• Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • AI SuperconnectorNEW
  • Settings
  • RSS Feeds
Quantisnow Logo
  • Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • AI SuperconnectorNEW
  • Settings
  • RSS Feeds
PublishGo to AppAI Superconnector
    Quantisnow Logo

    © 2025 quantisnow.com
    Democratizing insights since 2022

    Services
    Live news feedsRSS FeedsAlertsPublish with Us
    Company
    AboutQuantisnow PlusContactJobsAI superconnector for talent & startupsNEW
    Legal
    Terms of usePrivacy policyCookie policy

    SEC Form 144 filed by Piper Sandler Companies

    8/12/25 4:57:19 PM ET
    $PIPR
    Investment Bankers/Brokers/Service
    Finance
    Get the next $PIPR alert in real time by email
    Form 144 Filer Information UNITED STATES
    SECURITIES AND EXCHANGE COMMISSION
    Washington, D.C. 20549

    Form 144

    NOTICE OF PROPOSED SALE OF SECURITIES
    PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933

    FORM 144

    144: Filer Information

    Filer CIK
    0001195177
    Filer CCC
    XXXXXXXX
    Is this a LIVE or TEST Filing? Radio button checked LIVE Radio button not checked TEST

    Submission Contact Information

    Name
    Phone
    E-Mail Address

    144: Issuer Information

    Name of Issuer
    PIPER SANDLER COMPANIES
    SEC File Number
    001-31720
    Address of Issuer
    350 NORTH 5TH STREET, SUITE 1000
    MINNEAPOLIS
    MINNESOTA
    55401
    Phone
    (612) 303-6000
    Name of Person for Whose Account the Securities are To Be Sold
    FITZGERALD WILLIAM R
    See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

    Relationship to Issuer
    Former Director

    144: Securities Information

    Title of the Class of Securities To Be SoldName and Address of the BrokerNumber of Shares or Other Units To Be SoldAggregate Market ValueNumber of Shares or Other Units OutstandingApproximate Date of SaleName the Securities Exchange
    Common
    Charles Schwab & Co., Inc.
    3000 Schwab Way
    Westlake � TX � 76262
    850285370.001769054008/12/2025
    NYSE


    Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

    144: Securities To Be Sold

    Title of the ClassDate you AcquiredNature of Acquisition TransactionName of Person from Whom AcquiredIs this a Gift?Date Donor AcquiredAmount of Securities AcquiredDate of PaymentNature of Payment *
    Common05/15/2020Restricted Stock LapsePIPER SANDLER COMPANIESCheckbox not checked85005/15/2020Equity Compensation

    * If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



    Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

    144: Securities Sold During The Past 3 Months

    Nothing to ReportCheckbox checked

    144: Remarks and Signature

    Remarks
    Date of Notice
    08/12/2025

    ATTENTION:

    The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
    Signature
    WILLIAM R FITZGERALD

    ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

    Get the next $PIPR alert in real time by email

    Crush Q3 2025 with the Best AI Superconnector

    Stay ahead of the competition with Standout.work - your AI-powered talent-to-startup matching platform.

    AI-Powered Inbox
    Context-aware email replies
    Strategic Decision Support
    Get Started with Standout.work

    Recent Analyst Ratings for
    $PIPR

    DatePrice TargetRatingAnalyst
    7/10/2025$339.00Peer Perform → Outperform
    Wolfe Research
    1/6/2025$317.00Buy → Neutral
    Goldman
    1/10/2024Mkt Outperform → Mkt Perform
    JMP Securities
    12/19/2023Outperform → Market Perform
    Northland Capital
    7/11/2022$132.00Outperform → Peer Perform
    Wolfe Research
    1/10/2022$183.00 → $194.00Market Outperform
    JMP Securities
    12/2/2021$215.00Outperform
    Wolfe Research
    11/1/2021$172.00 → $183.00Market Outperform
    JMP Securities
    More analyst ratings

