Once Upon a Farm PBC (OFRM) 10% owner CAVU Venture Partners II acquired 9,793,470 shares
Insider transactions reported
CAVU Venture Partners II, LP (10% owner at Once Upon a Farm PBC, OFRM) reported that they acquired 9,793,470 shares on Feb 9, 2026. After these transactions the filing shows 7,411,502 shares held indirectly (By CAVU Venture Partners II L.P.) and 646,478 shares held indirectly (By TNG Investors LP).
- Reporting person
- CAVU Venture Partners II, LP
| Date | Type | Security | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| Feb 9, 2026 | Conversion of a derivative (C) | Common Stock1, 2, 3 | +7,411,502 | - | - | 7,411,502 indirect |
| Feb 9, 2026 | Conversion of a derivative (C) | Common Stock1, 2, 3 | +107,749 | - | - | 646,478 indirect |
| Feb 9, 2026 | Conversion of a derivative (C) | Common Stock1, 2, 3 | +2,274,219 | - | - | 2,274,219 indirect |
Options and other derivatives
| Date | Type | Security | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| Feb 9, 2026 | Conversion of a derivative (C) | Series A-2 Preferred StockOn 107,749 Common Stock1, 2, 3 | -107,749 | - | - | 0 indirect |
| Feb 9, 2026 | Conversion of a derivative (C) | Series B-1 Preferred StockOn 4,804,965 Common Stock1, 2, 3 | -4,804,965 | - | - | 0 indirect |
| Feb 9, 2026 | Conversion of a derivative (C) | Series B-2 Preferred StockOn 914,243 Common Stock1, 2, 3 | -914,243 | - | - | 0 indirect |
| Feb 9, 2026 | Conversion of a derivative (C) | Series C-1 Preferred StockOn 874,954 Common Stock1, 2, 3 | -874,954 | - | - | 0 indirect |
| Feb 9, 2026 | Conversion of a derivative (C) | Series D Preferred StockOn 817,340 Common Stock1, 2, 3 | -817,340 | - | - | 0 indirect |
| Feb 9, 2026 | Conversion of a derivative (C) | Series D Preferred StockOn 2,274,219 Common Stock1, 2, 3 | -2,274,219 | - | - | 0 indirect |
Holdings before and after
- Common Stock: 0 to 7,411,502 indirect, By CAVU Venture Partners II L.P.
- Common Stock: 538,729 to 646,478 indirect, By TNG Investors LP
- Common Stock: 0 to 2,274,219 indirect, By CAVU Venture Partners III L.P.
- Series A-2 Preferred Stock: 107,749 to 0 indirect, By TNG Investors LP
- Series B-1 Preferred Stock: 4,804,965 to 0 indirect, By CAVU Venture Partners II L.P.
- Series B-2 Preferred Stock: 914,243 to 0 indirect, By CAVU Venture Partners II L.P.
- Series C-1 Preferred Stock: 874,954 to 0 indirect, By CAVU Venture Partners II L.P.
- Series D Preferred Stock: 817,340 to 0 indirect, By CAVU Venture Partners II L.P.
- Series D Preferred Stock: 2,274,219 to 0 indirect, By CAVU Venture Partners III L.P.
Other positions listed
- Common Stock: 731,396 indirect, By CAVU Venture Partners IV L.P.
Footnotes from the filing
- 1. The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the Issuer ), as of the closing of the Issuer's initial public offering on February 9, 2026.
- 2. CAVU Venture Partners GP II, LLC ( Fund II GP LLC ) is the general partner of CAVU Venture Partners GP II, LP ( Fund II GP ), which is the general partner of CAVU Venture Partners II L.P. CAVU Venture Partners GP III, LLC ( Fund III GP LLC ) is the general partner of CAVU Venture Partners GP III, LP ( Fund III GP ), which is the general partner of CAVU Venture Partners III L.P. CAVU Venture Partners GP IV, LLC ( Fund IV GP LLC ) is the general partner of CAVU Venture Partners GP IV, LP ( Fund IV GP ), which is the general partner of CAVU Venture Partners IV L.P. and TNG Investors LP. Brett Thomas is a Manager of the Fund II GP LLC, Fund III GP LLC and Fund IV GP LLC.
- 3. (continued from footnote 1) Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.
Transaction codes in this filing
- Conversion of a derivative:
- Code C marks the conversion of a derivative, such as preferred stock or units, into another security.
FAQ
What did CAVU Venture Partners II report in this OFRM Form 4?
CAVU Venture Partners II, LP (10% owner at Once Upon a Farm PBC, OFRM) reported that they acquired 9,793,470 shares on Feb 9, 2026. After these transactions the filing shows 7,411,502 shares held indirectly (By CAVU Venture Partners II L.P.) and 646,478 shares held indirectly (By TNG Investors LP).
How many OFRM shares does CAVU Venture Partners II hold after this filing?
The filing shows 7,411,502 shares held indirectly (By CAVU Venture Partners II L.P.), 646,478 shares held indirectly (By TNG Investors LP), 2,274,219 shares held indirectly (By CAVU Venture Partners III L.P.) after the reported transactions. Form 4 reports only the positions it lists, so this may not be every holding.
What does transaction code C mean on an SEC Form 4?
Code C marks the conversion of a derivative, such as preferred stock or units, into another security.
Historical context for OFRM
Earlier insider filings at OFRM
- Feb 10, 2026Director Robb Walter E Iv was granted 140,415 shares and bought $99,990 worth of shares (5,555 units at $18.00) (SEC Form 4)
- Feb 10, 2026Director Peiros Larry was granted 87,626 shares, increasing direct ownership by 10% to 69,505 units (SEC Form 4)
- Feb 10, 2026Officer Foraker John M. was granted 542,537 shares, increasing direct ownership by 12% to 669,933 units (SEC Form 4)
- Feb 10, 2026Chief Innovation Officer Curtis Cassandra Nicole was granted 6,077 shares, increasing direct ownership by 1% to 425,612 units (SEC Form 4)
- Feb 10, 2026Director Garner Jennifer Anne was granted 386,043 shares, increasing direct ownership by 15% to 1,788,861 units (SEC Form 4)
- Market cap
- 30-day
- Sector
- Consumer Staples
- Industry
- Packaged Foods
- Listed since
- 2026
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