Safeguard Scientifics (SFE) director Manko received 26,266 shares

Insider transactions reported

Joseph M. Manko Jr. (director at Safeguard Scientifics Inc., SFE) reported that they received 26,266 shares on Oct 16, 2023. After these transactions the filing shows 194,236 shares held directly.

Reporting person

Manko Joseph M. Jr.

Holdings before and after

• Common Stock, $0.10 par value: 167,970 to 194,236 direct

Other positions listed

• Common Stock, $0.10 par value: 177,386 indirect, Horton Capital Partners Fund, LP

Footnotes from the filing

1. 1. The securities reported herein were awarded to the Reporting Person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter.
2. 2. Securities owned directly by Horton Capital Partners Fund, LP ( HCPF ). The Reporting Person, solely by virtue of his position as the managing member of Horton Capital Management, LLC ( HCM ), which serves as the investment manager of HCPF, and as the managing member of Horton Capital Partners, LLC, which serves as the general partner of HCPF, may be deemed to beneficially own the securities directly held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Transaction codes in this filing

Grant or award:

Code A marks a grant or award from the company under an exempt employee or director plan. Usually nothing is paid for it.

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