Rafael Holdings (RFL) CFO Polinsky gave up 3,815 shares at $1.73 to cover taxes or an exercise price
Insider transactions reported
David Polinsky (Chief Financial Officer at Rafael Holdings Inc., RFL) reported that they gave up 3,815 shares at $1.73 to cover taxes or an exercise price between Sep 21, 2024 and Sep 23, 2024. After these transactions the filing shows 151,251 shares held directly.
- Reporting person
- Polinsky David
- Role
- Chief Financial Officer
| Date | Type | Security | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| Sep 21, 2024 | Shares withheld for taxes or exercise price (F) | Class B Common Stock, par value $.01 per share1, 2 | -2,384 | $1.73 | $4,112 | 152,682 direct |
| Sep 23, 2024 | Shares withheld for taxes or exercise price (F) | Class B Common Stock, par value $.01 per share1, 3 | -1,431 | $1.73 | $2,468 | 151,251 direct |
Holdings before and after
- Class B Common Stock, par value $.01 per share: 155,066 to 151,251 direct
Footnotes from the filing
- 1. Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock.
- 2. Consists of 48,932 fully vested restricted shares and 103,750 unvested restricted shares that vest as follows: 6,250 quarterly from December 21, 2024 through December 21, 2026; 3,750 on each of September 23, 2024 and September 23, 2025; and 10,000 on each of October 25, 2024, October 25, 2025, October 25, 2026 and October 25, 2027.
- 3. Consists of 51,251 fully vested restricted shares and 100,000 unvested restricted shares that vest as follows: 6,250 quarterly from December 21, 2024 through December 21, 2026; 3,750 on September 23, 2025; and 10,000 on each of October 25, 2024, October 25, 2025, October 25, 2026 and October 25, 2027.
Transaction codes in this filing
- Shares withheld for taxes or exercise price:
- Code F marks shares handed back or withheld to pay taxes or an exercise price. No sale happens in the market.
FAQ
What did Polinsky report in this RFL Form 4?
David Polinsky (Chief Financial Officer at Rafael Holdings Inc., RFL) reported that they gave up 3,815 shares at $1.73 to cover taxes or an exercise price between Sep 21, 2024 and Sep 23, 2024. After these transactions the filing shows 151,251 shares held directly.
How many RFL shares does Polinsky hold after this filing?
The filing shows 151,251 shares held directly after the reported transactions. Form 4 reports only the positions it lists, so this may not be every holding.
What does transaction code F mean on an SEC Form 4?
Code F marks shares handed back or withheld to pay taxes or an exercise price. No sale happens in the market.
Historical context for RFL
Earlier insider filings at RFL
- Jul 26, 2024Executive Chairman Jonas Howard S disposed of 563,538 units of Class B Common Stock and acquired 563,538 units of Class B Common Stock (SEC Form 4)
- Jun 28, 2024Executive Chairman Jonas Howard S disposed of 563,538 units of Class B Common Stock and acquired 563,538 units of Class B Common Stock (SEC Form 4)
- Jun 25, 2024Chief Financial Officer Polinsky David covered exercise/tax liability with 2,296 units of Class B Common Stock, decreasing direct ownership by 1% to 155,066 units (SEC Form 4)
- Jun 25, 2024Chief Executive Officer Conkling William covered exercise/tax liability with 13,295 units of Class B Common Stock, decreasing direct ownership by 2% to 520,749 units (SEC Form 4)
- Jun 17, 2024Executive Chairman Jonas Howard S was granted 159,016 units of Class B Common Stock, disposed of 563,538 units of Class B Common Stock and acquired 563,538 units of Class B Common Stock, decreasing direct ownership by 72% to 159,016 units (SEC Form 4)
- Market cap
- 30-day
- Sector
- Health Care
- Industry
- Biotechnology: Pharmaceutical Preparations
- Listed since
- 2018
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