modn-20220218

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

February 18, 2022

Date of Report (Date of earliest event reported)

MODEL N, INC.

(Exact name of Registrant as Specified in Its Charter)

Delaware

001-35840

77-0528806

(State or Other Jurisdiction
of Incorporation)

(Commission
File Number)

(IRS Employer Identification No.)

777 Mariners Island Boulevard, Suite 300
San Mateo, California 94404

(Address of Principal Executive Offices) (Zip Code)

Registrant’s Telephone Number, Including Area Code: (650) 610-4600

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


☐			Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


☐			Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


☐			Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


☐			Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading Symbol

Name of each exchange on which registered

Common Stock, par value $0.00015 per share

MODN

New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.07. Submission of Matters to a Vote of Security Holders.

Model N, Inc. held its Annual Meeting of Stockholders on February 18, 2022 via live webcast. At the annual meeting, our stockholders voted on three proposals, each of which is described in more detail in our definitive proxy statement filed with the U.S. Securities and Exchange Commission on January 7, 2022. The following is a brief description of each matter voted upon and the certified results, including the number of votes cast for, against or withheld on each matter and the number of abstentions, if applicable, and non-votes with respect to each matter.

Our stockholders voted on the following proposals at the annual meeting:

1.To elect three Class III directors to serve until the 2025 Annual Meeting of Stockholders and until their successors are elected and qualified, subject to earlier resignation or removal;

2.To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending September 30, 2022; and

3.To hold a non-binding advisory vote on the compensation of our named executive officers as disclosed in this proxy statement.

The voting results were as follows:


Proposal 1	Director Name	Votes For	Votes Withheld	Broker Non-Votes
	Jason Blessing	31,554,315	862,113	2,322,934
	Kimberly DeCarlis	31,478,481	937,947	2,322,934
	Dave Yarnold	31,306,816	1,109,612	2,322,934
Proposal 2	Votes For	Votes Against	Abstentions	Broker Non-Votes
	34,646,948	92,056	358	0
Proposal 3	Votes For	Votes Against	Abstentions	Broker Non-Votes
	31,955,625	449,468	11,335	2,322,934

SIGNATURES

Pursuant to the requirements of the Securities and Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.



MODEL N, INC.
(Registrant)

By:			/s/ John Ederer
			John Ederer
			Chief Financial Officer

Date: February 23, 2022

Model N Inc. filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders