GUG · Categories · Form 4

GUG - SEC Form 4 insider transactions

Guggenheim Active Allocation Fund (GUG) sec form 4 insider transactions - real-time wire coverage filtered to Form 4 only.

Recent Form 4 for GUG

• 48d
  TRUSTEE Barnes Randall C sold $47,550 worth of shares (3,000 units at $15.85), decreasing direct ownership by 5% to 62,322 units (SEC Form 4)

  4 - Guggenheim Active Allocation Fund (0001864208) (Issuer)
• 569d
  TRUSTEE Barnes Randall C sold $8,225 worth of shares (500 units at $16.45), decreasing direct ownership by 0.76% to 65,322 units (SEC Form 4)

  4 - Guggenheim Active Allocation Fund (0001864208) (Issuer)
• 964d
  SEC Form 4: Barnes Randall C bought $19,432 worth of shares (1,390 units at $13.98), increasing direct ownership by 6% to 25,343 units

  4 - Guggenheim Active Allocation Fund (0001864208) (Issuer)
• 968d
  SEC Form 4: Barnes Randall C bought $4,695 worth of shares (333 units at $14.10), increasing direct ownership by 1% to 23,953 units

  4 - Guggenheim Active Allocation Fund (0001864208) (Issuer)
• 968d
  SEC Form 4: Toupin Ronald E Jr bought $2,848 worth of shares (202 units at $14.10), increasing direct ownership by 2% to 9,414 units

  4 - Guggenheim Active Allocation Fund (0001864208) (Issuer)
• 999d
  SEC Form 4: Barnes Randall C bought $24,483 worth of shares (1,729 units at $14.16), increasing direct ownership by 8% to 23,620 units

  4 - Guggenheim Active Allocation Fund (0001864208) (Issuer)
• 1000d
  SEC Form 4: Toupin Ronald E Jr bought $2,874 worth of shares (202 units at $14.23), increasing direct ownership by 2% to 9,134 units

  4 - Guggenheim Active Allocation Fund (0001864208) (Issuer)
• 1026d
  SEC Form 4 filed by Toupin Ronald E Jr

  4 - Guggenheim Active Allocation Fund (0001864208) (Issuer)
• 1028d
  SEC Form 4 filed by Barnes Randall C

  4 - Guggenheim Active Allocation Fund (0001864208) (Issuer)
• 1054d
  SEC Form 4 filed by Barnes Randall C

  4 - Guggenheim Active Allocation Fund (0001864208) (Issuer)
• 1060d
  SEC Form 4 filed by Barnes Randall C

  4 - Guggenheim Active Allocation Fund (0001864208) (Issuer)
• 1060d
  SEC Form 4 filed by Toupin Ronald E Jr

  4 - Guggenheim Active Allocation Fund (0001864208) (Issuer)
• 1090d
  SEC Form 4 filed by Barnes Randall C

  4 - Guggenheim Active Allocation Fund (0001864208) (Issuer)
• 1091d
  SEC Form 4 filed by Barnes Randall C

  4 - Guggenheim Active Allocation Fund (0001864208) (Issuer)
• 1094d
  SEC Form 4 filed by Toupin Ronald E Jr

  4 - Guggenheim Active Allocation Fund (0001864208) (Issuer)
• 1112d
  SEC Form 4 filed by Toupin Ronald E Jr

  4 - Guggenheim Active Allocation Fund (0001864208) (Issuer)
• 1140d
  SEC Form 4: Toupin Ronald E Jr bought $3,425 worth of shares (245 units at $13.98), increasing direct ownership by 3% to 7,711 units

  4 - Guggenheim Active Allocation Fund (0001864208) (Issuer)
• 1143d
  SEC Form 4: Barnes Randall C bought $22,975 worth of shares (1,610 units at $14.27), increasing direct ownership by 11% to 16,890 units

  4 - Guggenheim Active Allocation Fund (0001864208) (Issuer)
• 1178d
  SEC Form 4: Toupin Ronald E Jr bought $2,848 worth of shares (189 units at $15.07), increasing direct ownership by 3% to 7,405 units

  4 - Guggenheim Active Allocation Fund (0001864208) (Issuer)
• 1180d
  SEC Form 4: Barnes Randall C bought $22,869 worth of shares (1,540 units at $14.85), increasing direct ownership by 11% to 15,280 units

  4 - Guggenheim Active Allocation Fund (0001864208) (Issuer)
• 1209d
  SEC Form 4: Toupin Ronald E Jr bought $3,349 worth of shares (249 units at $13.45), increasing direct ownership by 4% to 7,157 units

  4 - Guggenheim Active Allocation Fund (0001864208) (Issuer)
• 1209d
  SEC Form 4: Barnes Randall C bought $22,191 worth of shares (1,645 units at $13.49), increasing direct ownership by 14% to 13,740 units

  4 - Guggenheim Active Allocation Fund (0001864208) (Issuer)
• 1221d
  SEC Form 4: Barnes Randall C bought $32,952 worth of shares (2,400 units at $13.73), increasing direct ownership by 25% to 12,095 units

  4 - Guggenheim Active Allocation Fund (0001864208) (Issuer)
• 1223d
  SEC Form 4: Barnes Randall C bought $28,156 worth of shares (2,030 units at $13.87), increasing direct ownership by 26% to 9,695 units

