As filed with the Securities and Exchange Commission on July 21, 2026

Registration No. 333-276173

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Post-Effective Amendment No. 3

FORM S-1 ON FORM S-3

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

Aeries Technology, Inc.

(Exact name of registrant as specified in its charter)

Cayman Islands

98-1587626

(State or other jurisdiction of

incorporation or organization)

(I.R.S. Employer

Identification No.)

60 Paya Lebar Road, #08-13

Paya Lebar Square

Singapore 409051

(919) 228-6404

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

Bhisham (Ajay) Khare

Chief Executive Officer

Aeries Technology, Inc.

P.O. Box 309
Ugland House, South Church Street,

George Town, Grand Cayman KY1-1104

(919) 228-6404

(Name, address, including zip code, and telephone number, including area code, of agent for service)

Copies to:

Julie Rizzo
Jeffrey Pititto
K&L Gates LLP
301 Hillsborough Street
Suite 1200
Raleigh, North Carolina 27603
Tel: (919) 743-7336

Approximate date of commencement of proposed sale to the public: Not Applicable.

If the only securities being registered on this Form are being offered pursuant to dividend or interest reinvestment plans, please check the following box: ☐

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box: ☒

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐

If this Form is a registration statement pursuant to General Instruction I.D. or a post-effective amendment thereto that shall become effective upon filing with the Commission pursuant to Rule 462(e) under the Securities Act, check the following box. ☐

If this Form is a post-effective amendment to a registration statement filed pursuant to General Instruction I.D. filed to register additional securities or additional classes of securities pursuant to Rule 413(b) under the Securities Act, check the following box. ☐

Large accelerated filer	☐	Accelerated filer	☐
Non-accelerated filer	☒	Smaller reporting company	☒
		Emerging growth company	☒

ABOUT THIS PROSPECTUS		1
FORWARD-LOOKING STATEMENTS		2
SUMMARY OF THE PROSPECTUS		3
THE OFFERING		4
RISK FACTORS		5
USE OF PROCEEDS		6
DETERMINATION OF OFFERING PRICE		7
SELLING SECURITYHOLDERS		8
DESCRIPTION OF OUR SECURITIES		12
UNITED STATES FEDERAL INCOME TAX CONSIDERATION FOR U.S. HOLDERS		31
PLAN OF DISTRIBUTION		38
LEGAL MATTERS		43
EXPERTS		43
TRANSFER AGENT AND REGISTRAR		43
WHERE YOU CAN FIND MORE INFORMATION		44
INCORPORATION BY REFERENCE		45

Class A ordinary shares offered by us		3,842,870 Class A ordinary shares issuable upon exercise of exchange rights and exercise of Warrants.

Class A ordinary shares offered by the Selling Securityholders		6,506,287 Class A ordinary shares.

Warrants offered by the Selling Securityholders		9,527,810 Private Placement Warrants.

Class A ordinary shares outstanding prior to this offering		5,635,035 Class A ordinary shares (as of July 16, 2026).

Warrants outstanding prior to this Offering		21,027,801 Warrants (as of July 16, 2026).

Exercise price per Warrant Share		$92.00.

Use of proceeds		We will not receive any proceeds from the issuance of Exchanged Shares. We will not receive any proceeds from the sale of Class A ordinary shares or Warrants by the Selling Securityholders pursuant to this prospectus. The Selling Securityholders will determine when and how they will dispose of any Class A ordinary shares or Warrants registered under this prospectus for resale. We will receive proceeds from the exercise of the Warrants (if any) for cash, but not from the sale of the Class A ordinary shares issuable upon such exercise. Our Warrants are exercisable in multiples of eight for Warrant Share at a price of $92.00 per share, which means that the Warrants are currently out of the money. Therefore, there is a high likelihood that the warrant holders will not exercise their Warrants unless the market price of our Class A ordinary shares increases above the exercise price of the Warrants. Unless we inform you otherwise in a prospectus supplement or free writing prospectus, we intend to use the net proceeds from the exercise of such Warrants for general corporate purposes.

