8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Form 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): January 7, 2022

ROKU, INC.

(Exact name of Registrant as Specified in Its Charter)

Delaware

001-38211

26-2087865

(State or Other Jurisdiction

of Incorporation)

(Commission

File Number)

(IRS Employer

Identification No.)

1155 Coleman Avenue

San Jose, California

95110

(Address of Principal Executive Offices)

(Zip Code)

(408) 556-9040

(Registrant’s Telephone Number, Including Area Code

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2. below):

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of Each Class:

Trading

Symbol(s):

Name of Exchange

on Which Registered:

Class A Common Stock, $0.0001 par value

“ROKU”

The Nasdaq Global Select Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.02

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On January 7, 2022, Roku, Inc. (the “Company”) announced that Scott Rosenberg, Senior Vice President and General Manager of Platform Business, advised the Company that he plans to step down sometime in the spring of 2022. The Company has commenced an executive search for Mr. Rosenberg’s successor.

A copy of the Company’s press release announcing Mr. Rosenberg’s expected departure is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

Item 9.01

Financial Statement and Exhibits.

(d)

Exhibits.


Exhibit Number		Description

99.1		Press Release dated January 7, 2022

104		Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Dated: January 7, 2022	Roku, Inc.

	By:	/s/ Steve Louden
		Steve Louden Chief Financial Officer

Roku, Inc. filed SEC Form 8-K: Leadership Update, Financial Statements and Exhibits