    $PIPR
    Press Releases

    Fastest customizable press release news feed in the world

    View All

    Piper Sandler Expands Merchant Banking Group with the Addition of Toby AuWerter

    Piper Sandler Companies (NYSE:PIPR), a leading investment bank, is pleased to announce the hiring of Toby AuWerter as a managing director in the merchant banking group. He will be based in the Minneapolis office. "We are very excited that Toby is joining the Piper Sandler merchant banking group. His operating, consulting and investing experience will prove valuable in augmenting our team's investment capabilities, especially in the healthcare sector. Toby will play a key role in originating the remaining investments in PSMB Fund III and will be a vital member of our team as we look toward fundraising for PSMB Fund IV," said Ted Christianson, managing director in the merchant banking group

    8/14/25 9:00:00 AM ET
    $PIPR
    Investment Bankers/Brokers/Service
    Finance

    Piper Sandler to Acquire Government Services and Defense Technology M&A Boutique, G Squared Capital Partners

    Piper Sandler Companies (NYSE:PIPR), a leading investment bank, announced today that it has entered into a definitive agreement to acquire G Squared Capital Partners, a premier boutique investment bank specializing in government services and defense technology based in the Washington, D.C. area. G Squared was founded in 2020 by Greg Nossaman and Greg Woodford, seasoned veterans each with over 20 years of experience in government services and defense technology. Previously, Nossaman was a senior managing director at The McLean Group and one of the founding employees at The Windsor Group. Woodford was a senior management director at The McLean Group and a managing director at BB&T Capital M

    8/1/25 7:00:00 AM ET
    $PIPR
    Investment Bankers/Brokers/Service
    Finance

    Piper Sandler Companies Reports Second Quarter 2025 Results; Increases Quarterly Dividend to $0.70 Per Share

    Piper Sandler Companies (NYSE:PIPR) has released its most recent financial results. The complete earnings release can be found on the firm's website at pipersandler.com/earnings. Join the earnings conference call on Friday, August 1, 2025 at 7:00 a.m. CT. Dial-in: 888 394-8218 (in the U.S.) or +1 773 305-6853 (outside the U.S.) Passcode: 2797135 Access the conference call audio webcast. A playback of the call will be available at pipersandler.com/earnings approximately three hours after the event. ABOUT PIPER SANDLER Piper Sandler Companies (NYSE:PIPR) is a leading investment bank driven to help clients Realize the Power of Partnership®. Securities brokerage and investment ban

    8/1/25 7:00:00 AM ET
    $PIPR
    Investment Bankers/Brokers/Service
    Finance

    $PIPR
    Analyst Ratings

    Analyst ratings in real time. Analyst ratings have a very high impact on the underlying stock. See them live in this feed.

    View All

    Piper Sandler upgraded by Wolfe Research with a new price target

    Wolfe Research upgraded Piper Sandler from Peer Perform to Outperform and set a new price target of $339.00

    7/10/25 8:27:04 AM ET
    $PIPR
    Investment Bankers/Brokers/Service
    Finance

    Piper Sandler downgraded by Goldman with a new price target

    Goldman downgraded Piper Sandler from Buy to Neutral and set a new price target of $317.00

    1/6/25 8:22:46 AM ET
    $PIPR
    Investment Bankers/Brokers/Service
    Finance

    Piper Sandler downgraded by JMP Securities

    JMP Securities downgraded Piper Sandler from Mkt Outperform to Mkt Perform

    1/10/24 8:11:18 AM ET
    $PIPR
    Investment Bankers/Brokers/Service
    Finance

    $PIPR
    Insider Trading

    Insider transactions reveal critical sentiment about the company from key stakeholders. See them live in this feed.

