PlayAGS (AGS) CEO Lopez gave up 35,235 shares at $11.94 to cover taxes or an exercise price
Insider transactions reported
David Lopez (Chief Executive Officer at PlayAGS Inc., AGS) reported that they gave up 35,235 shares at $11.94 to cover taxes or an exercise price on Jan 29, 2025. After these transactions the filing shows 1,556,937 shares held directly.
- Reporting person
- Lopez David
- Role
- Chief Executive Officer
| Date | Type | Security | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| Jan 29, 2025 | Shares withheld for taxes or exercise price (F) | Common Stock1, 2 | -35,235 | $11.94 | $421K | 1,556,937 direct |
Holdings before and after
- Common Stock: 1,592,172 to 1,556,937 direct
Footnotes from the filing
- 1. Exempt transaction pursuant to Rule 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the vesting of restricted shares, as approved by the Issuer's board of directors in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the settlement of vested restricted shares. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
- 2. The amount of beneficially owned securities includes 922,628 shares of common stock and 634,309 unvested restricted stock units.
Transaction codes in this filing
- Shares withheld for taxes or exercise price:
- Code F marks shares handed back or withheld to pay taxes or an exercise price. No sale happens in the market.
FAQ
What did Lopez report in this AGS Form 4?
David Lopez (Chief Executive Officer at PlayAGS Inc., AGS) reported that they gave up 35,235 shares at $11.94 to cover taxes or an exercise price on Jan 29, 2025. After these transactions the filing shows 1,556,937 shares held directly.
How many AGS shares does Lopez hold after this filing?
The filing shows 1,556,937 shares held directly after the reported transactions. Form 4 reports only the positions it lists, so this may not be every holding.
What does transaction code F mean on an SEC Form 4?
Code F marks shares handed back or withheld to pay taxes or an exercise price. No sale happens in the market.
Historical context for AGS
Earlier insider filings at AGS
- Jan 31, 2025CFO Chief Acctg Off and Treas Akiona Kimo covered exercise/tax liability with 21,141 shares, decreasing direct ownership by 2% to 829,549 units (SEC Form 4)
- Jan 10, 2025Chief Executive Officer Lopez David converted options into 42,142 shares and covered exercise/tax liability with 17,330 shares, increasing direct ownership by 2% to 1,592,172 units (SEC Form 4)
- Jan 10, 2025CFO Chief Acctg Off and Treas Akiona Kimo converted options into 20,258 shares and covered exercise/tax liability with 8,719 shares, increasing direct ownership by 1% to 850,690 units (SEC Form 4)
- Sep 27, 2024CFO Chief Acctg Off and Treas Akiona Kimo covered exercise/tax liability with 9,132 shares and converted options into 23,207 shares, increasing direct ownership by 2% to 839,151 units (SEC Form 4)
- Sep 27, 2024Chief Executive Officer Lopez David covered exercise/tax liability with 18,997 shares and converted options into 48,276 shares, increasing direct ownership by 2% to 1,567,360 units (SEC Form 4)
- Market cap
- 30-day
- Sector
- Consumer Discretionary
- Industry
- Miscellaneous manufacturing industries
- Listed since
- 2018
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