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    Mill City Ventures III Ltd. filed SEC Form 8-K: Other Events, Financial Statements and Exhibits

    8/11/25 8:45:26 AM ET
    $MCVT
    Finance Companies
    Finance
    Get the next $MCVT alert in real time by email
    false 0001425355 0001425355 2025-08-11 2025-08-11 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

     

     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

     

    Form 8-K

     

    Current Report

    Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

     

    August 11, 2025

    Date of Report (Date of earliest event reported)

     

    MILL CITY VENTURES III, LTD.

     

    (Exact Name of Registrant as Specified in its Charter)

     

    Minnesota   001-41472   90-0316651
    (State or other jurisdiction
    of incorporation)
      (Commission File Number)   (I.R.S. Employer
    Identification No.)

     

    1907 Wayzata Boulevard, Suite 205
    Wayzata, MN
      55391
    (Address of Principal Executive Offices)   (Zip Code)

     

    Registrant’s telephone number, including area code: (952) 479-1923

     

    N/A

    (Former name or former address, if changed since last report)

     

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2. below):

     

    ☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

     

    ☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

     

    ☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

     

    ☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

     

    Securities registered pursuant to Section 12(b) of the Act:

     

    Title of each class   Trading Symbol(s)    Name of each exchange on which registered
    Common Stock, par value $0.001 per share   MCVT   The Nasdaq Stock Market LLC

     

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

     

    Emerging growth company ☐

     

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

     

     

     

     

     

     

    Item 8.01 Other Events.

     

    On August 11, 2025, the Company issued a press release announcing that it surpassed 81.8 Million SUI in its treasury. The press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and incorporated into this Item 8.01 by reference.

     

    Item 9.01 Financial Statements and Exhibits 

     

    (a) Exhibits

     

    Number   Description
    99.1   Press Release, dated August 11, 2025.
    104   Cover Page Interactive Data File (embedded within the Inline XBRL document)

     

    1

     

     

    SIGNATURES

     

    Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     

    Dated August 11, 2025

     

      Mill City Ventures III, Ltd.
         
      By: /s/ Douglas M. Polinsky
      Name:  Douglas M. Polinsky
      Title: Chief Executive Officer

     

     

    2

     

     

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