SNEX - SEC Form 4 insider transactions

Chief Information Officer Perkins Abigail H sold $291,662 worth of shares (4,500 units at $64.81) and exercised 4,500 shares at a strike of $12.26 (SEC Form 4)

Chief Risk Officer Maurer Mark Lowry exercised 69,372 shares at a strike of $8.90 and sold $3,487,935 worth of shares (52,648 units at $66.25), increasing direct ownership by 8% to 236,964 units (SEC Form 4)

Director Fowler John Moore sold $118,771 worth of shares (1,575 units at $75.41), decreasing direct ownership by 0.61% to 255,271 units (SEC Form 4)

Amendment: Director Fowler John Moore was granted 174 units of Restricted Shares of Common Stock and covered exercise/tax liability with 197 shares, decreasing direct ownership by 0.01% to 256,846 units (SEC Form 4) (withholding obligation)

Director Cooper Diane L. was granted 116 units of Restricted Shares of Common Stock, increasing direct ownership by 0.21% to 56,102 units (SEC Form 4)

Chairman of the Board Radziwill John was granted 219 units of Restricted Shares of Common Stock, increasing direct ownership by 0.09% to 231,850 units (SEC Form 4)

Director Thamodaran Dhamu R. was granted 142 units of Restricted Shares of Common Stock, increasing direct ownership by 3% to 5,648 units (SEC Form 4)

Director Fowler John Moore was granted 174 units of Restricted Shares of Common Stock and covered exercise/tax liability with 230 shares, decreasing direct ownership by 0.02% to 256,813 units (SEC Form 4) (tax liability)

Director Kass Steven A was granted 174 units of Restricted Shares of Common Stock, increasing direct ownership by 0.22% to 80,073 units (SEC Form 4)

Chief Governance/Legal Officer Rotsztain Diego sold $1,534,886 worth of shares (20,630 units at $74.40), decreasing direct ownership by 37% to 34,870 units (SEC Form 4)

Chief Governance/Legal Officer Rotsztain Diego exercised 50,625 shares at a strike of $12.26 and sold $2,229,282 worth of shares (29,995 units at $74.32), increasing direct ownership by 59% to 55,500 units (SEC Form 4)

Executive Vice-Chairman-Board Oconnor Sean Michael exercised 225,000 shares at a strike of $8.90 and sold $7,799,776 worth of shares (104,934 units at $74.33), increasing direct ownership by 7% to 1,750,447 units (SEC Form 4)

Chief Financial Officer Dunaway William J exercised 126,563 shares at a strike of $8.90 and sold $7,133,325 worth of shares (95,970 units at $74.33), increasing direct ownership by 7% to 472,131 units (SEC Form 4)

Chief Executive Officer Smith Philip Andrew exercised 45,000 shares at a strike of $8.90 and sold $3,344,481 worth of shares (45,000 units at $74.32) (SEC Form 4)

Chief Risk Officer Maurer Mark Lowry exercised 69,372 shares at a strike of $8.90 and sold $3,892,679 worth of shares (52,376 units at $74.32), increasing direct ownership by 8% to 220,240 units (SEC Form 4)

Chief Information Officer Perkins Abigail H sold $628,147 worth of shares (8,919 units at $70.43), decreasing direct ownership by 8% to 96,663 units (SEC Form 4)

Director Bexiga Annabelle G sold $170,880 worth of shares (1,500 units at $113.92), decreasing direct ownership by 7% to 18,688 units (SEC Form 4)

Chief Executive Officer Smith Philip Andrew sold $6,119,075 worth of shares (51,540 units at $118.72) and exercised 37,500 shares at a strike of $13.34, decreasing direct ownership by 3% to 492,144 units (SEC Form 4)

Chief Risk Officer Maurer Mark Lowry exercised 46,248 shares at a strike of $13.34 and sold $6,238,422 worth of shares (46,248 units at $134.89) as part of a pre-agreed trading plan (SEC Form 4)

President Lyon Charles M sold $1,187,640 worth of shares (9,000 units at $131.96), decreasing direct ownership by 4% to 216,495 units (SEC Form 4)

Executive Vice-Chairman-Board Oconnor Sean Michael sold $19,993,050 worth of shares (150,000 units at $133.29), decreasing direct ownership by 12% to 1,086,921 units (SEC Form 4)

Director Bexiga Annabelle G sold $200,040 worth of shares (1,500 units at $133.36), decreasing direct ownership by 7% to 20,188 units (SEC Form 4)

Chief Financial Officer Dunaway William J exercised 84,375 shares at a strike of $13.34 and sold $8,342,013 worth of shares (63,602 units at $131.16), increasing direct ownership by 8% to 294,359 units (SEC Form 4)

Chief Information Officer Perkins Abigail H gifted 2,000 shares, decreasing direct ownership by 3% to 70,388 units (SEC Form 4)

Chief Information Officer Perkins Abigail H exercised 4,312 shares at a strike of $18.39 and sold $511,025 worth of shares (4,312 units at $118.51) (SEC Form 4)

Chief Risk Officer Maurer Mark Lowry sold $1,279,374 worth of shares (11,398 units at $112.25), decreasing direct ownership by 8% to 135,496 units (SEC Form 4)

Chief Executive Officer Smith Philip Andrew sold $962,094 worth of shares (8,535 units at $112.72), decreasing direct ownership by 2% to 506,184 units (SEC Form 4)