  4 - Guggenheim Active Allocation Fund (0001864208) (Issuer)
• 1238d
  SEC Form 4: Brock-Kyle Angela bought $5,000 worth of shares (353 units at $14.16), increasing direct ownership by 35% to 1,353 units (Amendment)

  4/A - Guggenheim Active Allocation Fund (0001864208) (Issuer)
• 1241d
  SEC Form 4: Brock-Kyle Angela bought $5,000 worth of shares (353 units at $14.16), increasing direct ownership by 35% to 1,353 units

  4 - Guggenheim Active Allocation Fund (0001864208) (Issuer)
• 1243d
  SEC Form 4: Barnes Randall C bought $21,528 worth of shares (1,560 units at $13.80), increasing direct ownership by 26% to 7,665 units

  4 - Guggenheim Active Allocation Fund (0001864208) (Issuer)
• 1245d
  SEC Form 4: Barnes Randall C bought $40,069 worth of shares (2,860 units at $14.01), increasing direct ownership by 88% to 6,105 units

  4 - Guggenheim Active Allocation Fund (0001864208) (Issuer)
• 1271d
  SEC Form 4: Nyberg Ronald bought $10,856 worth of shares (800 units at $13.57)

  4 - Guggenheim Active Allocation Fund (0001864208) (Issuer)
• 1272d
  SEC Form 4: Barnes Randall C bought $21,284 worth of shares (1,565 units at $13.60), increasing direct ownership by 93% to 3,245 units

  4 - Guggenheim Active Allocation Fund (0001864208) (Issuer)
• 1278d
  SEC Form 4: Barnes Randall C bought $3,524 worth of shares (270 units at $13.05), increasing direct ownership by 19% to 1,680 units

  4 - Guggenheim Active Allocation Fund (0001864208) (Issuer)
• 1292d
  SEC Form 4: Toupin Ronald E Jr bought $15,672 worth of shares (1,146 units at $13.68), increasing direct ownership by 21% to 6,730 units

  4 - Guggenheim Active Allocation Fund (0001864208) (Issuer)
• 1305d
  SEC Form 4: Toupin Ronald E Jr bought $12,902 worth of shares (1,000 units at $12.90), increasing direct ownership by 22% to 5,553 units

  4 - Guggenheim Active Allocation Fund (0001864208) (Issuer)
• 1312d
  SEC Form 4: Toupin Ronald E Jr bought $13,900 worth of shares (1,000 units at $13.90), increasing direct ownership by 28% to 4,553 units

  4 - Guggenheim Active Allocation Fund (0001864208) (Issuer)
• 1325d
  SEC Form 4: Barnes Randall C bought $3,504 worth of shares (240 units at $14.60), increasing direct ownership by 21% to 1,410 units

  4 - Guggenheim Active Allocation Fund (0001864208) (Issuer)
• 1383d
  SEC Form 4: Barnes Randall C bought $2,411 worth of shares (170 units at $14.18), increasing direct ownership by 17% to 1,170 units

  4 - Guggenheim Active Allocation Fund (0001864208) (Issuer)
• 1405d
  SEC Form 4: Barnes Randall C bought $3,828 worth of shares (275 units at $13.92), increasing direct ownership by 38% to 1,000 units

  4 - Guggenheim Active Allocation Fund (0001864208) (Issuer)
• 1417d
  SEC Form 4: Sponem Sandra G bought $15,040 worth of shares (1,000 units at $15.04)

  4 - Guggenheim Active Allocation Fund (0001864208) (Issuer)
• 1475d
  SEC Form 4: Barnes Randall C bought $12,274 worth of shares (725 units at $16.93)

  4 - Guggenheim Active Allocation Fund (0001864208) (Issuer)
• 1482d
  SEC Form 4: Toupin Ronald E Jr bought $1,898 worth of shares (110 units at $17.25), increasing direct ownership by 3% to 3,417 units

  4 - Guggenheim Active Allocation Fund (0001864208) (Issuer)
• 1487d
  SEC Form 4: Toupin Ronald E Jr bought $14,832 worth of shares (850 units at $17.45), increasing direct ownership by 35% to 3,307 units

  4 - Guggenheim Active Allocation Fund (0001864208) (Issuer)
• 1501d
  SEC Form 4: Toupin Ronald E Jr bought $24,910 worth of shares (1,436 units at $17.35), increasing direct ownership by 142% to 2,450 units

  4 - Guggenheim Active Allocation Fund (0001864208) (Issuer)
• 1544d
  SEC Form 4: Toupin Ronald E Jr bought $18,999 worth of shares (1,008 units at $18.85)

  4 - Guggenheim Active Allocation Fund (0001864208) (Issuer)
• 1612d
  SEC Form 4: Brock-Kyle Angela bought $20,000 worth of shares (1,000 units at $20.01)

  4 - Guggenheim Active Allocation Fund (0001864208) (Issuer)

Other GUG categories

• 8-K
• 10-K
• 10-Q
• S-1
• 13D
• 13G
• Form 3
• Form 5
• DEF 14A
• M&A
• Earnings
• Dividends