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    Pelthos Therapeutics Inc. filed SEC Form 8-K: Results of Operations and Financial Condition, Regulation FD Disclosure, Financial Statements and Exhibits

    11/13/25 6:50:03 AM ET
    $PTHS
    Biotechnology: Biological Products (No Diagnostic Substances)
    Health Care
    Get the next $PTHS alert in real time by email
    false 0001919246 0001919246 2025-11-13 2025-11-13 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

     

    FORM 8-K

     

    CURRENT REPORT

     

    Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

     

    Date of Report (Date of earliest event reported): November 13, 2025

     

    Pelthos Therapeutics Inc.

    (Exact name of registrant as specified in its charter)

     

    Nevada

     

    001-41964

     

    86-3335449

    (State or other jurisdiction
    of incorporation)

     

    (Commission File Number)

     

    (IRS Employer
    Identification No.)

     

    4020 Stirrup Creek Drive, Suite 110

    Durham, NC

     

    27703

    (Address of registrant’s principal executive office)

     

    (Zip code)

     

    Registrant’s telephone number, including area code: (919) 908-2400

     

     

     

    (Former name or former address, if changed since last report.)

     

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

     

    ☐

    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

     

     

    ☐

    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

     

     

    ☐

    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

     

     

    ☐

    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

     

    Securities registered pursuant to Section 12(b) of the Act:

     

    Title of each class

     

    Trading Symbol(s)

     

    Name of each exchange on which registered

    Common Stock, par value $0.0001 per share

     

    PTHS

     

    The NYSE American LLC

     

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

     

    Emerging growth company ☒

     

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

      

     

     

    Item 2.02. Results of Operations and Financial Condition.

     

    On November 13, 2025, Pelthos Therapeutics Inc. (the “Company”) issued a press release summarizing its financial results for the three and nine months ended September 30, 2025, as well as providing an update on the Company’s operations. A copy of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated by reference.

     

    The information in this Item 2.02 and Exhibit 99.1 to this Current Report on Form 8-K shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as expressly set forth by specific reference in such filing.

     

    Item 7.01. Regulation FD Disclosure.

     

    The information disclosed in Item 2.02 of this Current Report on Form 8-K, including Exhibit 99.1, is incorporated into this Item 7.01 by reference.

     

    Item 9.01. Financial Statements and Exhibits

     

     

    (d)

    Exhibits:

     

    Exhibit No.

     

    Description

    99.1

     

    Press Release, dated November 13, 2025.

     

     

     

     

     

     

      

     

     

    SIGNATURES

     

    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     

     

    Date: November 13, 2025

    Pelthos Therapeutics Inc.

     

     

     

     

    By:

    /s/ Francis Knuettel II

     

     

    Name:

    Francis Knuettel II

     

     

    Title:

    Chief Financial Officer

     

     

      

     

     

     

     

      

     

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