XFLT · Categories · Form 4

XFLT - SEC Form 4 insider transactions

XAI Octagon Floating Rate & Alternative Income Trust (XFLT) sec form 4 insider transactions - real-time wire coverage filtered to Form 4 only.

Recent Form 4 for XFLT

• 162d
  President & CEO Brombach Theodore J gifted 7,811 units of Common Shares of Beneficial Ownership (SEC Form 4)

  4 - XAI Octagon Floating Rate & Alternative Income Trust (0001703079) (Issuer)
• 162d
  Vice President Spence John Yogi gifted 7,811 units of Common Shares of Beneficial Ownership (SEC Form 4)

  4 - XAI Octagon Floating Rate & Alternative Income Trust (0001703079) (Issuer)
• 162d
  Vice President Flynn Kimberly Ann acquired 3,504 units of Common Shares of Beneficial Interest, increasing direct ownership by 8% to 46,708 units (SEC Form 4)

  4 - XAI Octagon Floating Rate & Alternative Income Trust (0001703079) (Issuer)
• 162d
  Secretary & CLO Mcculloch Benjamin acquired 3,389 units of Common Shares of Beneficial Interest, increasing direct ownership by 42% to 11,491 units (SEC Form 4)

  4 - XAI Octagon Floating Rate & Alternative Income Trust (0001703079) (Issuer)
• 271d
  Trustee Jones Scott C sold $73,119 worth of Common shares of beneficial ownership (13,009 units at $5.62), closing all direct ownership in the company (SEC Form 4)

  4 - XAI Octagon Floating Rate & Alternative Income Trust (0001703079) (Issuer)
• 510d
  President & CEO Brombach Theodore J disposed of 6,052 units of Common Shares of Beneficial Ownership (SEC Form 4)

  4 - XAI Octagon Floating Rate & Alternative Income Trust (0001703079) (Issuer)
• 513d
  Vice President Spence John Yogi disposed of 6,052 units of Common Shares of Beneficial Ownership (SEC Form 4)

  4 - XAI Octagon Floating Rate & Alternative Income Trust (0001703079) (Issuer)
• 513d
  Secretary & CLO Mcculloch Benjamin acquired 2,857 units of Common Shares of Beneficial Ownership, increasing direct ownership by 67% to 7,131 units (SEC Form 4)

  4 - XAI Octagon Floating Rate & Alternative Income Trust (0001703079) (Issuer)
• 513d
  Vice President Flynn Kimberly Ann acquired 3,004 units of Common Shares of Beneficial Ownership, increasing direct ownership by 7% to 43,204 units (SEC Form 4)

  4 - XAI Octagon Floating Rate & Alternative Income Trust (0001703079) (Issuer)
• 748d
  Spence John Yogi gifted 6,000 units of Common Shares of Beneficial Ownership, decreasing direct ownership by 1% to 531,763 units (SEC Form 4)

  4 - XAI Octagon Floating Rate & Alternative Income Trust (0001703079) (Issuer)
• 910d
  Mcculloch Benjamin acquired 2,209 units of Common Shares of Beneficial Interest, increasing direct ownership by 152% to 3,661 units (SEC Form 4)

  4 - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 910d
  Flynn Kimberly Ann acquired 2,400 units of Common Shares of Beneficial Interest, increasing direct ownership by 6% to 40,200 units (SEC Form 4)

  4 - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 1050d
  SEC Form 4 filed by Spence John Yogi

  4 - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 1265d
  SEC Form 4: Spence John Yogi bought $3,165 worth of Common Shares of Beneficial Ownership (500 units at $6.33), increasing direct ownership by 0.10% to 515,997 units

  4 - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 1303d
  SEC Form 4: Brombach Theodore J bought $20,344 worth of Common Shares of Beneficial Ownership (3,050 units at $6.67)

  4 - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 1303d
  SEC Form 4: Spence John Yogi bought $20,344 worth of Common Shares of Beneficial Ownership (3,050 units at $6.67)

  4 - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 1304d
  SEC Form 4: Brombach Theodore J bought $13,275 worth of Common Shares of Beneficial Ownership (2,000 units at $6.64)

  4 - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 1304d
  SEC Form 4: Spence John Yogi bought $13,275 worth of Common Shares of Beneficial Ownership (2,000 units at $6.64)

  4 - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 1309d
  SEC Form 4: Spence John Yogi bought $39,055 worth of Common Shares of Beneficial Ownership (6,000 units at $6.51) (Amendment)

  4/A - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 1309d
  SEC Form 4: Brombach Theodore J bought $39,055 worth of Common Shares of Beneficial Ownership (6,000 units at $6.51) (Amendment)

  4/A - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 1309d
  SEC Form 4: Spence John Yogi bought $39,055 worth of Common Shares of Beneficial Ownership (6,000 units at $6.51)

  4 - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 1309d
  SEC Form 4: Brombach Theodore J bought $39,055 worth of Common Shares of Beneficial Ownership (6,000 units at $6.51)

  4 - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 1309d
  SEC Form 4: Brombach Theodore J bought $25,544 worth of Common Shares of Beneficial Ownership (4,000 units at $6.39) (Amendment)

  4/A - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 1309d
  SEC Form 4: Spence John Yogi bought $25,544 worth of Common Shares of Beneficial Ownership (4,000 units at $6.39) (Amendment)

  4/A - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 1314d
  SEC Form 4: Spence John Yogi bought $25,544 worth of Common Shares of Beneficial Ownership (4,000 units at $6.39)

  4 - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 1314d
  SEC Form 4: Brombach Theodore J bought $25,544 worth of Common Shares of Beneficial Ownership (4,000 units at $6.39)

  4 - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 1356d
  SEC Form 4: Spence John Yogi bought $18,700 worth of Common Shares of Beneficial Ownership (3,000 units at $6.23), increasing direct ownership by 0.59% to 514,280 units

  4 - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 1377d
  SEC Form 4: Spence John Yogi bought $13,970 worth of Common Shares of Beneficial Ownership (2,000 units at $6.99), increasing direct ownership by 0.39% to 510,719 units

  4 - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 1388d
  SEC Form 4: Spence John Yogi bought $21,474 worth of Common Shares of Beneficial Ownership (3,000 units at $7.16), increasing direct ownership by 0.59% to 508,719 units

  4 - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 1521d
  SEC Form 4: Mcculloch Benjamin bought $3,998 worth of Common Shares of Beneficial Ownership (472 units at $8.47), increasing direct ownership by 68% to 1,162 units

  4 - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 1633d
  SEC Form 4: Spence John Yogi bought $34,121 worth of Common Shares of Beneficial Ownership (4,000 units at $8.53), increasing direct ownership by 0.82% to 490,710 units

  4 - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 1644d
  SEC Form 4: Mcgarrity John P sold $101,010 worth of Common Shares of Beneficial Ownership (11,100 units at $9.10), decreasing direct ownership by 21% to 42,851 units

  4 - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 1779d
  SEC Form 4: McCulloch Benjamin bought $2,496 worth of Common Shares of Beneficial Interest (288 units at $8.67), increasing direct ownership by 96% to 588 units

  4 - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 1784d
  SEC Form 4 filed by XAI Octagon Floating Rate & Alternative Income Term Trust

  4 - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 1785d
  SEC Form 4: Spence John Yogi bought $84,996 worth of Common Shares of Beneficial Interest (10,000 units at $8.50), increasing direct ownership by 2% to 466,970 units

  4 - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)

Other XFLT categories

• 8-K
• 10-K
• 10-Q
• S-1
• 13D
• 13G
• Form 3
• Form 5
• DEF 14A
• M&A
• Earnings
• Dividends