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    TOMI Environmental Solutions Inc. filed SEC Form 8-K: Other Events, Financial Statements and Exhibits

    7/1/25 4:30:54 PM ET
    $TOMZ
    Major Chemicals
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    Get the next $TOMZ alert in real time by email
    tomz_8k.htm
    0000314227false00003142272025-07-012025-07-01iso4217:USDxbrli:sharesiso4217:USDxbrli:shares

     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

     

    FORM 8-K

     

    CURRENT REPORT

     

    Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

     

    Date of Report (Date of earliest event reported): July 1, 2025

     

    TOMI ENVIRONMENTAL SOLUTIONS, INC.

    (Exact name of registrant as specified in its charter)

     

    Florida

     

    000-09908

     

    59-1947988

    (State or other jurisdiction of incorporation)

     

    (Commission File Number)

     

    (I.R.S. Employer Identification No.)

     

    8430 Spires Way

    Frederick, Maryland 21701

    (Address of principal executive offices) (Zip Code)

     

    (800) 525-1698

    (Registrant's telephone number, including area code)

     

    Not Applicable

    (Former name or former address, if changed since last report)

     

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

     

    ☐

    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

    ☐

    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

    ☐

    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

    ☐

    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

     

    Securities registered pursuant to Section 12(b) of the Act:

     

    Title of each class

     

    Trading Symbol(s)

     

    Name of each exchange on which registered

    Common Stock, $0.01 par value per share

     

    TOMZ

     

    Nasdaq Capital Market

     

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

     

    Emerging growth company ☐

     

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

     

     

     

     

    Item 8.01 Other Events.

     

    On July 1, 2025, TOMI Environmental Solution, Inc. (the “Company”) received a letter from the Listing Qualifications Department of the Nasdaq Stock Market (“NASDAQ”) confirming that the Company has regained compliance with NASDAQ’s minimum bid price continuing listing requirement as set forth in Listing Rule 5550(a)(2) and that the matter was now closed. 

     

    Item 9.01 Financial Statements and Exhibits.

     

    (d) Exhibits

     

    See the Exhibit Index below, which is incorporated by reference herein.

     

    Exhibit No.

     

    Description

    99.1

     

    Letter from Nasdaq dated July 1, 2025

    104

     

    Cover Page Interactive Data File (embedded within the Inline XBRL document)

     

     
    2

     

     

    SIGNATURES

     

    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     

     

    TOMI ENVIRONMENTAL SOLUTIONS, INC.

     

     

     

     

     

    Date: July 1, 2025

    By:

    /s/ Halden S. Shane

     

     

     

    Name: Halden S. Shane

     

     

     

    Title: Chief Executive Officer

     

     

     
    3

     

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