Rocket Companies (RKT) CTO Malhotra gave up 37,930 shares at $14.06 to cover taxes or an exercise price
Insider transactions reported
Shawn Malhotra (Chief Technology Officer at Rocket Companies Inc., RKT) reported that they gave up 37,930 shares at $14.06 to cover taxes or an exercise price on Sep 7, 2026. After these transactions the filing shows 867,341 shares held directly.
- Reporting person
- Malhotra Shawn
- Role
- Chief Technology Officer
| Date | Type | Security | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| Sep 7, 2026 | Shares withheld for taxes or exercise price (F) | Class A common stock1 | -37,930 | $14.06 | $533K | 867,341 direct |
Holdings before and after
- Class A common stock: 905,271 to 867,341 direct
Footnotes from the filing
- 1. Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.
Transaction codes in this filing
- Shares withheld for taxes or exercise price:
- Code F marks shares handed back or withheld to pay taxes or an exercise price. No sale happens in the market.
FAQ
What did Malhotra report in this RKT Form 4?
Shawn Malhotra (Chief Technology Officer at Rocket Companies Inc., RKT) reported that they gave up 37,930 shares at $14.06 to cover taxes or an exercise price on Sep 7, 2026. After these transactions the filing shows 867,341 shares held directly.
How many RKT shares does Malhotra hold after this filing?
The filing shows 867,341 shares held directly after the reported transactions. Form 4 reports only the positions it lists, so this may not be every holding.
What does transaction code F mean on an SEC Form 4?
Code F marks shares handed back or withheld to pay taxes or an exercise price. No sale happens in the market.
Historical context for RKT
Across the 19 sessions after earlier RKT headlines, the stock closed higher 9 times and lower 10 times, with a median move of 3.2% in either direction. This shows timing only: many things move a stock in a session, and these figures do not show that any headline caused a move.
| Session | Earlier headline | RKT | SPY |
|---|---|---|---|
| Sep 9, 2026 | Housing Supply Hits 6-Year High As New Listings Jump, Giving Buyers Bargaining Power | -2.8% | -0.5% |
| Sep 3, 2026 | Redfin Report: Florida's Luxury Market Pulls Away From the Pack, With Miami and Tampa Posting Double-Digit Price Increasesand 1 other headline that session | +4.9% | +1.0% |
| Sep 2, 2026 | Redfin Report: San Francisco's Housing Market Booms While Seattle Slumpsand 2 other headlines that session | +4.1% | +0.4% |
| Aug 31, 2026 | Rocket Companies Names Alessio Sanfilippo Chief Executive Officer of Redfinand 1 other headline that session | -2.6% | -0.3% |
| Aug 27, 2026 | Redfin Reports New Listings Hit 4-Month High While Demand Slips, Giving Serious Buyers Chance to Get a Deal Done | +2.4% | +0.7% |
| Aug 25, 2026 | Rocket Money's Rowan Rewrites What AI Can Do in Personal Financeand 1 other headline that session | +1.5% | +0.3% |
Earlier insider filings at RKT
- Sep 9, 2026Pres & CEO, Rocket Mortgage Bray Jesse K covered exercise/tax liability with 29,279 shares, decreasing direct ownership by 0.37% to 7,870,140 units (SEC Form 4) to cover withholding tax
- Sep 9, 2026Chief Operating Officer Lovier Heather M. covered exercise/tax liability with 61,669 shares, decreasing direct ownership by 3% to 2,259,115 units (SEC Form 4) (for withholding tax)
- Sep 9, 2026Chief Executive Officer Krishna Varun covered exercise/tax liability with 185,258 shares, decreasing direct ownership by 9% to 1,958,664 units (SEC Form 4) (for tax liability)
- Sep 9, 2026Director Rizik Matthew converted options into 14,796 shares and disposed of $208,032 worth of shares (14,796 units at $14.06) (SEC Form 4)
- Sep 9, 2026Chief Marketing Officer Mildenhall Jonathan covered exercise/tax liability with 80,287 shares, decreasing direct ownership by 9% to 808,657 units (SEC Form 4) (withholding tax)
- Market cap
- 30-day
- Sector
- Finance
- Industry
- Finance: Consumer Services
- Listed since
- 2020
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