Risk factors		You should carefully read the “Risk Factors” beginning on page 5 and the other information included in this prospectus for a discussion of factors you should consider carefully before deciding to invest in our Class A ordinary shares or Warrants.

Nasdaq symbol for our Class A ordinary shares		“AERT”

Nasdaq symbol for our Warrants		“AERTW”

	Before the Offering				Number of Securities Being Offered				After the Offering
	Number of Class A ordinary shares		Number of Warrants		Class A ordinary shares Offered Hereby		Warrants Offered Hereby		Number of Class A ordinary shares		Percentage of Outstanding Class A ordinary shares			Number of Warrants
Venu Raman Kumar⁽¹⁾		2,807,638		-		2,807,500		-		138		*			-
Innovo Consultancy DMCC⁽²⁾		704,817		-		704,817		-		-		-			-
Sudhir Appukuttan Panikassery⁽³⁾		1,398,688		-		754,812		-		643,876		10.1	%		-
Bhisham Khare⁽⁴⁾		544,828		-		106,398		-		438,430		7.5	%		-
Unikrishnan Balakrishnan Nambiar⁽⁵⁾		264,636		-		212,811		-		51,825		*			-
Daniel S. Webb⁽⁶⁾		120,371		-		70,000		-		50,371		*			-
TVGCP5 LLC⁽⁷⁾		637,572		4,680,572		637,572		4,680,572		-		-			-
TCP1 LLC⁽⁸⁾		637,572		4,680,572		637,572		4,680,572		-		-			-
Lynne M. Laube⁽⁹⁾		23,958		166,666		23,958		166,666		-		-			-
Tanner Ainge⁽¹⁰⁾		19,375		100,000		3,125		-		16,250		*			100,000
David V. Crowder and Alisyn Y. Crowder Trustees UAD 6/30/99⁽¹¹⁾		3,125		-		3,125		-		-		-			-
Atlas Private Holdings (Cayman) Ltd.⁽¹²⁾		15,625		-		15,625		-		-		-			-
CaaS Capital Management LP⁽¹³⁾		4,243		-		4,243		-		-		-			-
Meteora Capital Partners, LP⁽¹⁴⁾		7,227		-		7,227		-		-		-			-
Magnetar Constellation Master Fund, Ltd⁽¹⁵⁾		4,006		-		4,006		-		-		-			-
Magnetar Constellation Fund II, Ltd⁽¹⁵⁾		1,285		-		1,285		-		-		-			-

*	Represents beneficial ownership of less than 1%.
(1)	The Class A ordinary share count includes (i) 138 Class A ordinary shares, (ii) ‌2,667,125 Exchanged Shares and (iii) 140,375 Class A ordinary shares issuable upon the full exercise of exchange rights pursuant to the ‌AARK Exchange Agreement. The Selling Securityholder served as the Non-Executive Chairman of ATG until the Closing and has since been serving as the Chairman of the Board and a Director of ATI. The address of the Selling Securityholder is 60 Paya Lebar Road, #08-13, Paya Lebar Square, Singapore.
(2)	The business address of Innovo Consultancy DMCC is Unit No: 1874, DMCC Business Centre, Level No 1, Jewellery & Gemplex 3, PO Box 62693, Dubai, United Arab Emirates. Venu Raman Kumar, the Chairman of the Board, is the sole beneficial owner of Innovo, and as such is deemed to have beneficial ownership of the Class A ordinary shares held directly by Innovo.
(3)	The Selling Shareholder passed away on September 19, 2025. The Class A ordinary share count includes ‌(i) 754,812 Class A ordinary shares issuable upon the full exercise of exchange rights pursuant to the ‌ATG Exchange Agreement and (ii) 643,876 Class A ordinary shares currently held by the estate of Mr. Panikassery. Mr. Panikassery served as the Chief Executive Officer of ATG until the Closing and served as a Member of the Board of the Company until his death. The address of the Selling Securityholder is 60 Paya Lebar Road, #08-13, Paya Lebar Square, Singapore.
(4)	The Class A ordinary share count includes (a) ‌106,398 Exchanged Shares, (b) 207,032 Class A ordinary shares, (c) 125,000 Class A ordinary shares issuable upon the exercise of Share Options and (d) 106,398 Class A ordinary shares issuable upon the exercise of exchange rights pursuant to the ‌ATG Exchange Agreement. The Selling Securityholder currently serves as the Chief Executive Officer and as a Director of the Company. The address of the Selling Securityholder is 60 Paya Lebar Road, #08-13, Paya Lebar Square, Singapore.
(5)	The Class A ordinary share count includes 212,811 Class A ordinary shares issuable upon the full exercise of exchange rights pursuant to the ‌ATG Exchange Agreement. The Selling Securityholder served as the Chief Technology Officer of ATG until the Closing and served as the Chief Technology Officer of ATI until March 2026. The address of the Selling Securityholder is 60 Paya Lebar Road, #08-13, Paya Lebar Square, Singapore.
(6)	The address of the Selling Securityholder is 789 E 500 N, Orem, UT 84097.

