SEC Form SC 13G/A filed by LiveOne Inc. (Amendment)

11/10/21 12:24:23 PM ET

Restaurants

Consumer Discretionary

Get the next $LVO alert in real time by email

SC 13G/A 1 filing.txt SCHEDULE 13G Amendment No. 5 LIVEONE INC COMMON STOCK Cusip #53814X102 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [x] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) Cusip #53814X102 Item 1: Reporting Person - FMR LLC Item 2: (a) [ ] (b) [ ] Item 4: Delaware Item 5: 0 Item 6: 0 Item 7: 6,903,364 Item 8: 0 Item 9: 6,903,364 Item 11: 8.706% Item 12: HC Cusip #53814X102 Item 1: Reporting Person - Abigail P. Johnson Item 2: (a) [ ] (b) [ ] Item 4: United States of America Item 5: 0 Item 6: 0 Item 7: 6,903,364 Item 8: 0 Item 9: 6,903,364 Item 11: 8.706% Item 12: IN Cusip #53814X102 Item 1: Reporting Person - Fidelity Puritan Fund Item 2: (a) [ ] (b) [ ] Item 4: Massachusetts Item 5: 6,777,637 Item 6: 0 Item 7: 0 Item 8: 0 Item 9: 6,777,637 Item 11: 8.548% Item 12: IV Item 1(a). Name of Issuer: LIVEONE INC Item 1(b). Address of Issuer's Principal Executive Offices: 9200 SUNSET BOULEVARD, SUITE #1201 WEST HOLLYWOOD, CA 90069 USA Item 2(a). Name of Person Filing: FMR LLC Item 2(b). Address or Principal Business Office or, if None, Residence: 245 Summer Street, Boston, Massachusetts 02210 Item 2(c). Citizenship: Not applicable Item 2(d). Title of Class of Securities: COMMON STOCK Item 2(e). CUSIP Number: 53814X102 Item 3. This statement is filed pursuant to Rule 13d-1(b) or 13d-2(b) or (c) and the person filing, FMR LLC, is a parent holding company in accordance with Section 240.13d-1(b)(1)(ii)(G). (Note: See Exhibit A). Item 4. Ownership (a) Amount Beneficially Owned: 6,903,364 (b) Percent of Class: 8.706% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 0 (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 6,903,364 (iv) shared power to dispose or to direct the disposition of: 0 Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. One or more other persons are known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the COMMON STOCK of LIVEONE INC. No one other person's interest in the COMMON STOCK of LIVEONE INC is more than five percent of the total outstanding COMMON STOCK. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. See attached Exhibit A. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certifications. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. November 9, 2021 Date /s/ Kevin M. Meagher Signature Kevin M. Meagher Duly authorized under Power of Attorney effective as of September 28, 2018, by and on behalf of FMR LLC and its direct and indirect subsidiaries* * This power of attorney is incorporated herein by reference to Exhibit 24 to the Schedule 13G filed by FMR LLC on October 9, 2018, accession number: 0000315066-18-002414. Exhibit A Pursuant to the instructions in Item 7 of Schedule 13G, the following table lists the identity and Item 3 classification, if applicable, of each relevant entity that beneficially owns shares of the security class being reported on this Schedule 13G. Entity ITEM 3 Classification Fidelity Management & Research Company LLC * IA * Entity beneficially owns 5% or greater of the outstanding shares of the security class being reported on this Schedule 13G. Abigail P. Johnson is a Director, the Chairman and the Chief Executive Officer of FMR LLC. Members of the Johnson family, including Abigail P. Johnson, are the predominant owners, directly or through trusts, of Series B voting common shares of FMR LLC, representing 49% of the voting power of FMR LLC. The Johnson family group and all other Series B shareholders have entered into a shareholders' voting agreement under which all Series B voting common shares will be voted in accordance with the majority vote of Series B voting common shares. Accordingly, through their ownership of voting common shares and the execution of the shareholders' voting agreement, members of the Johnson family may be deemed, under the Investment Company Act of 1940, to form a controlling group with respect to FMR LLC. Neither FMR LLC nor Abigail P. Johnson has the sole power to vote or direct the voting of the shares owned directly by the various investment companies registered under the Investment Company Act ("Fidelity Funds") advised by Fidelity Management & Research Company LLC ("FMR Co. LLC"), a wholly owned subsidiary of FMR LLC, which power resides with the Fidelity Funds' Boards of Trustees. FMR Co. LLC carries out the voting of the shares under written guidelines established by the Fidelity Funds' Boards of Trustees. This filing reflects the securities beneficially owned, or that may be deemed to be beneficially owned, by FMR LLC, certain of its subsidiaries and affiliates, and other companies (collectively, the "FMR Reporters"). This filing does not reflect securities, if any, beneficially owned by certain other companies whose beneficial ownership of securities is disaggregated from that of the FMR Reporters in accordance with Securities and Exchange Commission Release No. 34-39538 (January 12, 1998). RULE 13d-1(k)(1) AGREEMENT The undersigned persons, on November 9, 2021, agree and consent to the joint filing on their behalf of this Schedule 13G in connection with their beneficial ownership of the COMMON STOCK of LIVEONE INC at October 29, 2021. FMR LLC By /s/ Kevin M. Meagher Kevin M. Meagher Duly authorized under Power of Attorney effective as of September 28, 2018, by and on behalf of FMR LLC and its direct and indirect subsidiaries* Abigail P. Johnson By /s/ Kevin M. Meagher Kevin M. Meagher Duly authorized under Power of Attorney effective as of September 30, 2018, by and on behalf of Abigail P. Johnson* Fidelity Puritan Fund By /s/ Kevin M. Meagher Kevin M. Meagher Duly authorized under Power of Attorney* * This power of attorney is incorporated herein by reference to Exhibit 24 to the Schedule 13G filed by FMR LLC on October 9, 2018, accession number: 0000315066-18-002414.

