specified in its charter)


Delaware	001-13270	90-0023731
(State or Other Jurisdiction of Incorporation)	(Commission File Number)	(IRS Employer Identification No.)

8846 N. Sam Houston Parkway W. Houston, TX, 77064

(Address of principal executive office and zip code)

(713) 849-9911

(Registrant’s telephone number, including area code)

(Not applicable)

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class	Trading Symbol(s)	Name of Exchange on which registered
Common Stock, $0.0001 par value	FTK	NYSE

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

EXPLANATORY NOTE

This Amendment No. 1 to the Current Report on Form 8-K originally filed on March 21, 2023 (the “Original Current Report on Form 8-K”) is being furnished by Flotek Industries, Inc. (the “Company”) solely to replace an incorrect version of the press release providing the Company’s financial results for the quarter and year ended December 31, 2022 previously furnished as Exhibit 99.1 due to an administrative error. All other disclosures and exhibits of the Original Current Report on Form 8-K remain unchanged.

Pursuant to Rule 12b-15 of the Securities Exchange Act of 1934, as amended, Item 9.01 of the Original Current Report on Form 8-K is amended and restated in its entirety as set forth below.


Item 9.01			Financial Statements and Exhibits.

d) Exhibits.



Exhibit Number						Description

99.1						Press Release dated March 20, 2023

99.2*						Presentation of Flotek Industries, Inc.

* Previously furnished as Exhibit 99.2 to the Original Current Report on Form 8-K.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


	FLOTEK INDUSTRIES, INC.
Date: March 21, 2023	/s/ Bond Clement
	Name:	Bond Clement
	Title:	Chief Financial Officer

Flotek Industries Inc. filed SEC Form 8-K: Financial Statements and Exhibits (Amendment)