Spruce Power Holding (SPRU) CEO Fong gave up 2,419 shares at $3.62 to cover taxes or an exercise price

Insider transactions reported

Christian S. Fong (President and CEO at Spruce Power Holding Corporation, SPRU) reported that they gave up 2,419 shares at $3.62 to cover taxes or an exercise price on Apr 1, 2024. After these transactions the filing shows 176,600 shares held directly.

Reporting person

Fong Christian S.

Role

President and CEO

Holdings before and after

• Common Stock: 179,019 to 176,600 direct

Other positions listed

• Common Stock: 75 indirect, Note
• Common Stock: 20,000 indirect, Note

Footnotes from the filing

1. 1. The securities were withheld to pay the reporting person's tax withholding obligations with respect to the vesting of restricted stock units (RSUs) on March 31, 2024. The applicable RSUs were reported on the Form 4 filed September 13, 2022.
2. 2. The shares are held by the reporting person's sons, who may be deemed to share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his sons, and this report should not be deemed an admission that the reporting person is the beneficial owner of his sons' shares for purposes of Section 16 or for any other purpose.
3. 3. The shares are held by a revocable family trust. The reporting person disclaims beneficial ownership of the shares held by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of this trust's shares for purposes of Section 16 or for any other purpose.

Transaction codes in this filing

Shares withheld for taxes or exercise price:

Code F marks shares handed back or withheld to pay taxes or an exercise price. No sale happens in the market.

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