(18)	Tenor Capital Management Company, L.P. (“Tenor Capital”) serves as the controlling entity of the Selling Securityholder. Robin Shah serves as the managing member of Tenor Management GP, LLC, the general partner of Tenor Capital. By virtue of these relationships, Robin Shah may be deemed to have shared voting and dispositive power with respect to the Class A ordinary shares owned directly by the Selling Securityholder. Each of the parties in this footnote disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest the party may have therein. The address of the Selling Securityholder is P.O. Box 10250, Grand Pavilion Commercial Center, Suite #7, 802 West Bay Road, Grand Cayman KY1-1003 Cayman Islands.
(19)	Fir Tree Capital Management, LP is the Investment Manager of the Selling Securityholder. The Class A ordinary shares (before the offering) are controlled by Clinton Biondo and David Sultan, who, as managing partners of the investment manager of the Selling Securityholder, have voting and investment power over the reported securities. The address of the Selling Securityholder is 89 Nexus Way, Camana Bay, Grand Cayman KY1-1205.
(20)	Fir Tree Capital Management, LP is the investment manager of the Selling Securityholder. The Class A ordinary shares (before the offering) are controlled by Clinton Biondo and David Sultan, who, as managing partners of the investment manager of the Selling Securityholder, have voting and investment power over the reported securities. The address of the Selling Securityholder is 500 Fifth Ave, 9th Floor, New York, NY 10110.
(21)	Fir Tree Capital Management, LP is the SubAdvisor of the Selling Securityholder. The Class A ordinary shares (before the offering) are controlled by Clinton Biondo and David Sultan, who, as managing partners of the SubAdvisor of the Selling Securityholder, have voting and investment power over the reported securities. The address of the Selling Securityholder is C/O PRIM Board 84 State St, Suite 250, Boston MA 02109.
(22)	Consists of 1,602,500 Class A ordinary shares allocated to investors managed by Sandia Investment Management LP (“Sandia”). Sandia Investment Management LLC is the general partner of Sandia. Tim Sichler serves as Founder & CIO of the general partner of Sandia, and in such capacity may be deemed to be the beneficial owner having shared voting power and shared investment power over the securities described in this footnote. The business address of these entities and Mr. Sichler is 201 Washington Street, Boston, MA 02108.
(23)	Perga Capital Management LP is the general partner of the Selling Securityholder. The Class A ordinary shares (before the offering) are controlled by Jonathan Hoke and Alex Sharp, who, as managing members of the general partner of the Selling Securityholder, have voting and investment power over the reported securities. The address of the Selling Securityholder is 1000 Biscayne Blvd, Miami, FL 33132.
(24)	The Selling Securityholder is beneficially owned by YA Global Investments II (U.S.), LP (the “YA Feeder”). Yorkville Advisors Global, LP (the “YA Advisor”) is the investment manager to the Selling Securityholder. Yorkville Advisors Global II, LLC (the “YA Advisor GP”) is the general partner to the YA Advisor. YAII GP, LP (the “YA GP”) is the general partner to the YA Feeder. YAII GP II, LLC (the “Yorkville GP”) is the general partner to the YA GP. Mark Angelo controls the shares and makes the investment decisions on behalf of the Selling Securityholder. The address of the Selling Securityholder is 1012 Springfield Avenue, Mountainside, NJ 07092.

