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    Zosano Pharma Corporation filed SEC Form 8-K: Leadership Update, Financial Statements and Exhibits

    5/18/22 8:00:32 AM ET
    $ZSAN
    Biotechnology: Pharmaceutical Preparations
    Health Care
    Get the next $ZSAN alert in real time by email
    8-K
    Zosano Pharma Corp false 0001587221 0001587221 2022-05-16 2022-05-16

     

     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

     

     

    FORM 8-K

     

     

    CURRENT REPORT

    Pursuant to Section 13 or 15(d)

    of the Securities Exchange Act of 1934

    Date of report (Date of earliest event reported): May 16, 2022

     

     

    ZOSANO PHARMA CORPORATION

    (Exact name of registrant as specified in its charter)

     

     

     

    Delaware   001-36570   45-4488360
    (State or other jurisdiction
    of incorporation)
     

    (Commission

    File Number)

     

    (I.R.S. Employer

    Identification No.)

    34790 Ardentech Court

    Fremont, CA 94555

    (Address of principal executive offices) (Zip Code)

    (510) 745-1200

    (Registrant’s telephone number, include area code)

    Not applicable

    (Former name or former address, if changed since last report)

     

     

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

     

    ☐

    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

     

    ☐

    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

     

    ☐

    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

     

    ☐

    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

    Securities registered pursuant to Section 12(b) of the Exchange Act:

     

    Title of each class

     

    Trading
    Symbol

     

    Name of each exchange
    on which registered

    Common Stock, $0.0001 par value   ZSAN   The Nasdaq Stock Market

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

    Emerging growth company ☐

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

     

     

     


    Item 5.02

    Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

    On May 16, 2022, Donald J. Kellerman, Vice President, Clinical Development and Medical Affairs of Zosano Pharma Corporation (the “Company”), informed the Company of his decision to retire, effective June 1, 2022.

     

    Item 9.01

    Financial Statements and Exhibits.

     

      (d)

    Exhibits.

     

         Description
    104.1    Cover Page Interactive Data File (embedded within the Inline XBRL document)


    SIGNATURE

    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     

    Date: May 18, 2022       ZOSANO PHARMA CORPORATION
        By:  

    /s/ Christine Matthews

          Christine Matthews
          Chief Financial Officer
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