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    Piper Sandler Companies filed SEC Form 8-K: Results of Operations and Financial Condition, Other Events, Financial Statements and Exhibits

    2/6/26 7:03:03 AM ET
    $PIPR
    Investment Bankers/Brokers/Service
    Finance
    Get the next $PIPR alert in real time by email
    pipr-20260206
    0001230245false00012302452026-02-062026-02-060001230245dei:FormerAddressMember2026-02-062026-02-06

    UNITED STATES
    SECURITIES AND EXCHANGE COMMISSION
    Washington, D.C. 20549
     ________________________________
    FORM 8-K
     _____________________________
    CURRENT REPORT
    PURSUANT TO SECTION 13 OR 15(d) OF THE
    SECURITIES EXCHANGE ACT OF 1934
    February 6, 2026
    Date of report (Date of earliest event reported)
    _______________________________ 
    PIPER SANDLER COMPANIES
    (Exact Name of Registrant as Specified in its Charter)
    _________________________________ 
    Delaware001-31720 30-0168701
    (State of Incorporation)(Commission File Number) (IRS Employer Identification No.)
    350 North 5th Street, Suite 1000 
    Minneapolis,Minnesota55401
    (Address of Principal Executive Offices) (Zip Code)
    (612)303-6000
    (Registrant's Telephone Number, Including Area Code)
    800 Nicollet Mall, Suite 900
    Minneapolis,Minnesota55402
    (Former name or former address, if changed since last report.)
    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
    ☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
    ☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
    ☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
    ☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
    Securities registered pursuant to Section 12(b) of the Act:
    Title of Each ClassTrading SymbolName of Each Exchange On Which Registered
    Common Stock, par value $0.01 per sharePIPRThe New York Stock Exchange

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

    Emerging growth company  ☐

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐



    Item 2.02. Results of Operations and Financial Condition.

    On February 6, 2026, Piper Sandler Companies (the "Company") reported its financial results for its fourth fiscal quarter and fiscal year ended December 31, 2025. See the Company's press release dated February 6, 2026, which is furnished as Exhibit 99 hereto.

    Item 8.01. Other Events.

    On February 6, 2026, the Company announced that its board of directors has approved a four-for-one forward stock split of the Company's common stock, to be effected through the filing of an amendment to the Company's Amended and Restated Certificate of Incorporation that will proportionately increase the number of authorized shares of common stock. The amendment is expected to take effect at 4:30 p.m. Eastern Time on March 23, 2026. At that time, every share of the Company's common stock will automatically become four shares of common stock. The Company's common stock will begin trading on the split-adjusted basis at the start of trading on March 24, 2026.

    Item 9.01. Financial Statements and Exhibits.

    (d)Exhibit

    99    Press Release dated February 6, 2026

    104    Cover Page Interactive Data File (the cover page XBRL tags are embedded in the Inline XBRL document).




    SIGNATURES
    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
     
    PIPER SANDLER COMPANIES
    Date:February 6, 2026By/s/ Katherine P. Clune
    NameKatherine P. Clune
    ItsChief Financial Officer



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