	Fair Market Value of Class A Ordinary Shares
Redemption Date (period to expiration of warrants)	≤80.00		88.00		96.00		104.00		112.00		120.00		128.00		136.00		≥144.00
60 months		0.032625		0.035125		0.037125		0.038875		0.040500		0.042125		0.043500		0.044750		0.045125
57 months		0.032125		0.034625		0.036750		0.038750		0.040500		0.042125		0.043500		0.044750		0.045125
54 months		0.031500		0.034000		0.036375		0.038375		0.040250		0.041875		0.043375		0.044625		0.045125
51 months		0.030750		0.033500		0.035875		0.038000		0.040000		0.041625		0.043250		0.044625		0.045125
48 months		0.030125		0.032875		0.035375		0.037625		0.039625		0.041500		0.043000		0.044500		0.045125
45 months		0.029375		0.032250		0.034875		0.037250		0.039375		0.041250		0.042875		0.044500		0.045125
42 months		0.028500		0.031500		0.034250		0.036750		0.039000		0.041000		0.042750		0.044375		0.045125
39 months		0.027625		0.030750		0.033625		0.036250		0.038625		0.040625		0.042500		0.044250		0.045125
36 months		0.026625		0.029875		0.032875		0.035625		0.038125		0.040375		0.042375		0.044125		0.045125
33 months		0.025625		0.029000		0.032125		0.035000		0.037625		0.040000		0.042125		0.044000		0.045125
30 months		0.024500		0.028000		0.031250		0.034250		0.037125		0.039500		0.041875		0.043875		0.045125
27 months		0.023125		0.026750		0.030250		0.033500		0.036375		0.039125		0.041500		0.043750		0.045125
24 months		0.021625		0.025500		0.029125		0.032500		0.035625		0.038500		0.041125		0.043500		0.045125
21 months		0.020125		0.024125		0.027875		0.031500		0.034875		0.038000		0.040750		0.043375		0.045125
18 months		0.018250		0.022375		0.026375		0.030250		0.033875		0.037250		0.040250		0.043125		0.045125
15 months		0.016250		0.020500		0.024625		0.028750		0.032750		0.036375		0.039625		0.042750		0.045125
12 months		0.013875		0.018250		0.022625		0.027000		0.031250		0.035250		0.039000		0.042375		0.045125
9 months		0.011250		0.015625		0.020250		0.024875		0.029625		0.034000		0.038125		0.042000		0.045125
6 months		0.008125		0.012375		0.017125		0.022250		0.027375		0.032375		0.037000		0.041375		0.045125
3 months		0.004250		0.008125		0.013000		0.018750		0.024625		0.030375		0.035750		0.040750		0.045125
0 months		-		-		0.00525		0.014375		0.022375		0.029125		0.035125		0.040375		0.045125

Securities and Exchange Commission registration fee	$	55,119.93
Accounting fees and expenses		100,000
Legal fees and expenses		750,000
Financial printing and miscellaneous expenses		40,000
Total	$	945,119.93

