Associated Banc-Corp 6.625% Fixed-Rate Reset Subordinated Note (ASBA) executive DeLoye sold 14,299 shares for $404K at $28.26
Insider transactions reported
Dennis DeLoye (Executive Vice President at Associated Banc-Corp 6.625% Fixed-Rate Reset Subordinated Note, ASBA) reported that they sold 14,299 shares for $404K at $28.26, and acquired 14,299 shares at an average $25.55 on May 26, 2026. After these transactions the filing shows 21,385.3 shares held directly.
- Reporting person
- DeLoye Dennis
- Role
- Executive Vice President
| Date | Type | Security | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| May 26, 2026 | Exercise or conversion of a derivative (M) | Common Stock $0.01 Par Value | +14,299 | avg $25.55 | $365K | 35,684.3 direct |
| May 26, 2026 | Open-market sale (S) | Common Stock $0.01 Par Value1, 2 | -14,299 | avg $28.26 | $404K | 21,385.3 direct |
Options and other derivatives
| Date | Type | Security | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| May 26, 2026 | Exercise or conversion of a derivative (M) | Non-qualified Stock Option (Right to Buy)On 14,299 Common Stock $0.01 Par Value3, 4 | -14,299 | - | - | 0 direct |
Holdings before and after
- Non-qualified Stock Option (Right to Buy): 10,429 to 0 direct
Footnotes from the filing
- 1. The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.215 to $28.315, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.
- 3. Options vest in four equal annual installments beginning 2/8/2019.
Transaction codes in this filing
- Open-market sale:
- Code S marks a sale in the open market or a private deal. The insider received cash for these securities.
- Exercise or conversion of a derivative:
- Code M marks the exercise or conversion of an option or other derivative under an exempt plan.
FAQ
What did DeLoye report in this ASBA Form 4?
Dennis DeLoye (Executive Vice President at Associated Banc-Corp 6.625% Fixed-Rate Reset Subordinated Note, ASBA) reported that they sold 14,299 shares for $404K at $28.26, and acquired 14,299 shares at an average $25.55 on May 26, 2026. After these transactions the filing shows 21,385.3 shares held directly.
How many ASBA shares does DeLoye hold after this filing?
The filing shows 21,385.3 shares held directly after the reported transactions. Form 4 reports only the positions it lists, so this may not be every holding.
Was this ASBA insider sale made under a 10b5-1 plan?
The filing's footnotes do not mention a Rule 10b5-1 trading plan.
What does transaction code S mean on an SEC Form 4?
Code S marks a sale in the open market or a private deal. The insider received cash for these securities.
Historical context for ASBA
Earlier insider filings at ASBA
- May 18, 2026EVP Zandpour Steven S. acquired $2,415 worth of Common Stock $0.01 Par Value (88 units at $27.31), increasing direct ownership by 0.48% to 18,389 units (SEC Form 4)
- May 18, 2026Chief Information Officer Williams Terry Lynn acquired $2,293 worth of Common Stock $0.01 Par Value (84 units at $27.31), increasing direct ownership by 0.35% to 24,112 units (SEC Form 4)
- May 18, 2026Executive Vice President Utz John A. acquired $1,348 worth of Common Stock $0.01 Par Value (49 units at $27.31), increasing direct ownership by 0.04% to 123,156 units (SEC Form 4)
- May 18, 2026EVP, CHRO Manso Julio acquired $825 worth of Common Stock $0.01 Par Value (30 units at $27.31), increasing direct ownership by 0.19% to 16,189 units (SEC Form 4)
- May 18, 2026Executive Vice President Kitowski Nicole M acquired $755 worth of Common Stock $0.01 Par Value (28 units at $27.31), increasing direct ownership by 0.05% to 52,940 units (SEC Form 4)
- Market cap
- 30-day
- Sector
- Finance
- Industry
- Major Banks
- Listed since
- 2023
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