Collective Audience Inc.. (CAUD) CEO Bordes bought 7,978 Series A Preferred Stock
Insider transactions reported
Peter A Bordes Jr (Chief Executive Officer at Collective Audience Inc.., CAUD) reported that they bought 7,978 Series A Preferred Stock, and sold 1,211,429 shares for $121K at $0.10 between Mar 20, 2025 and Mar 28, 2025. After these transactions the filing shows 0 shares held directly and 7,978 Series A Preferred Stock held directly.
- Reporting person
- Bordes Peter A Jr
- Role
- Chief Executive Officer
| Date | Type | Security | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| Mar 20, 2025 | Open-market sale (S) | Common Stock | -1,211,429 | $0.10 | $121K | 0 direct |
| Mar 28, 2025 | Open-market purchase (P) | Series A Preferred Stock1 | +7,978 | - | - | 7,978 direct |
Holdings before and after
- Common Stock: 1,211,429 to 0 direct
- Series A Preferred Stock: 0 to 7,978 direct
Footnotes from the filing
- 1. 7,978 shares of Series A Preferred Stock issuable upon the effectiveness of that certain Certificate of Designation of Series A Preferred Stock of Collective Audience, Inc. (the Company ), filed with the Delaware Secretary of State on March 28, 2025, in exchange for the cancellation of debt owed by the Company to Peter Bordes in the amount of $300,000 plus accrued interest, under that certain promissory note dated June 30, 2024.
Transaction codes in this filing
- Open-market purchase:
- Code P marks a purchase in the open market or a private deal. The insider paid for these securities.
- Open-market sale:
- Code S marks a sale in the open market or a private deal. The insider received cash for these securities.
FAQ
What did Bordes report in this CAUD Form 4?
Peter A Bordes Jr (Chief Executive Officer at Collective Audience Inc.., CAUD) reported that they bought 7,978 Series A Preferred Stock, and sold 1,211,429 shares for $121K at $0.10 between Mar 20, 2025 and Mar 28, 2025. After these transactions the filing shows 0 shares held directly and 7,978 Series A Preferred Stock held directly.
How many CAUD shares does Bordes hold after this filing?
The filing shows 0 shares held directly, 7,978 Series A Preferred Stock held directly after the reported transactions. Form 4 reports only the positions it lists, so this may not be every holding.
Was this CAUD insider sale made under a 10b5-1 plan?
The filing's footnotes do not mention a Rule 10b5-1 trading plan.
What does transaction code P mean on an SEC Form 4?
Code P marks a purchase in the open market or a private deal. The insider paid for these securities.
Historical context for CAUD
Earlier insider filings at CAUD
- Mar 20, 2025Large owner Abri Ventures I, Llc bought $475,626 worth of shares (4,756,259 units at $0.10) and acquired $996,950 worth of shares (39,250,000 units at $0.03), increasing direct ownership by 32% to 180,559,610 units (SEC Form 4)
- Nov 21, 2024Director Duncan Denis J. bought $33,600 worth of shares (80,000 units at $0.42), increasing direct ownership by 400% to 100,000 units (SEC Form 4)
- Apr 10, 2024Abri Ventures I, Llc sold $330,000 worth of shares (600,000 units at $0.55), decreasing direct ownership by 37% to 1,013,078 units (SEC Form 4)
- Market cap
- 30-day
- Sector
- Consumer Discretionary
- Industry
- Professional Services
- Listed since
- 2021
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