Amendment: Chief Governance/Legal Officer Rotsztain Diego exercised 33,750 shares at a strike of $18.39 and sold $3,780,412 worth of shares (33,750 units at $112.01) (SEC Form 4)

Chief Governance/Legal Officer Rotsztain Diego exercised 33,750 shares at a strike of $18.39 and sold $3,780,412 worth of shares (33,750 units at $112.01) (SEC Form 4)

Executive Vice-Chairman-Board Oconnor Sean Michael sold $33,166,803 worth of shares (300,000 units at $110.56) and exercised 300,000 shares at a strike of $13.34 (SEC Form 4)

Chief Financial Officer Dunaway William J exercised 84,375 shares at a strike of $13.34 and sold $7,071,209 worth of shares (64,017 units at $110.46), increasing direct ownership by 8% to 273,586 units (SEC Form 4)

Director Bexiga Annabelle G sold $169,230 worth of shares (1,500 units at $112.82), decreasing direct ownership by 6% to 21,688 units (SEC Form 4)

Chief Risk Officer Maurer Mark Lowry exercised 46,260 shares at a strike of $13.34 and sold $4,054,248 worth of shares (34,862 units at $116.29), increasing direct ownership by 8% to 146,894 units (SEC Form 4)

Chief Accounting Officer Schroeder Aaron sold $429,272 worth of shares (3,500 units at $122.65), decreasing direct ownership by 6% to 51,481 units (SEC Form 4)

Director Parthemore Eric sold $308,249 worth of shares (2,500 units at $123.30), decreasing direct ownership by 5% to 43,874 units (SEC Form 4)

Director Kass Steven A sold $246,519 worth of shares (2,000 units at $123.26), decreasing direct ownership by 4% to 53,266 units (SEC Form 4)

Director Fowler John Moore sold $111,562 worth of shares (1,050 units at $106.25), decreasing direct ownership by 0.61% to 171,246 units (SEC Form 4)

Director Fowler John Moore was granted 131 units of Restricted Shares of Common Stock and covered exercise/tax liability with 82 shares, increasing direct ownership by 0.03% to 172,296 units (SEC Form 4) (withholding obligation)

Director Kass Steven A was granted 131 units of Restricted Shares of Common Stock, increasing direct ownership by 0.24% to 55,266 units (SEC Form 4)

Chairman of the Board Radziwill John was granted 165 units of Restricted Shares of Common Stock, increasing direct ownership by 0.11% to 154,438 units (SEC Form 4)

Director Thamodaran Dhamu R. was granted 107 units of Restricted Shares of Common Stock, increasing direct ownership by 3% to 3,671 units (SEC Form 4)

Director Cooper Diane L. was granted 87 units of Restricted Shares of Common Stock, increasing direct ownership by 0.23% to 37,324 units (SEC Form 4)

Director Fowler John Moore covered exercise/tax liability with 52 units of Common, decreasing direct ownership by 0.03% to 172,247 units (SEC Form 4) to satisfy tax liability

SEC Form 4 filed by Bexiga Annabelle G

SEC Form 4 filed by Smith Philip Andrew

SEC Form 4 filed by Oconnor Sean Michael

Director Bexiga Annabelle G sold $106,540 worth of shares (1,000 units at $106.54), decreasing direct ownership by 6% to 16,459 units (SEC Form 4)

Director Cooper Diane L. was granted 1,101 units of Restricted Shares of Common Stock, increasing direct ownership by 5% to 24,825 units (SEC Form 4)

Director Thamodaran Dhamu R. was granted 1,101 units of Restricted Shares of Common Stock, increasing direct ownership by 3% to 34,936 units (SEC Form 4)

Chairman of the Board Radziwill John was granted 1,101 units of Restricted Shares of Common Stock, increasing direct ownership by 1% to 102,849 units (SEC Form 4)

Director Parthemore Eric was granted 1,101 units of Restricted Shares of Common Stock, increasing direct ownership by 4% to 30,916 units (SEC Form 4)

Director Fowler John Moore was granted 1,101 units of Restricted Shares of Common Stock, increasing direct ownership by 0.97% to 114,866 units (SEC Form 4)

Director Kass Steven A was granted 1,101 units of Restricted Shares of Common Stock, increasing direct ownership by 3% to 36,757 units (SEC Form 4)

Director Bexiga Annabelle G was granted 1,101 units of Restricted Shares of Common Stock, increasing direct ownership by 7% to 17,459 units (SEC Form 4)

Chief Information Officer Perkins Abigail H exercised 8,000 shares at a strike of $27.58 and sold $1,013,729 worth of shares (8,000 units at $126.72) (SEC Form 4)

Executive Vice-Chairman-Board Oconnor Sean Michael exercised 80,000 shares at a strike of $20.00 and sold $9,980,360 worth of shares (80,000 units at $124.75) (SEC Form 4)

Chief Risk Officer Maurer Mark Lowry exercised 40,000 shares at a strike of $20.00 and sold $4,995,120 worth of shares (40,000 units at $124.88) (SEC Form 4)

President Lyon Charles M exercised 45,000 shares at a strike of $20.00 and sold $3,743,271 worth of shares (30,000 units at $124.78), increasing direct ownership by 11% to 150,330 units (SEC Form 4)

Director Fowler John Moore sold $126,788 worth of shares (1,125 units at $112.70), decreasing direct ownership by 0.98% to 113,765 units (SEC Form 4)

Director Thamodaran Dhamu R. was granted 99 units of Restricted Shares of Common Stock, increasing direct ownership by 0.29% to 33,835 units (SEC Form 4)