| UNITED STATES | |
| SECURITIES AND EXCHANGE COMMISSION | |
| Washington, D.C. 20549 | |
| Notice of Effectiveness | |
| Effectiveness Date: | October 20, 2021 |
| Accession Number: | 0001109546-21-000041 | ||||||
| Submission Type: | POS AM | ||||||
| |||||||
| UNITED STATES | |
| SECURITIES AND EXCHANGE COMMISSION | |
| Washington, D.C. 20549 | |
| Notice of Effectiveness | |
| Effectiveness Date: | October 20, 2021 |
| Accession Number: | 0001109546-21-000041 | ||||||
| Submission Type: | POS AM | ||||||
| |||||||
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Keefe Bruyette upgraded Pacific Mercantile Bancorp from Mkt Perform to Outperform and set a new price target of $12.00