Exhibit No.		Description
2.1†		Business Combination Agreement, dated as of March 11, 2023, by and among Worldwide Webb Acquisition Corp., WWAC Amalgamation Sub Pte. Ltd. and Aark Singapore Pte. Ltd. (incorporated by reference to Exhibit 2.1 to the Company’s current report on Form 8-K filed with the SEC on March 13, 2023).
2.2		Amendment No. 1 to Business Combination Agreement, dated June 30, 2023, by and among Worldwide Webb Acquisition Corp., WWAC Amalgamation Sub Pte. Ltd. and Aark Singapore Pte. Ltd. (incorporated by reference to Exhibit 2.1 to the Company’s current report on Form 8-K filed with the SEC on July 5, 2023).
2.3		Amendment No. 2 to Business Combination Agreement, dated October 9, 2023, by and among Worldwide Webb Acquisition Corp., WWAC Amalgamation Sub Pte. Ltd. and Aark Singapore Pte. Ltd. (incorporated by reference to Exhibit 2.1 to the Company’s current report on Form 8-K filed with the SEC on October 10, 2023).
2.4		Amendment No. 3 to Business Combination Agreement, dated as of October 29, 2023, by and among Worldwide Webb Acquisition Corp., WWAC Amalgamation Sub Pte. Ltd. and Aark Singapore Pte. Ltd. (incorporated by reference to Exhibit 2.1 to the Company’s current report on Form 8-K filed with the SEC on October 30, 2023).
3.1		Third Amended & Restated Memorandum and Articles of Association of Aeries Technology, Inc. (incorporated by reference to Exhibit 3.1 to the Current Report on Form 8-K filed with the SEC on June 12, 2026)
4.1		Specimen Class A Ordinary Share Certificate (incorporated by reference to Exhibit 4.2 to the Company’s registration statement on Form S-1 filed with the SEC on October 13, 2021)
4.2		Warrant Agreement, dated October 22, 2021, between the Company and Continental Stock Transfer & Trust Company, as warrant agent (incorporated by reference to Exhibit 4.1 to the Company’s current report on Form 8-K filed with the SEC on October 25, 2021).
4.3		Specimen Warrant Certificate (included in Exhibit 4.2 herein).
4.4		Warrant Adjustment Notice, dated June 12, 2026 (incorporated by reference to Exhibit 4.1 to the Company’s current report on Form 8-K filed with the SEC on June 12, 2026).
5.1**		Opinion of Maples & Calder (Cayman) LLP regarding the validity of the securities being registered.
5.2**		Opinion of K&L Gates LLP.
10.1		Letter Agreement, dated October 22, 2021, among the Company, its officers and directors and Worldwide Webb Acquisition Sponsor LLC (incorporated by reference to the Exhibit 10.1 to the Company’s current report on Form 8-K filed with the SEC on October 25, 2021).
10.2		Letter Agreement Amendment, April 10, 2023 among the Company, its officers and directors and Worldwide Webb Acquisition Sponsor LLC (incorporated by reference to the Exhibit 10.3 to the Company’s current report on Form 8-K filed with the SEC on April 12, 2023).
10.3		Letter Agreement Amendment, dated as of October 26, 2023 (incorporated by reference to the Exhibit 10.2 to the Company’s current report on Form 8-K filed with the SEC on October 30, 2023).
10.4		Registration Rights Agreement, dated October 22, 2021, among the Company and certain security holders named therein (incorporated by reference to the Exhibit 10.3 to the Company’s current report on Form 8-K filed with the SEC on October 25, 2021).
10.5		Registration Rights Agreement Amendment, dated as of October 26, 2023 among the Company and certain security holders named therein (incorporated by reference to the Exhibit 10.3 to the Company’s current report on Form 8-K filed with the SEC on October 30, 2023).
10.6		Form of Investment Agreement among the Registrant, Worldwide Webb Acquisition Sponsor LLC and the anchor investors (incorporated by reference to Exhibit 10.10 to the Company’s registration statement on Form S-1 filed with the SEC on October 13, 2021).
10.7		Form of Investment Agreement Amendment (incorporated by reference to Exhibit 10.1 to the Company’s current report on Form 8-K filed with the SEC on April 12, 2023).
10.8		Form of Investment Agreement Amendment (incorporated by reference to Exhibit 10.1 to the Company’s current report on Form 8-K filed with the SEC on October 30, 2023).
10.9		Form of Non-Redemption Agreement (incorporated by reference to Exhibit 10.1 to the Company’s current report on Form 8-K filed with the SEC on April 3, 2023).

