Robinhood Markets Inc. filed SEC Form 8-K: Results of Operations and Financial Condition, Leadership Update, Financial Statements and Exhibits
$HOOD
Investment Bankers/Brokers/Service
Finance
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 30, 2025
(Exact name of registrant as specified in its charter)
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(844 ) 428-5411
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Item 2.02 – Results of Operations and Financial Condition.
Financial Results for the Third Quarter of 2025
On November 5, 2025, Robinhood Markets, Inc. (the "Company" or “Robinhood”) issued a press release regarding its financial results for the quarter ended September 30, 2025. A copy of the press release is furnished as Exhibit 99.1 to this report. As previously announced, Robinhood will host an earnings video call on November 5, 2025 at 2:00 p.m. PT/5:00 p.m. ET.
The information furnished with Item 2.02, including Exhibit 99.1, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference into any other filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such filing.
Item 5.02 – Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
Principal Financial Officer / Principal Accounting Officer Transition
On October 30, 2025, Jason Warnick, the Chief Financial Officer (“CFO”) of the Company, informed the Company of his decision to retire from the Company. To facilitate the transition of Mr. Warnick’s role, he will transition from CFO (in which capacity he is the Company’s principal financial officer and principal accounting officer) to an advisory role in the first quarter of 2026 and will remain employed with the Company until September 1, 2026.
In connection with Mr. Warnick’s planned retirement, Shiv Verma, the Company's Senior Vice President of Finance and Strategy, and Treasurer, will take over the role of CFO when Mr. Warnick transitions into the advisory role, subject to his appointment by the Company’s Board of Directors. Mr. Verma currently has responsibilities for the Company’s Finance, Treasury, Corporate Strategy, and Corporate Development teams.
Item 9.01 Financial Statements and Exhibits.
Exhibits
| Exhibit Number | Description | |||||||
| 99.1 | ||||||||
| 104 | Cover Page Interactive Data File (the cover page XBRL tags are embedded within the Inline XBRL document) | |||||||
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Robinhood Markets, Inc. | |||||||||||
| Date: | November 5, 2025 | By: | /s/Jason Warnick | ||||||||
| Name: Jason Warnick | |||||||||||
| Title: Chief Financial Officer | |||||||||||