XAI Floating Rate & Alternative Income Trust (XFLT) insider Spence bought 6,000 shares for $39.1K at an average $6.51
Insider transactions reported
John Yogi Spence (insider at XAI Floating Rate & Alternative Income Trust, XFLT) reported that they bought 6,000 shares for $39.1K at an average $6.51 between Nov 8, 2022 and Nov 9, 2022. After these transactions the filing shows 10,000 shares held indirectly (XMS Holdings LLC).
- Reporting person
- Spence John Yogi
| Date | Type | Security | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| Nov 8, 2022 | Open-market purchase (P) | Common Shares of Beneficial Ownership | +4,000 | avg $6.49 | $26K | 8,000 indirect |
| Nov 9, 2022 | Open-market purchase (P) | Common Shares of Beneficial Ownership | +2,000 | avg $6.54 | $13.1K | 10,000 indirect |
Holdings before and after
- Common Shares of Beneficial Ownership: 4,000 to 10,000 indirect, XMS Holdings LLC
Other positions listed
- Common Shares of Beneficial Ownership: 515,496.797 direct
- Common Shares of Beneficial Ownership: 10,205 indirect, XA Investments LLC
- Common Shares of Beneficial Ownership: 594.884 indirect, By Spouse
Transaction codes in this filing
- Open-market purchase:
- Code P marks a purchase in the open market or a private deal. The insider paid for these securities.
FAQ
What did Spence report in this XFLT Form 4?
John Yogi Spence (insider at XAI Floating Rate & Alternative Income Trust, XFLT) reported that they bought 6,000 shares for $39.1K at an average $6.51 between Nov 8, 2022 and Nov 9, 2022. After these transactions the filing shows 10,000 shares held indirectly (XMS Holdings LLC).
How many XFLT shares does Spence hold after this filing?
The filing shows 10,000 shares held indirectly (XMS Holdings LLC) after the reported transactions. Form 4 reports only the positions it lists, so this may not be every holding.
What does transaction code P mean on an SEC Form 4?
Code P marks a purchase in the open market or a private deal. The insider paid for these securities.
Historical context for XFLT
Earlier insider filings at XFLT
- Nov 10, 2022SEC Form 4: Brombach Theodore J bought $39,055 worth of Common Shares of Beneficial Ownership (6,000 units at $6.51) (Amendment)
- Nov 10, 2022SEC Form 4: Spence John Yogi bought $39,055 worth of Common Shares of Beneficial Ownership (6,000 units at $6.51)
- Nov 10, 2022SEC Form 4: Brombach Theodore J bought $39,055 worth of Common Shares of Beneficial Ownership (6,000 units at $6.51)
- Nov 10, 2022SEC Form 4: Brombach Theodore J bought $25,544 worth of Common Shares of Beneficial Ownership (4,000 units at $6.39) (Amendment)
- Nov 9, 2022SEC Form 4: Spence John Yogi bought $25,544 worth of Common Shares of Beneficial Ownership (4,000 units at $6.39) (Amendment)
- Market cap
- 30-day
- Sector
- Finance
- Industry
- Investment Managers
- Listed since
- 2017
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