LPL Financial Holdings Inc. filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders
$LPLA
Investment Bankers/Brokers/Service
Finance
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 23, 2025
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| Item 5.07 | Submission of Matters to a Vote of Security Holders. | |||||||
The Company held its 2025 annual meeting of stockholders (the “Annual Meeting”) on May 22, 2025. The stockholders of the Company considered and acted upon the following proposals at the Annual Meeting:
1. Election of Directors. By the vote reported below, the stockholders elected the following ten nominees to serve as directors of the Company for a term to end at the 2026 annual meeting of stockholders:
| Nominee | Votes For | Votes Against | Abstentions | Broker Non-Votes | ||||||||||
| Edward C. Bernard | 66,504,612 | 25,188 | 19,446 | 3,669,023 | ||||||||||
| H. Paulett Eberhart | 64,902,302 | 1,630,018 | 16,926 | 3,669,023 | ||||||||||
| William F. Glavin, Jr. | 66,001,441 | 529,424 | 18,381 | 3,669,023 | ||||||||||
| Albert J. Ko | 66,507,501 | 22,131 | 19,614 | 3,669,023 | ||||||||||
| Allison H. Mnookin | 65,835,395 | 696,740 | 17,111 | 3,669,023 | ||||||||||
| Anne M. Mulcahy | 63,426,078 | 3,107,188 | 15,980 | 3,669,023 | ||||||||||
| James S. Putnam | 64,417,630 | 2,116,258 | 15,358 | 3,669,023 | ||||||||||
| Richard P. Schifter | 64,380,999 | 2,148,761 | 19,486 | 3,669,023 | ||||||||||
| Richard Steinmeier | 66,252,462 | 280,323 | 16,461 | 3,669,023 | ||||||||||
| Corey E. Thomas | 66,219,983 | 309,464 | 19,799 | 3,669,023 | ||||||||||
2. Ratification of the Appointment of Deloitte & Touche LLP. The stockholders ratified the appointment of Deloitte & Touche LLP by the audit and risk committee of the Board as the Company’s independent registered public accounting firm for the current fiscal year. 67,787,387 shares voted for the proposal; 2,417,716 shares voted against the proposal; and 13,166 shares abstained from voting on the proposal. There were no broker non-votes on the proposal.
3. Advisory Vote on Named Executive Officer Compensation. The stockholders approved, on an advisory, non-binding basis, the compensation paid to the named executive officers of the Company, as disclosed in the Company’s definitive proxy statement on Schedule 14A filed with the SEC on March 25, 2025 relating to the Annual Meeting. 64,289,292 shares voted for the proposal; 2,181,183 shares voted against the proposal; and 78,771 shares abstained from voting on the proposal. There were 3,669,023 broker non-votes on the proposal.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| LPL FINANCIAL HOLDINGS INC. | ||||||||
| By: | /s/ Althea Brown | |||||||
| Name: Althea Brown | ||||||||
| Title: Secretary | ||||||||
Dated: May 23, 2025