10.10		Form of Non-Redemption Agreement (incorporated by reference to Exhibit 10.1 to the Company’s current report on Form 8-K filed with the SEC on October 11, 2023).
10.11		Share Purchase Agreement dated March 20, 2020 by and between Aeries Technology Products and Strategies Private Limited, Aeries Technology Group Business Accelerators Private Limited and Stratus Technologies Private Limited (incorporated by reference to Exhibit 10.15 to the Company’s registration statement on Form S-4 filed with the SEC on October 11, 2023).
10.12		Share Purchase Agreement dated March 20, 2020, by and between Aeries Technology Products and Strategies Private Limited, Aeries Technology Group Business Accelerators Private Limited and Aeries Technology Solutions, Inc. (incorporated by reference to Exhibit 10.16 to the Company’s registration statement on Form S-4 filed with the SEC on October 11, 2023).
10.13		Exchange Agreement by and among Aeries Technology, Inc., Aeries Technology Group Business Accelerators Private Limited and certain security holders named therein (incorporated by reference to Exhibit 10.25 to the Company’s current report on Form 8-K filed with the SEC on November 13, 2023).
10.14		Exchange Agreement by and among Aeries Technology, Inc., Aark Singapore Pte. Ltd. and certain security holders named therein (incorporated by reference to Exhibit 10.26 to the Company’s current report on Form 8-K filed with the SEC on November 13, 2023)
10.15		Form of Forward Purchase Agreement (incorporated by reference to Exhibit 10.1 to the Company’s current report on Form 8-K filed with the SEC on November 3, 2023).
10.16		Form of Forward Purchase Agreement Amendment (incorporated by reference to Exhibit 10.2 to the Company’s current report on Form 8-K filed with the SEC on November 6, 2023).
10.17		Amended Forward Purchase Agreement, dated November 27, 2024, by and between Aeries Technology, Inc. and Sandia Investment Management LP (incorporated by reference to Exhibit 10.1 to the Company’s current report on Form 8-K filed with the SEC on December 4, 2024).
10.18		Form of Subscription Agreement (incorporated by reference to Exhibit 10.3 to the Company’s current report on Form 8-K filed with the SEC on November 6, 2023).
10.19		Form of Non-Redemption Agreement (incorporated by reference to Exhibit 10.2 to the Company’s current report on Form 8-K filed with the SEC on November 3, 2023).
10.20		Share Subscription Agreement, dated April 8, 2024, by and between Aeries Technology Inc. and Oyster Bay Fund Limited (incorporated by reference to Exhibit 10.1 to the Company’s current report on Form 8-K filed with the SEC on April 12, 2024).
10.21		Letter Agreement, dated September 16, 2025, between Aeries Technology, Inc. and Sandia Investment Management LP (incorporated by reference to Exhibit 10.1 to the Company’s current report on Form 8-K filed with the SEC on September 16, 2025).
10.22		Amendment No. 1 to Letter Agreement, dated December 31, 2025, between Aeries Technology, Inc. and Sandia Investment Management LP (incorporated by reference to Exhibit 10.1 to the Company’s current report on Form 8-K filed with the SEC on January 7, 2026).
10.23		Amendment No. 2 to Letter Agreement, dated January 22, 2026, between Aeries Technology, Inc. and Sandia Investment Management LP (incorporated by reference to Exhibit 10.1 to the Company’s current report on Form 8-K filed with the SEC on January 28, 2026).
23.1*		Consent of Manohar Chowdhry & Associates.
23.2**		Consent of Maples & Calder (Cayman) LLP (included in Exhibit 5.1).
23.3**		Consent of K&L Gates LLP (included in Exhibit 5.2).
24.1**		Power of Attorney (included on signature page to initial filing of registration statement)