    View All

    General Counsel Geelan John W sold $645,371 worth of shares (2,000 units at $322.69), decreasing direct ownership by 14% to 12,645 units (SEC Form 4)

    4 - PIPER SANDLER COMPANIES (0001230245) (Issuer)

    8/11/25 4:09:26 PM ET
    $PIPR
    Investment Bankers/Brokers/Service
    Finance

    CEO and Chairman Abraham Chad R sold $5,783,023 worth of shares (18,000 units at $321.28) and exercised 18,000 shares at a strike of $99.00 (SEC Form 4)

    4 - PIPER SANDLER COMPANIES (0001230245) (Issuer)

    8/7/25 4:12:37 PM ET
    $PIPR
    Investment Bankers/Brokers/Service
    Finance

    Director Taylor Scott C sold $831,636 worth of shares (2,600 units at $319.86), decreasing direct ownership by 14% to 16,319 units (SEC Form 4)

    4 - PIPER SANDLER COMPANIES (0001230245) (Issuer)

    8/7/25 4:11:18 PM ET
    $PIPR
    Investment Bankers/Brokers/Service
    Finance

    $PIPR
    SEC Filings

    View All

    SEC Form 144 filed by Piper Sandler Companies

    144 - PIPER SANDLER COMPANIES (0001230245) (Subject)

    8/12/25 4:57:19 PM ET
    $PIPR
    Investment Bankers/Brokers/Service
    Finance

    SEC Form 144 filed by Piper Sandler Companies

    144 - PIPER SANDLER COMPANIES (0001230245) (Subject)

    8/11/25 4:19:30 PM ET
    $PIPR
    Investment Bankers/Brokers/Service
    Finance

    SEC Form 10-Q filed by Piper Sandler Companies

    10-Q - PIPER SANDLER COMPANIES (0001230245) (Filer)

    8/6/25 4:45:18 PM ET
    $PIPR
    Investment Bankers/Brokers/Service
    Finance

    $PIPR
    Insider Purchases

    Insider purchases reveal critical bullish sentiment about the company from key stakeholders. See them live in this feed.

    View All

    Amendment: Global Co-Head IB and Cap Mkts Baker James P bought $534,640 worth of shares (2,000 units at $267.32), increasing direct ownership by 3% to 59,867 units (SEC Form 4)

    4/A - PIPER SANDLER COMPANIES (0001230245) (Issuer)

    5/21/25 5:47:50 PM ET
    $PIPR
    Investment Bankers/Brokers/Service
    Finance

    $PIPR
    Leadership Updates

    Live Leadership Updates

    View All

    Piper Sandler Strengthens Private Capital Advisory Team with Addition of Andy Nick as Co-Head of Secondary Capital Advisory

    Piper Sandler Companies (NYSE:PIPR), a leading investment bank, is pleased to announce the addition of Andy Nick as managing director and co-head of secondary capital advisory within the private capital advisory group. Nick will work closely with private equity clients to provide bespoke liquidity and capital solutions, including GP-led continuation funds, fund recapitalizations, and LP portfolio transactions. "Andy is a highly respected advisor with deep relationships across the private equity ecosystem and has a strong track record of delivering thoughtful, strategic secondary solutions. His addition reflects our continued investment in the private markets and enhances our ability to se

    6/30/25 9:45:00 AM ET
    $PIPR
    Investment Bankers/Brokers/Service
    Finance

    Piper Sandler Expands Biotechnology Equity Research Team with the Addition of Kelsey Goodwin

    Piper Sandler Companies (NYSE:PIPR), a leading investment bank, is pleased to announce the addition of Kelsey Goodwin as a director and senior research analyst to the biotechnology equity research team. Goodwin will be based in the Boston office with coverage responsibilities of oncology. "We are excited to welcome Kelsey to the Piper Sandler platform. She brings a deep understanding and passion for our industry and builds strong relationships to serve clients. We are deeply committed to the biotechnology sector and Kelsey's addition will only strengthen our industry leading biopharma research practice that is collaborative and energized to provide insights for our clients," said Michael

    6/25/25 10:37:00 AM ET
    $PIPR
    Investment Bankers/Brokers/Service
    Finance

    Piper Sandler Enhances Technology Investment Banking Team with the Addition of Jim Roney

    Piper Sandler Companies (NYSE:PIPR), a leading investment bank, is pleased to announce the addition of Jim Roney as a managing director to its technology investment banking team. He will be based in the Chicago office. "We couldn't be more excited to welcome Jim to our team. He brings deep industry knowledge, strong relationships and an impressive track record of success advising technology companies. We are confident that he will immediately make a positive impact on our group," said Steven Schmidt, co-head of technology investment banking at Piper Sandler. Prior to joining the firm, Roney spent six years at Guggenheim Securities, initially covering IT Services before building and leadin