Get the next $LVO alert in real time by email

Date

Price Target

Rating

Analyst

4/14/2023

$2.80

Buy

ROTH MKM

SEC Form SC 13G/A filed by LiveOne Inc. (Amendment)

11/10/21 12:24:23 PM ET

$LVO

Restaurants

Consumer Discretionary

Get the next $LVO alert in real time by email

Date

Price Target

Rating

Analyst

4/14/2023

$2.80

Buy

ROTH MKM

SEC Form SC 13G/A filed by LiveOne Inc. (Amendment)

Crush Q3 2025 with the Best AI Superconnector

Recent Analyst Ratings for
$LVO

SEC Form SC 13G/A filed by LiveOne Inc. (Amendment)

Crush Q3 2025 with the Best AI Superconnector

Recent Analyst Ratings for
$LVO

$LVO
SEC Filings

LiveOne Inc. filed SEC Form 8-K: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

LiveOne Inc. filed SEC Form 8-K: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

LiveOne Inc. filed SEC Form 8-K: Leadership Update, Submission of Matters to a Vote of Security Holders

$LVO
Insider Trading

CEO & Chairman Ellin Robert S converted options into 1,500,000 shares (SEC Form 4)

New insider Carhart Ryan claimed ownership of 30,041 shares (SEC Form 3)

Director Wachsberger Patrick D converted options into 60,510 shares (SEC Form 4)

$LVO
Press Releases

LiveOne (Nasdaq: LVO) to Stream BKFC Ice Wars 3: Bare Knuckle Brawls LIVE from Amerant Bank Arena to Fans in Over 200 Countries

PodcastOne (NASDAQ: PODC) Releases Preliminary Record Adjusted EBITDA* for Q2 Fiscal 2026

LiveOne (Nasdaq: LVO) Issues Stockholder Letter

$LVO
Analyst Ratings

ROTH MKM initiated coverage on LiveOne with a new price target

$LVO
Financials

LiveOne (Nasdaq: LVO) to Stream BKFC Ice Wars 3: Bare Knuckle Brawls LIVE from Amerant Bank Arena to Fans in Over 200 Countries

PodcastOne (NASDAQ: PODC) Releases Preliminary Record Adjusted EBITDA* for Q2 Fiscal 2026

PodcastOne (NASDAQ: PODC) Raises Fiscal 2026 Adjusted EBITDA* Guidance to $4.5-6M on $55-60M Revenues

$LVO
Large Ownership Changes