	Before the Offering				Number of Securities Being Offered				After the Offering
	Number of Class A ordinary shares		Number of Warrants		Class A ordinary shares Offered Hereby		Warrants Offered Hereby		Number of Class A ordinary shares		Percentage of Outstanding Class A ordinary shares			Number of Warrants
Magnetar Structured Credit Fund, LP⁽¹⁵⁾		1,473		-		1,473		-		-		-			-
Magnetar Xing He Master Fund Ltd⁽¹⁵⁾		1,567		-		1,567		-		-		-			-
Magnetar SC Fund Ltd⁽¹⁵⁾		1,049		-		1,049		-		-		-			-
Purpose Alternative Credit Fund Ltd⁽¹⁵⁾		719		-		719		-		-		-			-
Purpose Alternative Credit Fund - T LLC⁽¹⁵⁾		248		-		248		-		-		-			-
Magnetar Lake Credit Fund LLC⁽¹⁵⁾		1,438		-		1,438		-		-		-			-
Magnetar Capital Master Fund Ltd⁽¹⁵⁾		210		-		210		-		-		-			-
Magnetar Discovery Master Fund Ltd⁽¹⁵⁾		143		-		143		-		-		-			-
Magnetar Systematic Multi-Strategy Master Fund Ltd⁽¹⁵⁾		328		-		328		-		-		-			-
Sea Otter Trading, LLC⁽¹⁶⁾		219,813		-		182,313		-		37,500		*			-
DS Liquid DIV RVA SCM LLC⁽¹⁷⁾		13,937		90,863		13,937		-		-		-			-
MAP 214 Segregated Portfolio, a segregated portfolio of LMA SPC⁽¹⁷⁾		14,005		78,290		14,005		-		-		-			-
Shaolin Capital Partners Master Fund Ltd.⁽¹⁷⁾		26,919		175,977		26,919		-		-		-			-
Tenor Opportunity Master Fund, Ltd.⁽¹⁸⁾		105,469		750,000		105,469		-		-		-			-
Fir Tree Value Master Fund, LP⁽¹⁹⁾		211		-		211		-		-		-			-
Fir Tree Capital Opportunity Master Fund, LP⁽¹⁹⁾		115		-		115		-		-		-			-
Fir Tree Capital Opportunity Master Fund III, LP⁽¹⁹⁾		192		-		192		-		-		-			-
FT SOF XIII (SPAC) Holdings, LLC⁽²⁰⁾		2,105		-		2,105		-		-		-			-
BOSTON PATRIOT MERRIMACK ST. LLC⁽²¹⁾		7,816		-		7,816		-		-		-			-
Sandia Investment Management LP⁽²²⁾		226,508		-		57,020		-		169,488		3.0	%		-
Perga Capital Partners, LP⁽²³⁾		5,219		-		5,219		-		-		-			-
YA II PN, Ltd.⁽²⁴⁾		125,000		-		120,209		-		4,792		*			-

†	Certain of the exhibits and schedules to this exhibit have been omitted in accordance with Regulation S-K Item 601(b)(2). The Registrant agrees to furnish supplementally a copy of all omitted exhibits and schedules to the SEC upon its request.
*	Filed herewith.
**	Previously filed.

	AERIES TECHNOLOGY, INC.

	By:	/s/ Bhisham (Ajay) Khare
	Name:	Bhisham (Ajay) Khare
	Title:	Chief Executive Officer and Director

Signature		Title

/s/ Bhisham (Ajay) Khare		Chief Executive Officer and Director
Bhisham (Ajay) Khare		(Principal Executive Officer, Principal Financial Officer and Principal Accounting Officer)

/s/ Venu Raman Kumar		Director and Chairman of the Board
Venu Raman Kumar

/s/ Alok Kochhar		Director
Alok Kochhar

/s/ Biswajit Dasgupta		Director
Biswajit Dasgupta

/s/ Nina B. Shapiro		Director
Nina B. Shapiro