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    Trinity Capital Inc. filed SEC Form 8-K: Results of Operations and Financial Condition, Regulation FD Disclosure, Financial Statements and Exhibits

    8/6/25 8:00:38 AM ET
    $TRIN
    Finance: Consumer Services
    Finance
    Get the next $TRIN alert in real time by email
    8-K
    false00017861080001786108trin:Sec7.875NotesDue2029Member2025-08-062025-08-060001786108trin:SevenPointEightSevenFivePercentageNotesDue2029Member2025-08-062025-08-060001786108trin:CommonStockParValue0.001PerShareMember2025-08-062025-08-0600017861082025-08-062025-08-06

     

    UNITED STATES
    SECURITIES AND EXCHANGE COMMISSION
    WASHINGTON, D.C. 20549

     

    FORM 8-K

     

    CURRENT REPORT

    Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

    Date of Report (Date of earliest event reported): August 6, 2025

     

     

    TRINITY CAPITAL INC.

    (Exact name of Registrant as Specified in Its Charter)

     

     

    Maryland

    001-39958

    35-2670395

    (State or Other Jurisdiction
    of Incorporation)

    (Commission File Number)

    (IRS Employer
    Identification No.)

     

     

     

     

     

    1 N. 1st Street

    Suite 302

     

    Phoenix, Arizona

     

    85004

    (Address of Principal Executive Offices)

     

    (Zip Code)

     

    Registrant’s Telephone Number, Including Area Code: (480) 374-5350

     

    Not Applicable

    (Former Name or Former Address, if Changed Since Last Report)

     

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

    ☐

     

    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

    ☐

     

    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

    ☐

     

    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

    ☐

     

    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

    Securities registered pursuant to Section 12(b) of the Act:


    Title of each class

     

    Trading
    Symbol(s)

     


    Name of each exchange on which registered

    Common Stock, par value $0.001 per share

     

    TRIN

     

    Nasdaq Global Select Market

    7.875% Notes Due 2029

     

    TRINZ

     

    Nasdaq Global Select Market

    7.875% Notes Due 2029

     

    TRINI

     

    Nasdaq Global Select Market

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

    Emerging growth company ☒

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

     

     


    Item 2.02 Results of Operations and Financial Condition.

    On August 6, 2025, Trinity Capital Inc. (the “Company”) issued a press release announcing its financial results for the second quarter ended June 30, 2025. Such press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.

    The information in Item 2.02 of this Current Report on Form 8-K, including Exhibit 99.1 furnished herewith, is being furnished and shall not be deemed “filed” for any purpose of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of such Section. The information in this Current Report on Form 8-K shall not be deemed to be incorporated by reference into any filing under the Securities Act of 1933, as amended (the “Securities Act”), or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.


     

    Item 7.01 Regulation FD Disclosure.

    On August 6, 2025, the Company disseminated an earnings presentation to be used in connection with its conference call and live webcast to discuss its second quarter 2025 financial results on August 6, 2025, at 12 p.m. Eastern time. A copy of the earnings presentation is furnished as Exhibit 99.2 to this Current Report on Form 8-K and incorporated into this Item 7.01 by reference.

    The information furnished in this Item 7.01 and Exhibit 99.2 attached hereto is being furnished and shall not be deemed “filed” for any purpose of Section 18 of the Exchange Act, or otherwise subject to the liabilities of such Section, nor shall it be deemed incorporated by reference into any filing under the Securities Act, except as shall be expressly set forth by specific reference in such filing.

     


     

    Item 9.01 Financial Statements and Exhibits

     

    (d) Exhibits

     

    Exhibit Number

     

    Description

    99.1

     

    Earnings Press Release, dated August 6, 2025.

    99.2

     

    Earnings Presentation, dated August 6, 2025.

    104

     

    Cover Page Interactive Data File (embedded within the Inline XBRL document)

     


     

    SIGNATURES

    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     

     

     

    Trinity Capital Inc.

     

     

     

     

    Date:

    August 6, 2025

    By:

    /s/ Kyle Brown

     

     

     

    Kyle Brown
    Chief Executive Officer, President and Chief Investment Officer

     

     


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