    5/19/25 9:00:00 AM ET
    $PIPR
    Investment Bankers/Brokers/Service
    Finance

    $PIPR
    Financials

    Live finance-specific insights

    View All

    Piper Sandler Companies Reports Second Quarter 2025 Results; Increases Quarterly Dividend to $0.70 Per Share

    Piper Sandler Companies (NYSE:PIPR) has released its most recent financial results. The complete earnings release can be found on the firm's website at pipersandler.com/earnings. Join the earnings conference call on Friday, August 1, 2025 at 7:00 a.m. CT. Dial-in: 888 394-8218 (in the U.S.) or +1 773 305-6853 (outside the U.S.) Passcode: 2797135 Access the conference call audio webcast. A playback of the call will be available at pipersandler.com/earnings approximately three hours after the event. ABOUT PIPER SANDLER Piper Sandler Companies (NYSE:PIPR) is a leading investment bank driven to help clients Realize the Power of Partnership®. Securities brokerage and investment ban

    8/1/25 7:00:00 AM ET
    $PIPR
    Investment Bankers/Brokers/Service
    Finance

    Piper Sandler Companies to Announce Second Quarter 2025 Financial Results and Host a Conference Call on August 1, 2025

    Piper Sandler Companies (NYSE:PIPR), a leading investment bank, will release its second quarter 2025 financial results prior to the opening of the market on Friday, August 1, 2025. The earnings release will be available at the company's website at pipersandler.com/earnings. Chad Abraham, chairman and chief executive officer; Deb Schoneman, president; and Kate Clune, chief financial officer, will host a related conference call at 8 a.m. ET (7 a.m. CT) that same day to review the financial results. There will be a question and answer session following the review. Investors and analysts may participate in the live conference call by dialing 888 394-8218 (in the U.S.) or +1 773 305-6853 (ou

    7/22/25 10:00:00 AM ET
    $PIPR
    Investment Bankers/Brokers/Service
    Finance

    Piper Sandler Companies Reports First Quarter 2025 Results; Declares Quarterly Dividend of $0.65 Per Share

    Piper Sandler Companies (NYSE:PIPR) has released its most recent financial results. The complete earnings release can be found on the firm's website at pipersandler.com/earnings Join the earnings conference call on Friday, May 2, 2025 at 7:00 a.m. CT. Dial-in: 888 394-8218 (in the U.S.) or +1 773 305-6853 (outside the U.S.) Passcode: 9183623 Access the conference call audio webcast. A playback of the call will be available at pipersandler.com/earnings approximately three hours after the event. ABOUT PIPER SANDLER Piper Sandler Companies (NYSE:PIPR) is a leading investment bank driven to help clients Realize the Power of Partnership®. Securities brokerage and investment banking servic

    5/2/25 7:00:00 AM ET
    $PIPR
    Investment Bankers/Brokers/Service
    Finance

    $PIPR
    Large Ownership Changes

    This live feed shows all institutional transactions in real time.

    View All

    SEC Form SC 13G/A filed by Piper Sandler Companies (Amendment)

    SC 13G/A - PIPER SANDLER COMPANIES (0001230245) (Subject)

    2/13/24 5:12:08 PM ET
    $PIPR
    Investment Bankers/Brokers/Service
    Finance

    SEC Form SC 13G/A filed by Piper Sandler Companies (Amendment)

    SC 13G/A - PIPER SANDLER COMPANIES (0001230245) (Subject)

    2/9/23 11:30:21 AM ET
    $PIPR
    Investment Bankers/Brokers/Service
    Finance

    SEC Form SC 13G/A filed by Piper Sandler Companies (Amendment)

    SC 13G/A - PIPER SANDLER COMPANIES (0001230245) (Subject)

    7/11/22 1:13:14 PM ET
    $PIPR
    Investment Bankers/Brokers/Service
    Finance